DOE G 151.1-1 V4-2, Protective Actions and Reentry
This volume defines appropriate protective actions and reentry of a site following an emergency. Canceled by DOE G 151.1-4.
Superseded By:
DOE G 151.1-4, Response Elements on Jul 11, 2007
Version history and related documents
Document text
Text extracted from the attached file. Refer to the original document for the authoritative version.
Section 1
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2. PROTECTIVE ACTIONS AND REENTRY
2.1 Introduction
Protective Actions are measures, such as evacuation or sheltering, taken to prevent or
minimize potential health and safety impacts on workers, responders or the public. These
measures are common for both Base Programs and Hazardous Material Programs. Typically,
evacuation and sheltering are the primary protective actions considered for use in Base
Programs. For Hazardous Materials Programs, additional protective actions such as
decontamination, access control, shielding, and others may also be applicable.
Reentry is a planned activity to accomplish a specific objective(s) set by the Emergency
Response Organization (ERO), conducted prior to the termination of emergency response,
which involves reentering a facility or affected area that has been evacuated or closed to
personnel access during the course of the emergency. Reentry activities are time-urgent
actions performed during emergency response such as search and rescue, mitigation, damage
control, and accident assessment. Some activities performed during recovery are similar to
those performed during reentry in that they may involve entering a facility or affected area in
which hazardous materials have been released. Therefore, some of the considerations
discussed in the reentry section below may also be applicable to recovery operations (See
also Volume IV, Chapter 6.)
This chapter provides an overview of the protective action process, including developing
criteria for protective actions, determining pre-planned protective actions, and incorporating
protective actions into emergency plans and procedures; a system for implementing
protective actions during an emergency is also addressed. Protective actions taken during the
response to an emergency, such as accountability, protection of workers from hazardous
materials, and decontamination, are also covered in this chapter. Planning for and conduct of
reentry activities is discussed. Although the focus of the discussions is toward Hazardous
Materials Programs, the content is also applicable to Base Programs.
Base Program. The minimum protective action requirements for Base Programs specified in
the Order includes plans for evacuation or sheltering of employees, along with provisions to
account for employees after emergency evacuation has been completed. If the Base Program
site/facility has hazardous materials, though not in significant quantities, the protection of
workers involved in response and clean-up is covered by 29 CFR 1910.120. Reentry
planning includes contingency planning to ensure the safety of reentry personnel, such as
planning for the rescue of reentry teams. All individuals involved in reentry are to receive a
hazards/safety briefing prior to emergency response activities, consistent with Federal, state,
and local laws and regulations.
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2.2 Protective Action Process
The process for developing protective actions is part of emergency management planning and
is one of the direct applications of the results from the Hazards Assessment. The process
begins with development of preplanned protective actions. These are often directly linked to
the categorization/classification process so that the issuance of protective actions is automatic
upon declaration of an Operational Emergency. Next is the determination of who needs to be
notified and provided information in order to take protective actions, to implement protective
actions and to respond safely. The next step in planning for protective actions is developing
plans and procedures for protective actions. Establishment of the ERO staff that will be
responsible for determining, recommending and implementing protective actions is the last
step of the planning process for protective actions.
Section 2
Training, drills, and exercises conducted for the ERO staff responsible for protective actions
comprise the preparedness phase of emergency planning for protective actions.
Preplanned protective actions will be implemented in the very early part of an event, when
little information is known about the severity of an incident. Actions need to be taken quickly
to protect workers and/or the public. Figure 2.1 shows how the process for protective action
determination begins with use of preplanned protective actions. In general, the protective
actions of sheltering and evacuation are the same for Base Program facilities as for the
Hazardous Materials Programs but are usually only implemented for a localized area, such as
a building or facility. Additional types of protective actions are often not warranted for Base
Program facilities. The criteria for developing protective actions is discussed in Section
2.3.1.
As seen in Figure 2.1, once continuous consequence assessment is started and additional
information is acquired about the event, including the actual release and status of mitigation
of the event, reevaluation of protective actions will begin. The reevaluation of protective
actions/recommendations is a product of continuous consequence assessment and is
performed throughout the response (also see Volume IV, Chapter 1.) The evaluation of
habitability for areas being used by responders and sheltered personnel is part of the
continuing evaluation for protective actions.
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Planning Hazards assessment results are used to establish
preplanned protective actions, determine necessary interfaces
and provide a basis for the development of procedures
Preparedness Training, Drills and Exercises
Response
Initial Assessment
Results in Predetermined
Protective Actions/
Recommendations
Affected Area
Determination
Notification and
Implementation of
Protective Actions/
Recommendations
Continuous Assessment
and Reevaluation of
Protective Actions/
Recommendations
Interfaces
Established
Event Occurs
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Figure 1. Process of Protective Action Determination
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Next is the determination of affected area(s). This topic is discussed in Section 2.3.2. The
affected areas may be adjusted as additional information is obtained during an event.
The next step in the process is providing necessary notifications for onsite responders and
workers needing to take protective actions and to offsite officials responsible for protecting
the public. Notifications are discussed in detail in Volume III, Chapter 4.
2.3 Protective Action Planning
The basis for planning protective actions begins with the Hazards Assessment and analysis.
Once the level of hazard is identified and the consequences of a release are identified, the
actions necessary to protect the health and safety of the workers and the public can be
established. Determining when protective actions are necessary and where those actions
must be implemented is the primary concern when planning protective actions.
