DOE O 153.1A, Departmental Nuclear Emergency Support Team Capabilities
The order establishes radiological/nuclear (RN) incident response capability requirements and responsibilities for DOE/NNSA. Cancels/supersedes DOE O 153.1.
Supersedes:
DOE O 153.1, Departmental Radiological Emergency Response Assets on Oct 28, 2022
Superseded By:
Version history and related documents
Superseded by
A newer version replaces this document.
Supersedes
Earlier documents this one replaced.
Document text
Text extracted from the attached file. Refer to the original document for the authoritative version.
Section 1
U.S. Department of Energy ORDER
Washington, DC DOE O 153.1A
Approved: 11-17-2022
SUBJECT: DEPARTMENTAL NUCLEAR EMERGENCY SUPPORT TEAM
CAPABILITIES
1. PURPOSE. To establish radiological/nuclear (RN) incident response capability
requirements and responsibilities for the Department of Energy’s (DOE) National
Nuclear Security Administration (NNSA). This Order (O) is not intended to provide
operational procedures or readiness reporting. It provides the basic management structure
and principles when responding to RN incidents, accidents, or other emergencies.
a. The DOE/NNSA supports United States (U.S.) Government efforts to conduct RN
incident response operations by engaging its countering weapons of mass
destruction, U.S. nuclear weapon accident/incident response, public health and
safety, nuclear forensics, and emergency management core missions and
associated capabilities.
b. The Office of Counterterrorism and Counterproliferation (NA-80) serves as the
lead organization within the DOE/NNSA for the operational management of RN
incidents, accidents, or other emergency response activities.
c. This Order promotes operational readiness when preparing/training for,
responding to, and managing the resolution of RN incidents, accidents, or other
emergencies.
2. CANCELS/SUPERSEDES. DOE Order (O) 153.1, Departmental Radiological
Emergency Response Assets, dated 6-27-2007. Cancellation of a directive does not, by
itself, modify or otherwise affect any contractual or regulatory obligation to comply with
the directive. Contractor Requirements Documents (CRDs) that have been incorporated
into a contract remain in effect throughout the term of the contract unless and until the
contract or regulatory commitment is modified to either eliminate requirements that are
no longer applicable or substitute a new set of requirements.
3. APPLICABILITY.
a. Departmental Elements. With the exception of the equivalency in paragraph 3.c.,
this Order applies to all Departmental elements.
The Administrator of the National Nuclear Security Administration (NNSA) must
assure that NNSA employees comply with their responsibilities under this
directive. Nothing in this directive will be construed to interfere with the NNSA
Administrator’s authority under section 3212(d) of Public Law (P.L.) 106-65 to
establish Administration-specific policies, unless approved by the Secretary.
b. DOE Contractors. Except for the equivalencies/exemptions in paragraph 3.c., the
Contractor Requirements Document (CRD), Attachment 1, sets forth
AVAILABLE ONLINE AT: INITIATED BY:
www.directives.doe.gov National Nuclear Security Administration
www.directives.doe.gov
2 DOE O 153.1A
11-17-2022
requirements of this Order that will apply to contracts that include the CRD or its
requirements. The CRD will apply to the extent set forth in each contract.
c. Equivalencies/Exemptions for DOE O 153.1A. Equivalencies and exemptions to
this Order are processed in accordance with DOE O 251.1, Departmental
Directives Program, current version.
Equivalency. In accordance with the responsibilities and authorities assigned by
Executive Order 12344, codified at 50 U.S.C. sections 2406 and 2511 and to
ensure consistency throughout the joint Navy/DOE Naval Nuclear Propulsion
Program, the Deputy Administrator for Naval Reactors (Director) will implement
and oversee requirements and practices pertaining to this Directive for activities
under the Director's cognizance, as deemed appropriate.
4. REQUIREMENTS.
Section 2
a. This Order implements higher-level policy and directs NA-80 to maintain a
Nuclear Emergency Support Team (NEST) authorized to conduct RN operations
in response to RN incidents, accidents, and other emergencies. NEST
encompasses all DOE/NNSA radiological and nuclear emergency response
functions, including all field-deployed and remote technical support to public
health and safety missions, countering weapons of mass destruction (WMD)
operations, and responses to U.S. nuclear weapon accidents.
b. NA-80 adheres to other applicable DOE/NNSA Orders during RN operations
while maintaining the necessary flexibility that is required to save lives and to
protect property and the environment, unless explicitly stated otherwise in this
Order.
c. International activities and domestic activities encompassing multiple
jurisdictions will have full coordination, authorizations, and agreements as part of
preplanning, and as reasonable during responses, to RN incidents, accidents, or
other emergencies.
d. See detailed listing of references in Attachment 2 that give DOE/NNSA NA-80
the authority to develop, sustain, and execute its RN response mission using
processes that have been established through interagency and local partnerships.
e. Management and Administration.
(1) The RN response effort is coordinated through a dedicated Crisis Action
Team (CAT) that addresses all RN incidents, accidents, or other
emergencies. This CAT works in concert with the DOE Unified
Coordination Structure (UCS) as well as interagency partners to ensure a
cohesive U.S. Government response. The NNSA NEST Emergency
Response Official (ERO) is the NA-80 representative with authority to
alert, activate, mobilize, and deploy the NEST as well as activate this
dedicated CAT.