2.3.1 Protective Action Criteria
Protective action criteria are the predetermined concentrations, doses, or exposures at which
protective actions will be initiated.
Section 3
General. Emergency plans for DOE sites/facilities should identify the methodology to be
used to develop criteria for protective action decision making. Emergency procedures for
implementing protective actions should incorporate these criteria. For each specific
hazardous material identified during the Hazards Assessment process, the numerical criteria
should be expressed in units that can be readily correlated with both the potential for health
impact (e.g., peak concentration, cumulative dose or exposure) and information that will be
available to decision makers during an emergency event, such as observable event indicators,
results of consequence calculations, or measurements.
! For planning purposes, all facilities and activities on a given DOE site should use the
same protective action criteria for a particular hazard. Also, the same protective
action criteria should be applied to onsite and offsite personnel.
! Facility indicators and operating parameter values corresponding to hazardous
material releases that will exceed protective action criteria should be identified. They
should be incorporated into facility response criteria and/or emergency action levels
(EALs) to ensure that the need for prompt protective action is recognized by the
person(s) responsible for determining the emergency class and initiating the
emergency response.
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! Two or more protective action criteria may apply to a particular event or condition
(e.g., a mixture of several chemicals or a chemical agent and a radioactive material
released together). Unless the combination has been characterized and is known to be
more toxic than any of the materials in the mixture, protective action decisions (and
recommendations) during the early phase of an event should be based on the
substance that comes closest to exceeding its respective criterion.
! The same protective action criteria should be used for onsite transportation activities
as for fixed facilities. However, it should be recognized that for transportation events
occurring offsite, local authorities may take action independent of DOE based on
other criteria. Many offsite authorities rely on the North American Emergency
Response Guidebook for determining protective action for transportation events
involving hazardous materials.
Criteria For Radiological and Non-radiological Releases. The Order specifies that the
Protective Action Guides (PAGs) published by the Environmental Protection Agency (EPA)
and the Emergency Response Planning Guidelines (ERPGs) published by the American
Industrial Hygiene Association (AIHA) are to be used for comparison with exposures
resulting from hazardous material releases to determine the appropriate emergency class and
associated protective actions. PAGs and ERPGs are sometimes referred to generically and
collectively, in this Emergency Management Guide (EMG) and elsewhere, as protective
action criteria (PAC). A complete discussion of the definition and use of PAC is presented in
Volume II, Appendix B.
2.3.2 Determination of Affected Area
Knowledge of the geographic area within which PAC has been (or will be) exceeded is
necessary for decision makers to effectively apply those criteria.
Knowledge of the geographic area includes the identification of all receptors of interest for
planning protective actions (see Volume IV, Chapter 1.) Timely initial or continuous
assessment estimates are used to provide information for protective action decisions.
Section 4
Consequence calculations and field measurements should be used to define the area affected
by a hazardous material release. Real-time consequence projections may be calculated during
a release event, or calculations may be performed in advance for various combinations of
release magnitude and dispersion conditions, and the results tabulated for easy reference.
Field measurements should be used to confirm the results of calculations and to refine
estimates of the affected area. Reliance on field measurement results as the primary basis for
protective action decisions should be limited to those materials and exposure pathways for
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which protective action criteria are not likely to be approached in the time necessary to take
measurements and analyze the results (such as food pathways).
The facility/site emergency plan for determining the affected area should be coordinated with
the plans of offsite officials to ensure mutual understanding of the methods to be used, the
type of results likely to be obtained, and the bases for any protective action recommendations
that DOE may issue. If the DOE activity and the offsite authorities use different calculational
models or measurement methods, differences should be examined and understood during the
planning process to ensure that they do not cause confusion or delay in selecting or executing
protective actions.
The facility/site emergency plan should provide for integrating the monitoring assets of other
offsite agencies, such as regional and national Federal assets (i.e., Federal Radiological
Monitoring and Assessment Center, Aerial Measuring Systems, etc.) The plan should also
include instructions for requesting radiological emergency response assets and the
management approvals needed to make such a request.
2.3.3 Reentry Planning
The facility-specific Hazards Assessment should be the principle resource for determining the
range of conditions that need to be considered for reentry planning.
The identification and screening of facility hazards will identify the material hazards that may
be encountered during reentry activities. A review of the event scenarios developed during
the Hazards Assessment will provide the planner with information concerning the type and
nature of possible failures; possible mitigative activities; areas likely to be accessed during
reentry; degree and nature of facility damage; and, systems, indicators, or controls which may
be non-functional. The consequence estimation process will provide source term information
for each event scenario which will help the planner determine the range of hazardous
environments that may be encountered by personnel during reentry activities.
The information provided by the facility-specific Hazards Assessment will identify potential
reentry activities and help the planner determine the needed support materials and resources.
Using information generated during the Hazards Survey or Assessment, facility operations
personnel should consider the following: special damage control equipment, provisions for
spare parts, availability of back-ups for critical equipment, pre-arranged service contracts,
and accessibility of critical items (e.g., controls, indicators, systems, tools and equipment)
under emergency conditions. (See also Volume IV, Chapter 5, for information concerning
facilities and equipment necessary to support reentry activities.)