3 DOE O 153.1A
11-17-2022
(2) Nuclear Incident Team (NIT). This DOE/NNSA CAT for RN incident or
accident operations functions within the DOE UCS. The mission of the
NIT is to coordinate the deployment of and provide support to deployed
NEST assets, coordinate with NEST Technical Reachback and Liaison
Officers, and maintain situational awareness for DOE/NNSA senior
leaders and decision makers. The NIT is also represented in the DOE UCS
Command and General Staff as requested through the NIT Manager. The
NIT is activated when the NEST ERO requires additional support or when
directed by the DOE/NNSA NA-80 Office of Nuclear Incident Response
(NA-84) Director.
(3) National Laboratories/Weapon Complex Facilities. The National
Laboratories and the Weapons Complex personnel make up a significant
element of the DOE NEST response force. Each Laboratory/Weapon
Complex Facility that supports the program has management
responsibility to identify, train, and maintain the responder force as part of
normal operational readiness. During drills, exercises, and real-world
operations the official operational risk management of personnel who
deploy to the field in support of the mission falls under the operational
responsibility of the Federal Team Leader (FTL) for that operation.
f. Safety.
(1) The NEST will operate under governing response plans, which include
approved deployment specific safety and health plans with the objective of
performing work in a safe and environmentally sound manner. These
plans may deviate from other departmental directives.
Section 3
(2) The NEST is trained and equipped for operations under permissive
environments only. It is the policy of DOE/NNSA not to deploy the NEST
into non-permissive environments, such as high-intensity conflicts. The
deployment decision of NEST to semi-permissible environments will be
determined on an as-needed basis and will use applicable interagency
assessments coordinated through NEST leadership.
(3) Personnel designated for worldwide deployment must obtain and maintain
immunizations and must take all other actions necessary to qualify fully
for worldwide deployment.
(4) Personnel shall have appropriate safety and health training and provided
appropriate safety protective and monitoring equipment as required per the
approved deployment specific safety and health plan.
(5) During an actual response to an RN incident, accident, or other
emergency, NEST actions protect lives, property and the environment in a
time-sensitive manner and require flexible application of approved plans
and procedures.
4 DOE O 153.1A
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(a) When preservation of life and critical infrastructure/property
requires an immediate decision that deviates from DOE/NNSA
directives or default NEST plans and procedures, the on-scene
Senior Response Official (SRO) has the authority to deviate as
warranted and to implement that decision immediately.
(b) The SRO will report deviations in writing within 24 hours to the
NA-84 Director. Reports will provide a justification with as much
detail as possible about the special circumstances that existed at the
time that warranted deviation from pertinent directives.
(c) The deployed Federal Team Leader (FTL) fulfills the role of the
safety-responsible line manager for all deployed members of
NEST until formally redeployed to home stations.
g. Security and Information Management.
(1) The NEST will adhere to security measures for the identification and
protection of classified matter.
(2) The NA-84 Director, via the DOE Office of Environment, Health, Safety,
and Security, must ensure that personnel in applicable NEST positions, as
listed in this Order, are granted derivative classification authority,
Unclassified Controlled Nuclear Information (UCNI) reviewing authority,
and associated training.
(3) During an off-site RN incident or accident involving a nuclear weapon,
special nuclear material, or classified components in DOE/NNSA
custody, the senior DOE/NNSA representative having custody of the
material at the scene may declare a National Security Area (NSA) for
safeguarding classified information (to include Restricted Data),
equipment, and material. An NSA is an area established on non-federal
lands located within the U.S. or its possessions or territories for the
purpose of safeguarding classified defense information or protecting
DOE/NNSA equipment and/or material. Within an established NSA, or
National Defense Area (NDA) if established by elements of the
Department of Defense (DOD), the SRO may take extra measures
establishing a Temporary Limited Area (TLA) at the applicable
classification level to safeguard classified information (to include
Restricted Data), and NEST-deployed equipment. Establishing
Temporary Protected Areas (TPAs) and Temporary Material Access
Areas (TMAAs), in conjunction with the Lead Federal Department or
Agency, may also be appropriate to safeguard certain special nuclear
material (SNM) or U.S. nuclear weapons.
(4) The deployed FTL fulfills the role of the security-responsible line manager
for all deployed members of NEST.
Section 4
5 DOE O 153.1A
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h. Readiness.
(1) The NEST must maintain a governing response plan, which describes
readiness and safety requirements.
(2) Response timelines must meet interagency requirements while delivering
timely and actionable decision support to Federal, State, Tribal, and/or Local
departments/agencies, and operational mission partners.
(3) A formal Corrective Action Program will be maintained, managed through
the Office of Nuclear Incident Response (NA-84) and/or the Office of
Nuclear Forensics (NA-83), as appropriate, to ensure that appropriate and
timely improvements identified through planning, training, exercises, and
actual responses / real-world deployments are incorporated into the NEST
governing response plans and safety requirements.
(4) Responding to requests for international assistance must not compromise
domestic readiness.
i. Public Affairs.
(1) Public information coordination with mission partners should be defined in
the NEST governing response plans and will be consistent with overarching
DOE and NNSA public affairs requirements. There are certain incidents,
accidents, or other emergencies where DOE will not allow mission partners
to formally or informally represent DOE equities.
(2) For incidents or accidents involving nuclear weapons, components, or
materials, the NNSA Office of Public Affairs and the SRO have the authority
to confirm to the appropriate public authorities the presence of nuclear
weapons or components at the event site to ensure public safety and to
reduce public alarm.