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Section 5
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2.4 Protective Actions Implementation
The International Commission on Radiological Protection (ICRP) has issued
recommendations and guidance on planning for protective actions. The objectives and
principles described by the ICRP, and endorsed by the International Atomic Energy Agency
(IAEA), are specific to radiological accidents, but are also useful in planning protective
actions for hazardous material programs in general. These principles are:
! Severe early health effects should be avoided by taking protective actions to limit
individual doses or exposures to levels below the threshold for those effects;
! The risk to individuals should be limited by taking protective actions which produce a
positive net benefit to the individuals involved, i.e., the risk to the individual from
taking the protective action is lower than the risk from exposure or dose that is
thereby avoided; and
! The overall risk to workers and the public should be limited, to the extent practicable,
by reducing the population or collective dose (or exposure). The ICRP guidance
suggests that dose to emergency workers is as important as dose to the general public
in adhering to this principle.
The World Health Organization (WHO) and the ICRP have identified protective actions that
can be implemented individually, or in combination, to reduce exposures from a wide range
of hazardous material types. These include:
- evacuation,
- sheltering,
- decontamination of people,
- medical care,
- ad hoc respiratory protection,
- control of access,
- shielding,
- radioprotective prophylaxis (e.g. administration of stable iodine),
- control of foodstuffs and water,
- relocation,
- decontamination of land and equipment,
- changes in livestock and agricultural practices.
2.4.1 Evacuation and Sheltering of Workers
Evacuation and/or sheltering are likely to be the most effective protective actions that can be
taken to minimize risk to workers close to the event scene. Workers closest to the scene of
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an emergency will be subjected to the highest risk from the effects of the accident conditions
with the least warning time.
Facilities should ensure that their communications systems allow rapid communication of
protective actions to all affected workers. A method should be employed that ensures
emergency managers that affected workers have been warned and are implementing
protective actions.
Facility plans and procedures should include criteria for evacuation or sheltering of workers.
These criteria may be related to event categorization or the declaration of certain emergency
classes based on specific EALs. The effectiveness of sheltering in place versus evacuation for
different types of events should be considered in establishing criteria.
Sheltering may be the appropriate protective action when:
! The dose or exposure will be less than that associated with evacuation;
! It places workers in a position where additional instructions can be rapidly
disseminated;
! Rapid evacuation is impeded; and
! Plume arrival is imminent.
Section 6
The degree of protection provided by buildings and structures within which workers would
take shelter should be considered in facility plans and procedures. The shielding and air
change rate provided by the structure are significant factors in determining whether sheltering
alone will suffice as a protective action and how long sheltering should be used before
evacuation is initiated in order to provide the lowest possible exposure to onsite personnel.
Sheltering can provide substantial protection when the building has a low air change rate, the
plume passage time is short, or the hazard produces its effects through direct contact
exposures. Plans should include steps necessary to enhance the sheltering effects of structures
that may be used for that purpose. For example, procedures should direct that doors and
windows be closed, ventilation systems be secured, and personnel assemble in the most
protected area(s).
Assembly areas, modes of transportation, evacuation routes, and reception centers should be
identified in facility plans and procedures and should be clearly identifiable to users. Plans
should also describe how evacuation instructions will be provided to onsite personnel and
how they will move from personnel accountability areas to assembly (staging) areas for
evacuation.
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If private vehicles are to be used in evacuation, plans and procedures should make the
operation as efficient as possible. Planning should include subjects such as: selecting vehicles
with the largest passenger capacity, ensuring that all available passenger seats are filled,
ensuring that each vehicle being used has sufficient fuel to complete the trip to the reception
area, and organizing vehicles into groups of manageable size (generally not to exceed 20
vehicles in a group.) There should be plans to allow sufficient space between groups to allow
other uses of evacuation routes.
Directionally separated facility egress points, assembly areas, evacuation routes and reception
areas should be established to provide alternatives to routing evacuees through a plume.
Egress routes should be clearly marked within and between facilities, as well as routes leading
offsite. Procedures should contain guidelines for determining the optimum choice of egress
and destination, as well as prepared, concise, oral announcements for use by emergency
managers. Reception areas should be equipped to monitor evacuated personnel for
contamination.
Evacuation plans should be closely coordinated with offsite transportation and law
enforcement officials because those officials will be expected to establish controls over roads
surrounding the facility/site. Such officials would also be the primary source of information
on current road conditions created by inclement weather, range fires, earthquake damage, or
traffic congestion.
2.4.2 Recommendations to Offsite Agencies
Emergency plans for DOE sites and facilities should provide for the health and safety of
offsite personnel through coordinated planning and action with State and local government
authorities. Facility and site plans should provide for timely notification with
recommendations to state, tribal, or local authorities regarding protective actions for the
general public.
Section 7
! The recommendations should be made to the designated, responsible authorities as
soon as possible, but within 15 minutes of recognition that a protective action
criterion has been or will be exceeded, or that a General Emergency has been
declared. Default criteria based on facility conditions should be prepared so that
protective action recommendations to offsite authorities can be made in a timely
manner, even though consequence projections have not been completed.
! The recommendation may be considered delivered when the content of the message is
received and acknowledged by the emergency operations center, communications
center, or central warning point(s) serving the offsite agencies.
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! Each notification message to offsite authorities concerning the declaration of an
emergency or change in emergency condition should restate the protective actions
being recommended, even if the recommendation is "no protective action."
The protective action recommendations to offsite authorities should be formulated using the
same types of criteria developed for decisions on evacuation or sheltering of site workers.
The following information should be provided to offsite authorities for their consideration in
implementing the facility's recommendations.
! The time available for carrying out the protective action before the onset of the
impact (i.e., plume arrival).
! The specific areas within which protective action criteria may be exceeded, as
calculated from the quantity of material released, the event type, and the
meteorological conditions, or as determined from environmental sampling and
monitoring results.
! The relative effectiveness of the different possible protective actions, considering the
material and the release type. For example, sheltering in place may be as effective as
evacuation for a short-duration gaseous release. For acutely toxic materials in high
concentration, sheltering may be the only practical alternative unless evacuation can
be completed before plume arrival.
! If state and local authority guidelines differ from the facility’s PAC, the facility should
also provide offsite authorities with the equivalent information related to the
state/local guidelines.
2.4.3 Other Protective Actions
Other possible protective actions (e.g., in addition to sheltering and evacuation) have been
identified by the WHO, the ICRP, and the IAEA. Some of these may be useful in certain
circumstances and should be considered in developing onsite response plans. Others will be
primarily, or exclusively, the concern of offsite authorities but are discussed briefly here as
background for DOE and contractor personnel who will carry on a planning dialogue with
those responsible for offsite protective actions. DOE and contractors should coordinate with
responsible offsite agencies to plan for the recommendation and implementation of these
protective actions for the facility and hazards of concern.
! Ad Hoc Respiratory Protection. Ad hoc respiratory protection is a cost-effective
action that can significantly reduce inhalation of some hazardous materials by both
workers and the general public. Ad hoc respiratory protection is especially useful in
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rapidly-occurring events. Effective protection against the inhalation of particulates
and some gases can be provided through the use of readily-available materials such as
handkerchiefs, towels, and cloth. Wetting a cloth can increase its efficiency as a
breathing filter for some materials.
Section 8
! Control of Access. Control of personnel access to affected areas can prevent
unnecessary exposures and minimize the spread of contamination. It also minimizes
interference with emergency response activities. Access control is most effective
when implemented immediately upon recognizing that an area has been, or will be,
affected by a hazardous material release.
! Shielding. Protection from radiation can be provided by an attenuating material
between the source and potentially exposed people. The shielding provided by a
structure is one factor that determines whether people can be effectively sheltered in
that structure. For most radioactive releases, the ability of a structure to limit
infiltration of outside air, thereby reducing inhalation exposure, is far more important
than the shielding it can provide and will largely determine its suitability for sheltering
personnel.
! Radioprotective Prophylaxis. To be effective, iodine prophylaxis requires both
considerable planning and warning of the potential exposure. For greatest
effectiveness, the stable iodine should be taken before or shortly after exposure.
Because reliable radiological measurement information may be lacking during the
initial stages of an event, the decision to administer stable iodine should be based on
planned estimates of exposures and risk. The selection of the use of stable iodine as a
protective action must be based on a careful evaluation of net benefit. Problems with
administering stable iodine include identifying the affected population, distribution,
and adverse health affects on a small percentage of the population. Other
prophylactic measures include the administration of chelating agents or diuretics to
speed the removal of specific radionuclides from the bodies of exposed individuals.
! Control of Foodstuffs and Water. An event with offsite environmental
consequences may require implementing controls on the distribution of contaminated
food and water. Although implementation of these actions offsite will be the
responsibility of state and Federal health officials, DOE and its contractors may need
to assist those agencies in developing intervention levels for specific hazardous
materials and also manage onsite potable water supplies. Banning the sale of and
preventing the consumption of contaminated foodstuffs imposes minimal risk but may
have significant costs. Selection of protective actions for control of foodstuffs and
water may initially be based on the predicted or measured ground deposition. At later
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stages, measurement of the concentrations of hazardous materials in foodstuffs and
water should be available to refine decisions. Contamination of water supplies as a
result of an airborne release is not likely to be a source of significant exposure.
However, special consideration should be given to people who may consume
rainwater or untreated water supplies. Long-term control of foodstuffs and water
requires consideration of several factors. These include the availability, quality, and
cost of alternative food sources; costs and resources associated with monitoring,
control, and disposal; and rate at which the hazardous material is introduced to the
foodstuffs.
Section 9
! Relocation. Relocation of individuals can be implemented when emergency response
is terminated. Relocation can be an extension of an evacuation, or it can be initiated
in the later stages to facilitate decontamination efforts. The duration of the relocation
depends on the natural and remediation activities eliminating the hazard. Procedures
to determine the advantages and disadvantages of relocation and its net benefit are
different from those of evacuation. The costs and impact of relocation will depend
upon the number of individuals affected and the social and economic disruption
created.
! Decontamination of Land and Equipment. Decontamination of land and
equipment can prevent the spread of contamination and reduce or eliminate
exposures. The projected dose to decontamination workers should be weighed
against the dose to the public that will be averted. Decontamination efforts will
generate large volumes of waste requiring disposal. While decontamination of small
areas may be practical and cost effective, decontamination of large areas may be very
difficult and costly. Detailed planning for decontamination is conducted during the
recovery phase of response.
! Changes in Livestock and Agricultural Practices. The contamination of pastures
and agricultural areas due to the deposition of released materials can require specific
protective actions to minimize introduction of the contamination into the human food
chain. Actions could include putting livestock on stored feed, delaying slaughter of
animals until the hazardous material has been removed from their systems, and
treating the soil with fertilizers to minimize the uptake of the hazardous material into
foodstuffs. The use of severely contaminated land for agricultural purposes may have
to be prohibited.