(3) In coordination with the NNSA Office of Public Affairs, Public Affairs
member(s) to include Headquarters (HQ) staff and field Public Affairs
Officials can be deployed in support of response activities and will speak on
behalf of the NNSA. Deployed Public Affairs Office representatives will
serve as DOE/NNSA liaisons to coordinate messages and information at the
Joint Information Center, facilitate on-site media availabilities, and authorize
release of information specific to an incident, accident, or other emergency.
(4) The SRO may represent NNSA on public matters, in coordination with the
NNSA Office of Public Affairs.
j. Human Capital.
(1) DOE/NNSA must remain willing and prepared to execute uniquely
challenging internal, national, and international emergency responses to
6 DOE O 153.1A
11-17-2022
protect our Nation’s security, the public health and safety, classified
government material, property, and the environment.
(2) Eligible DOE/NNSA and contractor employees will actively engage in
supporting RN training, exercises, and actual responses for incidents,
accidents, or other emergencies. This includes requirements for
qualification, for retaining qualifications, and for participating as qualified
NEST personnel.
(3) Federal and contractor NEST personnel are mission essential personnel.
k. Legal.
(1) Indemnification process status checks are included in NIT operations and
are in accordance with Federal Acquisition Regulation Subpart 50.1,
Extraordinary Contractual Actions.
(2) NA-80 ensures the implementation of processes for the Department’s
preparation, coordination, and approval in determining whether to provide
indemnification for unusually hazardous or nuclear risks as a form of
extraordinary contractual relief pursuant to Public Law No. 85-804.
(3) DOE’s emergency response personnel are covered during operational
deployments under the Public Safety Officers’ Benefit Act.
5. RESPONSIBILITIES.
Section 5
a. Secretary of Energy.
(1) Approving official for RN responses to incidents, accidents, or other
emergencies involving Presidential Authority decisions, as defined in
applicable National Security Policy Memoranda or Presidential Policy
Directives.
(2) Issues an indemnification memo or deployment order on an as-needed
basis.
(3) Approves designation and deployment of a Senior Energy Official (SEO)
when required.
(4) Approves an employee or contractor of DOE as a member of an
emergency response team, to perform official duties of the Department,
pursuant to a deployment order.
b. Deputy Secretary. As the Secretary’s delegate, adjudicates any remaining impasse
on RN responses (incidents, accidents, or other emergencies) involving
Presidential Authority decisions.
7 DOE O 153.1A
11-17-2022
c. Under Secretaries.
(1) Direct applicable program offices, laboratories, sites, and field offices to
support the RN response mission.
(2) Develop procedures and guidance on how to apply the requirements of
this Order.
(3) Facilitate NNSA provision of additional responders from a trained
volunteer cadre of federal and contract personnel during national RN
incidents, accidents, or other emergencies.
d. Administrator, National Nuclear Security Administration. Serves as the NNSA
senior official responsible for the implementation of the DOE/NNSA RN
response capabilities in accordance with the requirements of this Order.
e. Principal Deputy Administrator, National Nuclear Security Administration. As the
Administrator’s delegate, ensures the implementation of the DOE/NNSA RN
response capabilities for incidents, accidents, or other emergencies, in accordance
with the requirements of this Order.
f. Deputy Administrator for Defense Programs, National Nuclear Security
Administration.
(1) Maintains the capability to accept custody of, and handle the disposition
of, damaged or recovered U.S. nuclear weapon(s), nuclear weapon
component(s), or special nuclear material (SNM).
(2) Approves the final disposition decisions for U.S. nuclear weapons. These
decisions include the decision to disassemble, destroy, employ extended
staging, and the method of destruction, if applicable.
(3) Provides subject matter experts to support development of system-specific
incident/accident response capabilities including safety and health,
tooling, training, components and subassemblies, response and home team
personnel, and participate in exercises.
(4) Ensures needed technical response capability for incidents, accidents, or
other emergencies, is prepared prior to fielding of new weapons,
modifications, life extensions, and alterations.
g. Assistant Deputy Administrator, Office of Secure Transportation (OST).
(1) Acts for the Deputy Administrator for Defense Programs to coordinate and
manage the Transportation Safeguards System for the routine safe and
secure movement of nuclear weapons and SNM.
8 DOE O 153.1A
11-17-2022
(2) Accepts damaged U.S. stockpile weapon(s) and transports to a designated
disposition location.
(3) May provide transportation for the NEST, nuclear weapons, nuclear
weapon components, and SNM within the continental United States.
(4) Ensures integration of OST personnel into an RN response.
(5) Establishes an NSA when applicable and required.
h. Associate Administrator for Counterterrorism and Counterproliferation (CTCP).
(1) Provides NA-80 with strategic direction and oversight of NEST
capabilities in response to countering weapons of mass destruction, U.S.
nuclear weapons accident/incident response, and public health and safety
events.
Section 6
(2) Provides HQ-level programmatic management, direction, and operational
integration of the NEST response assets, and serves as the HQ
point-of-contact for external inquiries regarding the response capabilities.
(3) Approves prioritization of NEST employment to meet multiple domestic
or international needs.
(4) Provides interagency coordination by maintaining liaison with HQ and
senior leaders responsible for operational elements of appropriate Federal
agencies, including, but not limited to, coordinating integration of the
NEST into interagency agreements, plans, procedures, and exercises.