! Medical Care. Several regulatory requirements and directives state criteria for
medical support that must be in place for workers, including those with radiological
and/or hazardous material contamination. Planning for and identifying resources to
provide fundamental medical care for members of the general public in the event of an
accident should be carried out as part of the protective actions element. When
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evaluating the selection of medical care as a protective action, consideration should be
given to the treatment and documentation of injuries and illness and to reducing
patient anxiety by explaining the potential benefits of treatment. Additional guidance
on this subject is found in Volume IV, Chapter 3.
2.5 Protective Action Response
2.5.1 Accountability
Regulations, such as 29 CFR 1910.38, require employee emergency action plans, including
“procedures to account for all employees after emergency evacuation has been completed.”
All DOE facilities are subject to this basic workplace safety requirement, which is generally
considered to be met if designated persons (e.g., zone wardens) verify that no one remains
inside an evacuated building and all evacuees meet at staging areas outside the building for an
informal head count. The Order states that provisions be in place to account for employees
after emergency evacuation has been completed. Each facility should establish a goal for the
amount of time required to do this consistent with the facility hazards. A time-frame of 30 to
45 minutes is an accepted industry practice. To satisfy the intent of the Order requirement
for accountability, facility emergency response staff should be able to identify any missing
persons or establish that no persons in the facility are in need of assistance or rescue within
30 to 45 minutes from the recognition and classification of an emergency. Accountability of
response workers should be maintained, once established.
Section 10
The objective of accountability procedures is to ensure that search, rescue, and assistance
efforts can be initiated promptly to help provide for the safety of facility personnel who may
be injured, trapped, or unaware of the emergency condition.
Whether all facility personnel have or have not been accounted for should be a major
consideration in an incident commander's “sizing up” a situation (National Fire Protection
Association Standard 1021, Section 2-10) and one basis for the decision to risk the lives of
rescue personnel in a hostile environment to search for victims. In keeping with the
principles of protective action, risk to search and rescue personnel should be weighed against
risk to missing workers. Positive accounting of facility personnel helps minimize risk to
search and rescue personnel.
In high hazard areas, a positive control system, such as a log or badge/card reader that
records the entry and exit of employees, should be considered. Where the potential for
exposure to high levels of hazardous materials is low, such as in an office building, a less
formal accountability system may suffice. A procedure whereby designated individuals
search each work area upon evacuation to ensure that no persons remain should be sufficient
for such low-hazard areas.
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A goal of 30 minutes for full accountability should be met in areas where workers might be
subject to risk of death or serious injury and where search and rescue operations might pose a
significant risk to emergency personnel. Use of a positive control system can help achieve
this goal. Specific examples of facilities where a positive control system should be applied
are (1) where the nature of the facility operation is such that people might become quickly
trapped or incapacitated by the event so they cannot take action to protect themselves
(explosions, rapid release of incapacitating materials, nuclear criticality) or (2) where there is
substantial risk of personnel being out of communication and thereby unaware of the hazard
and the need to evacuate (remote areas with poor alarm/public address coverage, high-noise
areas).
A short duration accountability time standard, or a positive accountability system, need not
necessarily be applied to an entire "facility" but may be applied to that part of a facility or
complex that contains the hazard.
2.5.2 Protection of Response Personnel During Reentry Activities
Planning and actual conduct of reentry activities must consider that each emergency event is
unique. Therefore, the response structure for conducting reentry activities must be flexible
and capable of responding to a wide range of conditions.
Reentry Decision-Making
Reentry activities will often involve high risk, time-urgent actions. ERO management may be
called upon to make rapid risk versus benefit type decisions and then to establish priorities for
selected activities. Therefore, it is important that emergency plans and accompanying
implementing procedures provide the necessary structure and guidance:
! The emergency plan should identify the position within the ERO with the authority
and responsibility to authorize reentry activities and approve doses/exposures that
may exceed occupational or administrative limits.
! The implementation of selected reentry activities should be carried out by elements of
the ERO closely associated with the facility, located at the event scene or affected
area.
Section 11
! To assist with the decision-making process, training and procedures should address
the following:
- Criteria and guidance to assist in prioritizing reentry activities should be
provided. Consideration should be given to the benefit achieved as well as the
availability of qualified personnel and resources to carry out any given activity.
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Information and requests regarding reentry activities should be forwarded to
the ERO position having decision-making authority. A means to record and
indicate the priority of proposed activities and track progress on authorized
activities should be provided.
- Criteria and guidance to assist in making risk versus benefit determinations
should be provided. Consideration should be given to protecting the health
and safety of workers and the general public, minimizing damage to the
facility, and limiting environmental impact or damage. A means for estimating
exposure to hazardous material during the reentry activity should be provided.
The possibility that the reentry activity could cause a release or worsen an
existing release of hazardous material should be considered. Means to
estimate consequences of a potential release on workers, the public, and the
environment resulting from reentry activity should be provided.
- Criteria and guidance to assist in making decisions concerning the
authorization of emergency dose or exposure should be provided.
- A mechanism for coordinating reentry activities within the site ERO and with
state, local and other Federal agencies as necessary should be provided. As a
minimum, information regarding reentry activities planned and in progress
should be provided to these agencies. Priority should be given to
communication of any pertinent information acquired during reentry activities
(e.g., source term information, release duration, facility status.)
Reentry Operations
Once the decision has been made to perform a reentry activity, planning for the reentry
activity should be performed by personnel responsible for managing the on-scene response.
They should have direct access to the most current information, be familiar with the facility or
event area, and have knowledge of the personnel and resource requirements of the task.
One position at the facility or incident scene level should be vested with the responsibility to
coordinate the reentry planning process. Responsibilities of this position might include
identification of personnel and equipment needs, determination of personnel protection
requirements, assignment of personnel to reentry teams, job planning, team briefing/training,
monitoring progress of activities, de-briefing teams, and collecting data upon completion.
During both planning and preparation, this position may require the support of several other
disciplines such as: health physics, industrial hygiene, industrial safety, facility operations,
engineering, medical, security, and others.
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The following items should be considered when planning reentry activities and preparing
reentry teams:
! Provide procedures and/or checklists to ensure that all factors are considered prior to
dispatching reentry teams. Reentry planning should use the most current status
information; provisions should exist for modifications as new information is received.
Each team should receive a briefing prior to dispatch that covers all safety and job
specific aspects of their assignments.
Section 12
! Reentry planning should make use of all available information regarding interior
configurations, locations of hazards, etc. Pre-fire plans are particularly well suited for
use in such planning.
! Reentry preparation should include contingency planning to ensure the safety of
reentry personnel, such as planning for the rescue of reentry teams.
! Provide guidance on selection of reentry team members. Teams should consist of the
minimum number required to perform the job but should not be less than two persons.
Team members should be chosen based upon job qualification, training, proficiency in
use of protective equipment, and exposure history (radiological) or sensitivity to toxic
material. For very high risk tasks, volunteers should be used. Criteria should be
developed to determine what constitutes a "high risk" task and how to select the most
appropriate volunteer for a given task. Criteria for selection of volunteers may differ
for radiological versus toxic material events. If feasible, volunteers should be
evaluated with respect to age, health, and previous exposure history (for radiation
exposure). Each volunteer should be advised of the known or anticipated hazards
prior to participation.
! Provide personnel performing reentry planning with training and guidance on the
selection of appropriate protective clothing and equipment. Identify ERO positions
(or other personnel) with the technical expertise and the responsibility to determine
what protective equipment and clothing is appropriate for the situation at hand.
! Under some circumstances, the control of contamination may be a concern. Reentry
planning should address methods for reducing the spread of contamination and
ensuring that reentry activities do not inadvertently increase the actual or potential
release of hazardous material.
! Ensure that adequate job planning is performed prior to team dispatch. Even the
simplest jobs may become much more complex under accident conditions. Thorough
team preparation for the job is critical for the safety of the team members and the
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success of the task. Make sure that each team understands the job to be performed
and that each team member understands their role. Some job preparation items to be
considered include procedures, checklists, parts, tools, test equipment, use of "dry-
run" or mock-up training, and appropriate monitoring equipment (health physics
and/or industrial hygiene).
! Each reentry team should be provided with a primary and back-up means of
communication. Prompt reliable communications are necessary to notify teams of
changing conditions, monitor job progress, provide additional instructions, and
contact with those responsible for reentry control activities.
! Immediately upon return from completing a reentry assignment, teams should be de-
briefed. The de-briefing should be designed to collect information relating to the job
performed, facility status, conditions encountered, and exposure received.
Information should be recorded and passed on to appropriate ERO positions.
! Provide access to records and documents necessary for reentry planning. Training,
job qualification, and dosimetry records may be necessary for team selection and
assignment. Engineering drawings, procedures, and technical references may be
necessary for job planning.
Reentry for "Rescue and recovery"
Section 13
This section provides guidance for determining appropriate actions for the rescue and
recovery of persons and the protection of health and property during emergency response.
10 CFR 835.1302 contains requirements to be met when conducting these operations in
response to a radiological hazard. The regulation provides dose guidelines for the control of
exposure during specific types of activity. Although the regulation is designed for response
to radioactive releases, the basic principles apply to any type of hazardous material response.
The regulation begins with three basic principles: "1) The risk of injury to those individuals
involved in rescue and recovery operations shall be minimized, 2) Operating management
shall weigh actual and potential risks to rescue and recovery individuals against the benefits
to be gained, and 3) Rescue action that might involve substantial risk shall be performed by
volunteers."
General Considerations. The risk of injury to persons involved in rescue and recovery
activities should be minimized, to the extent practical. Control of exposures should be
consistent with the immediate objectives of saving human life; recovering deceased victims;
and/or protection of health, property, and the environment.
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! Personnel managing response activities should exercise judgement to evaluate any
proposed action involving exposure. Evaluation should consider risk versus benefit,
e.g., weighing the risks of health impacts, actual or potential, against the benefits (i.e.,
social, economic, etc.)
! Decisions governing rescue and recovery activities often have to be made on a time
urgent basis. Emergency Planners should develop guidance and a methodology to
assist decision makers in rapidly evaluating risk versus benefit. Guidance should also
recognize that accident situations involving the saving of human lives will require
different evaluation bases than those required to recover deceased victims or to
protect property.