(5) Communicate needs for the distribution of funding or reprogramming of
funds as required to the Associate Administrator for Management and
Budget.
(6) Terminates declared states of emergency in consultation with field offices
and other NNSA offices as appropriate.
(7) Notifies the Department of Homeland Security after receiving a request
for RN response support to applicable incidents, accidents, or other
emergencies.
(8) Keeps the Associate Administrator for Emergency Operations apprised of
deployments and on-scene situations where the NEST is deployed.
(9) Ensures the Secretary, Deputy Secretary, NNSA Administrator, Under
Secretaries, Program Secretarial Officers, Associate Administrator for
Emergency Operations, and the field and site managers are kept fully and
currently informed about NA-80 matters that affect their responsibilities.
9 DOE O 153.1A
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(10) Serves as the lead of the Unified Coordination Group (UCG) within the
Unified Command System (UCS) should its assets be activated for an RN
incident, accident, or other emergency.
(11) Provides a representative to the UCS Command and General Staff should
it be activated for a NEST response, or as requested.
i. Associate Administrator for Emergency Operations.
(1) Serves as the Department’s Office of Primary Interest for emergency
management program activities, excluding Energy Emergencies, in
accordance with DOE O 151.1, Comprehensive Emergency Management
System, current version.
(2) Administers and manages the Emergency Management Enterprise,
Headquarters Emergency Operations Center, and Headquarters Unified
Coordination System General Staff, serving as the emergency manager for
initial activations.
(3) Draws upon a volunteer cadre as needed to support responsibilities of the
Unified Coordination System.
(4) In consultation with the DOE Emergency & Incident Management
Council recommends and deploys an SEO, subject to the approval of the
Secretary/Deputy Secretary of Energy.
j. Associate Administrator for Congressional and Intergovernmental Affairs.
(1) In coordination with the DOE HQ Assistant Secretary of Congressional
and Intergovernmental Affairs, develops and maintains relevant sections
of the NEST Public Information Plan for Radiological Incidents and
Accidents and necessary implementing procedures, as applicable to
congressional and intergovernmental engagements.
(2) Develops and authorizes congressional and intergovernmental messaging
associated with an RN response to incidents, accidents, or other
emergencies; leads messaging efforts to Congress and intergovernmental
stakeholders.
(3) Deploys qualified and Q cleared intergovernmental and congressional
affairs personnel to serve on the UCS Command and General Staff and
provides information/briefings to stakeholders and Congress, as needed.
k. Director, NNSA Office of Public Affairs.
Section 7
(1) In coordination with the DOE HQ Director of Public Affairs, develops and
maintains relevant sections of the HQ Emergency Public Information Plan
and necessary implementing procedures.
10 DOE O 153.1A
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(2) Develops and authorizes public messaging associated with an RN
response to incidents, accidents, or other emergencies; leads public
messaging efforts.
(3) Provides qualified and Q-cleared, as required, personnel to integrate into
the Public Affairs elements (e.g., a Joint Information Center) of a response
and coordinates with other agencies.
l. Associate Administrator for Management and Budget. Coordinates with the
Budget Execution Officer and the Chief Financial Officer to ensure the necessary
distribution of funding or request reprogramming of funds when needed.
m. Associate Administrator for Information Management and Chief Information
Officer.
(1) Ensures NEST has fixed and worldwide field deployable classified
communications systems. Provides and maintains interoperable classified
communications (data, voice, video) capabilities to reliably and
independently coordinate across the U.S. Government (USG).
(2) Manages the operation and maintenance of the Emergency
Communications Network (ECN) and associated infrastructure, ensuring
NEST has operationally ready, fixed and mobile communications
capabilities sufficient to fully support RN response requirements of
DOE/NNSA and its Governmental partners.
(3) Provides ECN with operationally effective information protections for RN
incidents, accidents, and other emergencies, safeguarding classified
information (to include Restricted Data) for NEST and its Governmental
partners.
(4) Maintains an appropriate number of qualified, secure telecommunications
support personnel for worldwide deployment or remote site activation, to
provide technical telecommunications support to NEST activities.
(5) Actively supports Information Management program participation in RN
training and exercise events to ensure operational readiness.
n. Associate Administrator for Environment, Safety, and Health. Provides expertise
or resources within organization’s mission functions through the DOE Unified
Coordination System General Staff in support of radiological or nuclear response
to incidents, accidents, or other emergencies.
o. Director, NNSA Office of Nuclear Incident Response.
(1) Oversees NEST response asset planning and support provided to field
elements, other Federal agencies, or to state, local, or tribal governments,
to ensure a cohesive Departmental response.
DOE O 153.1A
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11
(2) Designates an SRO to act as the single point of contact for the deployed
NEST.
(3) Ensures the interoperability and integrated field response of the NEST as
one of the Departmental Primary Mission Essential Functions.
(4) Approves activation, mobilization, and deployment of the NEST, and
declares emergency conditions for response; this authority may be
delegated, as appropriate, to maintain 24-hour response capability.
(5) Ensures preparedness of the NEST Incident Management Team to deploy
in support of the SRO for off-site RN events, establish procedures for
assuming command of a nuclear weapon incident or accident under
DOE/NNSA custody and integrating into Unified Command for all other
RN events.
(6) Ensures that all improvised nuclear device design or concept-related work
is coordinated with the Office of Nuclear Threat Science (NA-82) to fulfill
requirements in DOE O 457.1, Nuclear Counterterrorism, current version.
Section 8
(7) Coordinates use control information with the DOE/NNSA Office of
Weapon Security and Control Division.
(8) Provides advice and assistance to the DOE Office of Environment, Health,
Safety, and Security during the development and revision of classification
guidance related to RN response for an incident, accident, or other
emergency, and acts as the cognizant program office for such
classification guidance and instruction; designates which NEST personnel
require Derivative Classification and UCNI Reviewing Official
authorities.
(9) Ensures coordination between the SRO and the SEO through the DOE
Unified Coordination System.
(10) Establishes procedures for establishment of a Temporary Limited Area
(TLA) within a declared National Security Area (NSA) or National
Defense Area (NDA) to safeguard classified information (to include
Restricted Data) or government equipment in an event involving a nuclear
weapon, SNM, or classified components.
(11) In coordination with the NNSA Offices of Public Affairs, and Defense
Programs, establishes procedures for publicly acknowledging the presence
of nuclear weapons, nuclear weapon components, or SNM at the scene of
an incident or accident.
(12) Keeps the Associate Administrator for CTCP apprised of all deployments
and on-scene situations where the NEST is deployed.
12 DOE O 153.1A
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(13) Determines a set of criteria for termination of an emergency and
coordinates with Unified Command at the scene (including the SRO or
SEO), DOE/NNSA HQ, and other participating Federal agencies on the
timing for declaring termination of emergency operations responding to a
nuclear incident, accident, or other emergency.
(14) Ensures preparedness for the NEST deployment and response capabilities
as needed to support the DOE or NNSA sites for any off-site event
involving the actual or potential loss of control or release of radioactive
materials from a DOE or NNSA site/facility/activity. NA-84 will assist the
site with interagency coordination and situational assessments.
(15) Ensures a metrics system for measuring performance and capturing and
tracking objective data regarding the status of RN incident response
programs and performance is developed, maintained, and published.
(16) Ensures response plans are approved for implementation.
(17) Monitors, tracks, and analyzes trends in the resolution/integration of
lessons learned from exercises and actual responses through a formal
Corrective Action Program.
(18) Conducts readiness assurance and continuity of operations activities
regarding the NEST.
p. Director, NNSA Office of Nuclear Forensics.
(1) Coordinates NEST nuclear forensics capabilities planning and support
provided to field elements, other Federal agencies, or to state, local, or
tribal governments, to ensure a cohesive Departmental response.
(2) Designates and deploys a Federal Team Leader (FTL) to the event
location to act as the single point of contact for DOE/NNSA nuclear
forensics support.
(3) Provides direction for the management and operation of the nuclear
forensics capabilities.
(4) Monitors, tracks, and analyzes trends in the resolution/integration of
lessons-learned from exercises and actual responses.
(5) Ensures the interoperability and integrated field response of nuclear
forensics capabilities.
(6) Ensures that all improvised nuclear device design or concept-related work
is coordinated with the Office of Nuclear Threat Science (NA-82) to fulfill
requirements in DOE O 457.1, current version.
Section 9
13 DOE O 153.1A
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(7) Conducts readiness assurance and continuity of operations activities
regarding nuclear forensics capabilities.
(8) Provides advice and assistance to the DOE/NNSA classification office
during the development and revision of classification guidance related to
nuclear forensics and acts as the cognizant program office for this
classification guidance and instruction.
(9) Ensures coordination between the FTL and the SRO through the NIT.
(10) Keeps the Associate Administrator for NA-80 apprised of all nuclear
forensics deployments and on-scene situations.
(11) Determines a set of criteria for termination of an emergency and
coordinates with Unified Command at the scene (including the SRO or
SEO), DOE/NNSA HQ, and other participating Federal agencies on the
timing for declaring termination of emergency operations responding to a
nuclear forensics incident, accident, or other emergency.
(12) Ensures a metrics system for measuring performance and capturing and
tracking objective data regarding the status of nuclear forensics programs
and performance is developed, maintained, and published.
(13) Ensures response plans are approved for implementation.
(14) Monitors, tracks, and analyzes trends in the resolution/integration of
lessons-learned from exercises and actual responses through a formal
Corrective Action Program.
(15) Conducts readiness assurance and continuity of operations activities
regarding the NEST.
q. Site/Field Office Managers.
(1) All Site and Field Office Managers and their staff are expected to
encourage and manage their employees’ participation in training and
response for the Department’s NEST as well as their associated
reserve/surge capabilities, and to acknowledge the importance of this
contribution during performance evaluations.
(2) Identify and coordinate a volunteer cadre of technical experts needed to
support RN responses to incidents, accidents, or other emergencies.
(3) Notify the Radiological Assistance Program and other required response
capabilities through the DOE Watch Office for off-site events that involve
the actual or potential loss of control or release of radioactive materials
from cognizant sites/facilities/activities to ensure coordinated interagency
activities, including radiological monitoring and analysis actions.
14 DOE O 153.1A
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(4) Ensure compliance with DOE O 151.1, current version, on the
establishment and maintenance of off-site response interfaces. In
accordance with this Order, DOE/NNSA sites, plants, facilities, and
laboratories with a Defense Nuclear Facility or Facilities must conduct an
exercise or scheduled operation involving one or more of the
Department’s Radiological Emergency Response Assets (NEST assets) no
less than once every 3 years. Requests for participation of the NEST assets
must be made to the Director, Office of Nuclear Incident Response, no
less than 6 months prior to the exercise.
r. Senior Energy Official (SEO).