! Before dispatching any reentry teams, the Emergency Manager or the Incident
Commander should ensure that the activities have been coordinated with the head of
the organization providing the reentry team members (e.g., if the fire department is
providing the reentry personnel, the Emergency Manager/Incident Commander will
coordinate with the responsible fire department officer on the scene.) This discussion
should ensure that all operational and safety concerns are resolved prior to team
dispatch.
! For controlling exposures to radiological hazards, the EPA has prepared guidance and
criteria which is presented in Manual of Protective Action Guides and Protective
Actions for Nuclear Incidents. EPA limits for workers performing emergency
services apply only to doses incurred during an emergency. Per 10 CFR 835.202(a),
exposures received in emergency exposure situations are not included in meeting the
occupational exposure limits to general employees resulting from DOE activities. The
EPA Manual also provides tables with general information that may be useful in
advising workers of risks of acute and delayed health affects associated with large
doses of radiation.
Section 14
! Due to the uncertainties, the general approach taken by hazardous material
responders has been to only perform entries while using the maximum protective
equipment for the most severe hazards present. For extraordinary circumstances
(e.g., life saving activities, protection of large populations) guidance and criteria
should be provided for determining the minimum acceptable level of worker
protection. Guidance and criteria should be consistent with that governing hazardous
material response for private industry. Guidance, criteria, and technical information
concerning response to hazardous materials have been published by a number of
organizations and Federal agencies including the Occupational Health and Safety
Administration (OSHA), EPA, the Department of Transportation (DOT), the Federal
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Emergency Management Agency (FEMA), National Fire Protection Association
(NFPA), AIHA, and others.
Emergency Situations. This section presents dose criteria and judgement factors for three
types of emergency action: saving of human life; recovery of deceased victims; and protection
of health and property. 10 CFR 835.1302 contains requirements for emergency exposure
during rescue and recovery activities.
! Saving of Human Life or Protection of Large Populations. If the victim is
considered to be alive, the course of action should be determined by the individual in
charge of the on scene response activity. The potential amount of exposure to rescue
personnel should be evaluated, and an exposure objective should be established for
the rescue mission. The evaluation of the inherent risks should consider:
- The reliability of the prediction of injury from measured/estimated exposure
rates. In this context, consideration should be given to the uncertainties
associated with the specific instruments and techniques used to estimate the
exposure rate. This is especially crucial for exposure to radiation when the
estimated dose approximates 100 rad (1 gray) or more.
- The effects of acute external and/or internal exposure.
- The capability to reduce risk through physical mechanisms such as the use of
protective equipment, remote manipulation equipment, or similar means.
- The progress of any mitigative efforts that would decrease or increase risk.
- The probability of success of the rescue action.
! Recovery of Deceased Victims. The recovery of deceased victims should be well
planned. Except as provided below, the amount of exposure received by persons in
recovery operations should be controlled within existing occupational exposure limits.
- When fatalities are located in inaccessible areas due to high risk, and when the
recovery mission would result in exposure in excess of occupational exposure
limits, special remote recovery devices should be considered for use in
retrieving bodies.
- When it is not feasible to recover bodies without personnel entering the area,
the official in charge may approve personnel to exceed occupational exposure
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limits. This approval, for an individual, should not exceed 10 rem ((0.1
sievert) in any year.
! Protection of Health and Property. When the risk (probability and magnitude) of
the hazard either bears significantly on the state of health of people or may result in
loss of property so that immediate remedial action is needed, the following criteria
should be considered:
Section 15
- When it is deemed essential to reduce a potential hazard to protect health or
prevent a substantial loss of property, a planned exposure objective for
volunteers should be established not to exceed 10 rem (0.1 sievert) for an
individual in a year. Under special circumstances, an exposure objective for
volunteers not to exceed 25 rem (0.25 sievert) in any one year may be set.
- When the risk of exposure following the incident is such that life might be in
jeopardy, or there might be severe effects on health or the public or loss of
property inimical to the public safety, the criteria for saving of human life
should apply.
2.5.3 Management of Personnel Exposures
Careful management of personnel exposures and appropriate follow-up can minimize the risk
of adverse health effects. If possible, exposures should be maintained within existing
occupational (or administrative) exposure limits.
Procedures should establish methods of controlling access to areas where hazardous material
contamination might be encountered. The responsibility for controlling access to and
activities within such areas should be assigned by the ERO.
Methods should be established for assigning personnel to tasks within the controlled area and
managing their exposures, to include: defining the physical, training, and other required
personnel qualifications; conducting briefings or specialized instruction on the task to be done
and hazards to be encountered; determining allowable exposures and establishing limits on
exposure or stay time; issuing appropriate protective clothing and equipment; providing
devices or instruments with which to monitor exposures to the hazard; recording the
movement of personnel in and out of the controlled area and the exposure, dose, or level of
contamination encountered; recording and tracking accumulated emergency exposure; and, if
necessary, decontaminating personnel after they exit the controlled area.
Records of emergency worker exposure to hazardous materials should be maintained during
and following emergency events. Applicable requirements for maintaining hazardous material
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exposure records are found in 29 CFR 1910.1020. Requirements for medical programs are
found in DOE 440.1 and in 29 CFR 1910.120.
Additional criteria, such as the following, should be considered in delineating responsibility
for reentry actions:
! Guidance and criteria for controlling exposures to workers should be developed and
presented in procedures to assist in decision-making. Guidance should be provided to
assist in determining what activities warrant consideration of exceeding normal
exposure limits. Criteria should be developed that establish exposure bounds for
specific types of activities.