(1) An executive management-level individual designated by the Secretary or
Deputy Secretary with decision-making authority and responsibilities for
cross-cutting DOE-wide equities.
(2) Assume full-time duties dedicated to the response and integrate into the
local Unified Command to accomplish the following:
(a) Enhance Federal government unity of effort.
(b) Develop strategic objectives, priorities, and planning efforts for the
DOE/NNSA response.
(c) Identify gaps that Federal response efforts should address.
Section 10
(d) Interact with senior Federal, state, local, tribal, and territorial
officials regarding incident management strategy and execution.
(e) Ensure information is appropriately reported pursuant to plans and
policies.
(f) Assume direct coordination with deployed NNSA employees
and/or contractors when the Senior Response Official (SRO) –
acting or assigned – is not an NNSA employee.
(g) Lead communication efforts with affected parties and the public
and serves as the Federal government's principal spokesperson for
the DOE/NNSA portion on the response as required.
s. Senior Response Official (SRO).
(1) Serves as the Commander for the deployed NEST.
(2) Leads the deployed NEST Incident Management Team.
(3) Organizes teams to optimize technical support and advice to lead agency
and senior decision makers.
15 DOE O 153.1A
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(4) Ensures the NNSA Public Affairs spokesperson for the DOE has the
necessary information to support ongoing NNSA Public Affairs messaging
efforts. The SRO may serve as the NNSA spokesperson as needed.
(5) Makes derivative classification and UCNI reviewing decisions in
accordance with appropriate guides.
(6) Acts as the single point of contact for DOE/NNSA RN support provided to
the primary Federal agency, coordinating agency, and on-scene
commander. The deployed NEST will work in support, and under the
direction of, the SRO.
(7) Determines additional capabilities required for a response and submits
requirements to the NIT.
(8) Establishes a Temporary Limited Area (TLA) within a declared National
Security Area (NSA) or National Defense Area (NDA), as applicable and
appropriate, to safeguard classified information (to include Restricted
Data) or government equipment in the event involving a nuclear weapon,
SNM, or classified components.
(9) During any emergency operation or deployment, and in the absence of an
NNSA Federal employee, the senior DOE/NNSA Federal employee on
scene or deploying with the NEST will be the acting SRO.
t. Federal Team Leader / Federal Home Team Leader (FTL/FHTL).
(1) The FTL provides leadership and owns operational management (to
include safety and security of all DOE/NNSA employee and contractor
response personnel) at the incident, accident, or other emergency location
(inclusive of drills and exercises as well as real-world operations) for the
deployed team. The senior FTL will serve as the on-scene SRO until, or if,
relieved by a more senior NEST Official or the DOE/NNSA -designated
SRO. The FTL will then maintain communications and provide continued
situational awareness to the SRO.
(2) The FHTL provides leadership of the NEST Technical Reachback nodes
to ensure a unified response to the first responders or to the deployed
NEST.
(3) The FTLs can be NNSA or DOE Federal employees, Intergovernmental
Personnel Act assignees, Federal employees from other agencies, or
military officers from the U.S. Armed Forces formally detailed to
DOE/NNSA.
(4) FTLs are designated by their respective Asset Program Manager in
accordance with their qualification process.
16 DOE O 153.1A
11-17-2022
(5) The deployed FTL fulfills the role of safety- and security-responsible line
manager for all deployed members of NEST, from time of departure from
their home stations until their return.
u. Federal Liaison. Represents NNSA equities and serves as conduits of information
and expertise at other established management nodes.
Section 11
6. INVOKED STANDARDS. This Order does not invoke any DOE technical standards or
industry standards as required methods. Note: DOE O 251.1D, Appendix J provides a
definition for “invoked technical standard.”
7. REFERENCES. See Attachment 2.
8. CONTACT. Questions concerning this Order should be addressed to NA-80 at
202-586-1734.
BY ORDER OF THE SECRETARY OF ENERGY:
DAVID M. TURK
Deputy Secretary
DOE O 153.1A Attachment 1 – CRD, Contractors Only
11-17-2022 Page 1-1
ATTACHMENT 1
CONTRACTOR REQUIREMENTS DOCUMENT
DOE O 153.1A, DEPARTMENTAL NUCLEAR EMERGENCY SUPPORT TEAM
CAPABILITIES
Regardless of the performer of the work, the contractor is responsible for complying with this
Contractor Requirements Document (CRD) and flowing down CRD requirements to
subcontractors at any tier to the extent necessary to ensure contractor compliance. The DOE
Nuclear Emergency Support Team (NEST) encompasses all asset capabilities. Any
event-specific supplemental plans and procedures developed must also comply with this CRD.
1. Contractors must ensure compliance with asset-specific public affairs plans for NEST
assets.
2. Contractors must cooperate with the Senior Response Official (SRO) for any response
involving the deployment of the Radiological / Nuclear (RN) response assets. Deployed
assets will work in support, and under the direction of, the SRO.
3. Each contractor supporting the RN response assets will be required to provide
information for program planning, budget formulation, or documentation of part, or all,
of a work assignment. This information will be used for the development of the work
authorization statements. Each RN response asset will be required to carry out the work
agreed to in the work authorization statement consistent with its terms and conditions;
provide quarterly reports on accomplishments, shortfalls, status of specified funding
activities, and tasks. These activities will be coordinated by the appropriate site office and
through the National Nuclear Security Administration (NNSA) Office of Nuclear
Incident Response (NA-84) and/or Office of Nuclear Forensics (NA-83) Program
Managers for the associated RN response assets.
4. Each contractor’s base contract or implementation plan must include those contractors
that may be called upon for NEST responses.
5. The standardized terminology of alert, mobilize, activate, and deploy must be used when
referring to RN response asset readiness conditions in plans and procedures. These basic
terms are defined as follows:
a. Alert: Program personnel are notified that mobilization or deployment is being
considered; other personnel remain available for mobilization, activation, and
deployment.
b. Activate: Department of Energy (DOE) organizations assemble personnel at home
stations, but do not deploy. An example is Technical Reachback.
c. Mobilize: RN response equipment and personnel who are deployable or who
support deployment are assembled at designated locations in preparation for
deployment.
d. Deploy: RN response assets are physically relocated to the site of an emergency.
Attachment 1 – CRD, Contractors Only DOE O 153.1A
Page 1-2 11-17-2022
6. Contractors must develop the plans and procedures necessary to implement the
provisions of this CRD that address the unique operational constraints of the response
mission, to be reviewed by applicable NEST Federal Program Managers. These plans and
procedures must include Integrated Safety Management concepts, including deployment-
specific (domestic and international) safety and health plans.
Section 12
7. Contractors must maintain the capability for 24-hours/day notification.
8. Contractors with deployable RN response assets must establish, maintain, and practice
the ability to safely deploy personnel and equipment to any potential event location
within prescribed deployment guidelines. NEST response team members are required to
be medically qualified and are responsible for being aware of their ability to operate
safely in the deployed environment and knowing their physical capabilities and
limitations in the deployed environment.
9. Contractors must ensure that responders have a HSPD-12 identification credential
marked to identify them as an "Emergency Response Official" in white lettering on a red
background. Contractors must ensure that this marking is removed when deployable
personnel are no longer supporting the RN incident response asset. This requirement is
subject to the location-specific USA Credentialing Office ability to process this marking.
10. Contractors must require that all contractor RN response personnel who are eligible for
worldwide deployment obtain and maintain a valid U.S. passport, current immunizations,
and take all other actions necessary to qualify fully for worldwide deployment.
11. All contractor RN response personnel who have, or may have, contact with classified
matter must have the appropriate valid security clearance.
a. Contractor personnel with potential access to nuclear weapons or related
information must have a Q clearance and the appropriate Sigma access.
b. Contractor personnel identified to handle Intelligence Information must obtain
appropriate clearances and authorizations.
12. All contractor organizations with responsibilities for RN response assets must ensure that
individual members of that asset participate in an RN response exercise, drill, or
program-approved training event at least once every three years.
13. Contractor organizations must have readiness programs to ensure that emergency
capabilities are sufficient to implement RN response plans and that appropriate and
timely improvements are made in response to needs identified through coordinated
emergency planning, resource allocation, training, drills, exercises, and actual responses
to events.
14. When there is a loss of control of known or suspected uncontrolled radioactive materials
and taken off-site, the affected Radiological Assistance Program (RAP) Region must be
notified. RAP is DOE/NNSA’s coordination asset for off-site responses and will conduct
radiation monitoring to support the event, as required.
DOE O 153.1A Attachment 1 – CRD, Contractors Only
11-17-2022 Page 1-3 (and 1-4)
15. In the event of an incident or accident involving a nuclear weapon, special nuclear
material, or classified components, contractors must cooperate with DOE/NNSA in
establishing and maintaining the appropriate Temporary Limited Area (TLA) within an
established National Security Area or National Defense Area to safeguard classified
information (to include Restricted Data), equipment, and material.
16. Lessons learned from actual responses and exercises must be incorporated into training
programs and into RN response plans and procedures.
17. DOE has provided guidance in the form of “Acquisition Guide Chapter 50.101.2
Extraordinary Contractual Actions (April 2016),” which explicitly describes the
“preparation, coordination and approval” process by which contractors can request
indemnification during “unusually hazardous or nuclear risks.”
Section 13
DOE O 153.1A Attachment 2 – Federal Employees and Contractors
11-17-2022 Page 2-1
ATTACHMENT 2: REFERENCES
1. Atomic Energy Act of 1954, as amended.
2. Atomic Energy Defense Act, Title XXXVI of Public Law 107-314, as amended.
3. Environmental Protection Agency requirements implementing the Comprehensive
Environmental Response, Compensation, and Liability Act, embodied in 40 CFR Parts
300-374, including Title III, the Emergency Planning and Community Right-to-Know
Act, embodied in 40 CFR Parts 350-374.
4. Homeland Security Act of 2002, Public Law 107-296, as amended.
5. National Nuclear Security Administration Act, Public Law 106-65, as amended; 50
U.S.C. § 2401.
6. National Defense Authorization Act for Fiscal Year 2021, Public Law 116-283, as
amended.
7. National Defense Authorization Act for Fiscal Year 2022, Public Law 117-81, as
amended.
8. Nuclear Non-Proliferation Act of 1978, Public Law 95-242, as amended; 22 U.S.C. §
3201.
9. Public Law No. 85-804.
10. Robert T. Stafford Disaster Relief and Emergency Assistance Act, Public Law 100-707,
as amended.
11. Defense Against Weapons of Mass Destruction Act of 1996, Section 1403; 50 U.S.C. §
1431-1434, Public Law 85-804.
12. 10 Code of Federal Regulations (CFR) 835, Occupational Radiation Protection Program.
13. 10 CFR 851, Worker Safety and Health Program.
14. 29 CFR 1960, Federal Employee Occupational Safety and Health.
15. 40 CFR Part 300, National Oil and Hazardous Substances Pollution Contingency Plan.
16. Title 44 Part 351, CFR Emergency Management and Assistance, Chapter I. Federal
Emergency Management Agency, Department of Homeland Security, Subchapter F.
Preparedness.
17. Executive Order 12656, Assignment of Emergency Preparedness Responsibilities, 1988.
18. 44 CFR 351, Radiological Emergency Planning and Preparedness.
Attachment 2 – Federal Employees and Contractors DOE O 153.1A
Page 2-2 11-07-2022
19. 48 CFR § 970.5223-1, Integration of Environment, Safety, And Health into Work
Planning and Execution, Department of Energy Acquisition Requirement (DEAR) clause.
20. National Security Presidential Memorandum (NSPM) 28, National Operations Security
Program, 2021.
21. NSPM-35, National Technical Nuclear Forensics, 2021.
22. NSPM-36, Guidelines for United States Government Interagency Response to Terrorist
Threats or Incidents in the United States and Overseas, 2021.
23. Presidential Policy Directive (PPD) 8, National Preparedness, 2011.
24. PPD-33, Classified title.
25. PPD-35, U.S. Nuclear Weapons Command and Control, Safety and Security, 2015.
26. PPD-38, U.S. Counterterrorism Policy, 2016.
27. PPD -40, National Continuity Policy & DOE Primary Mission Essential Functions #2,
2016.
28. CONPLAN 0300-08/8099-08, Classified, 2008.
29. DOD 3150.08-M, Nuclear Weapon Accident Response Procedures Manual, 2013.
30. Federal Continuity Directive 1, Federal Executive Branch National Continuity Program
and Requirements, 2017.
31. Nuclear/Radiological Incident Annex to the Response and Recovery Federal Interagency
Operations Plans, 2016.
32. National Response Framework, 2016.
33. National Incident Management System, 2017.
34. Nuclear Weapon Accident Program Plan, 2014.
35. Response Federal Interagency Operations Plan, 2016.
36. Strategic National Risk Assessment, 2011.
37. DOE O 150.1, Continuity Programs, current version.
38. DOE O 151.1, Comprehensive Emergency Management System, current version.
39. DOE O 251.1, Departmental Directives Program, current version.
Section 14
40. DOE O 452.1, Nuclear Explosive and Weapon Surety Program, current version.
DOE O 153.1A Attachment 2 – Federal Employees and Contractors
11-17-2022 Page 2-3 (and 2-4)
41. DOE O 452.2, Nuclear Explosive Safety, current version.
42. DOE O 457.1, Nuclear Counterterrorism, current version.
43. DOE Strategic Plan, 2014.
44. DOE/NNSA Enterprise Strategic Vision, 2015.
45. DOE/NNSA Prevent, Counter & Respond – A Strategic Plan to Reduce Global Nuclear
Threats, FY 2020-2024.
46. NNSA Strategic Directive 450.2, Functions, Responsibilities, and Authorities (FRA) for
Safety Management, current version.
1. PURPOSE.
2.CANCELS/SUPERSEDES.
3.APPLICABILITY.
a. Departmental Elements.
b. DOE Contractors.
c. Equivalencies/Exemptions for DOE O 153.1A.
4. REQUIREMENTS.
a.This Order implements higher-level
b.NA-80 adheres to other applicable DOE/NNSA Orders
c.International activities and domestic activities
d.See detailed listing of references
e.Management and Administration.
f.Safety.
g.Security and Information Management.
h.Readiness.
i.Public Affairs.
j.Human Capital.
k.Legal.
5. RESPONSIBILITIES.
a.Secretary of Energy.
b.Deputy Secretary.
c.Under Secretaries.
d.Administrator, National Nuclear Security Administration.
e.Principal Deputy Administrator, National Nuclear Security Administration.
f.Deputy Administrator for Defense Programs, National Nuclear Security Administration.
g.Assistant Deputy Administrator, Office of Secure Transportation (OST).
h.Associate Administrator for Counterterrorism and Counterproliferation (CTCP).
i.Associate Administrator for Emergency Operations.
j.Associate Administrator for Congressional and Intergovernmental Affairs.
l.Associate Administrator for Management and Budget.
m.Associate Administrator for Information Management and Chief Information Officer.
n.Associate Administrator for Environment, Safety, and Health.
o.Director, NNSA Office of Nuclear Incident Response.
p.Director, NNSA Office of Nuclear Forensics.
q.Site/Field Office Managers.
r.Senior Energy Official (SEO).
s.Senior Response Official (SRO).
t.Federal Team Leader / Federal Home Team Leader (FTL/FHTL).
u.Federal Liaison.
7.REFERENCES.
8.CONTACT.
ATTACHMENT 1: CONTRACTOR REQUIREMENTS DOCUMENT
ATTACHMENT 2: REFERENCES