! A policy governing the use of prophylactic drugs for dose reduction purposes should
be created. Specific guidance on implementing that policy should be incorporated in
procedures.
! The risks from entering an environment containing unknown quantities of chemical
toxins is very different than the risk stemming from exposure to radiological material.
The availability of installed instrumentation or portable monitoring equipment capable
of detecting levels of toxic chemicals that could cause severe health effects or death
may be limited. The lack of instrumentation, coupled with the uncertainty of
projecting transport in a facility or the environment, makes it very difficult or
impossible to accurately calculate estimated exposures to reentry personnel that
represent an acceptable risk.
Section 16
! Although the concept of "As Low As Reasonability Achievable" (ALARA) was
created as a general goal for reducing normal occupational exposure to radiation, it is
also a useful guide for controlling emergency exposures to hazardous materials during
emergency response.
2.5.4 Decontamination
Personnel, vehicles, and equipment evacuated from the area affected by a hazardous material
release may be contaminated. Decontamination can reduce the health hazard to the evacuees
themselves and to others who might later come in contact with contaminated people or
articles.
Facility plans and procedures should provide for monitoring of personnel, vehicles, and
equipment leaving areas potentially affected by a hazardous material release. If possible,
monitoring should be done before the personnel or equipment leave the DOE site. Personnel
and vehicles found to be contaminated should be directed to predetermined decontamination
stations and decontaminated to established levels prior to release. Decontamination stations
should be stocked with adequate supplies, equipment, and procedures to support all
decontamination activities. Intervention criteria should be included in procedures. Antidotes
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and MSDSs should be available. Provisions should be made for collecting, documenting,
transporting, and analyzing all samples, including biological samples.
For personnel who have been severely injured, medical treatment should take priority over
decontamination. Procedures should also address the monitoring and decontamination of
vehicles used to transport injured and contaminated victims. Memoranda of understanding
with local hospitals and ambulance services should address transport, receipt, and treatment
of contaminated victims and decontamination of equipment, facilities, and the disposal of
wastes.
Procedures should address methods used to limit the spread of contamination from the victim
to their surroundings during transportation to pre-designated facilities for treatment and later
decontamination of injured personnel. (Also see Volume IV, Chapter 3)
Decontamination should occur in existing facilities, if possible. If decontamination facilities
of the appropriate type do not exist on the site, or if existing decontamination facilities would
not have the necessary capacity or would be made unusable as a result of the emergency,
procedures should identify alternate methods or provide for establishing temporary facilities.
Decontamination methods to be employed will depend on the types of contamination and the
type of work activities performed during the response.
Monitoring of individuals and equipment should be performed at appropriate stages during
decontamination to ensure that decontamination has been successful.
Decontamination plans and procedures should provide for containment and disposal of
contaminated wash and rinse solutions and contaminated articles in compliance with state and
Federal regulations.
2.6 Bibliography
DOE O 151.1Chg 2. Comprehensive Emergency Management System. August 21, 1996.
DOE O 420.1. Facility Safety. October 13, 1995.
DOE O 440.1 Chg 2. Worker Protection for DOE Federal and Contractor Employees.
October 21, 1996.
DOE 5400.1. General Environmental Protection Program. June 29, 1990.
DOE 5400.5. Radiation Protection of the Public and the Environment. June 5, 1990.
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DOE 5480.4. Environmental Protection, Safety, and Health Protection Standard. May 16,
1989.
DOE/EH-0256T. Radiological Control Manual. Rev. 1. April 1994.
DOE-HDBK-1062-96. Fire Protection Handbook.
Title 10 CFR 835.1302. Emergency Exposure Situations.
Title 29 CFR 1910.38. Employee Emergency Plans and Fire Prevention Plans.
Title 29 CPR 1910.120. Hazardous Waste Operations and Emergency Response.
Title 29 CFR 1910.120, Appendix B. General Description and Discussion of the Levels of
Protection and Protective Gear.
Title 29 CFR 1910.1020. Access to Employee Exposure and Medical Records.
Title 29 CFR 1910. Subpart Z (29 CFR 1910.1000 to END). Toxic and Hazardous
Substances.
The 1996 North American Emergency Response Guidebook (NAREG96).
DOT RSPA P 5800.7. Department of Transportation Research and Special Programs
Administration. 1996.
Field Standard Operating Procedures for the Decontamination of Response Personnel.
F.S.O.P. 7. Environmental Protection Agency. 1985.
Manual of Protective Action Guides and Protective Actions for Nuclear Incidents.
EPA 400-R-92-001. Environmental Protection Agency. October 1991.
Derived Intervention Levels for Application in Controlling Radiation Doses to the Public in
the Event of a Nuclear Accident or Radiological Emergency. IAEA Safety Series Number
81. International Atomic Energy Agency. 1986.
Techniques and Decision Making in the Assessment of Off-Site Consequences of an
Accident in a Nuclear Facility. IAEA Safety Series Number 86. International Atomic
Energy Agency. 1987.
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Emergency Response Planning and Preparedness for Transport Accidents Involving
Radioactive Material. IAEA Safety Series Number 87. International Atomic Energy
Agency. 1988.
Protection of the Public in the Event of Major Radiation Accidents: Principles for
Planning. ICRP Publication 40. International Commission of Radiological Protection.
Nuclear Accidents - Intervention Levels for the Protection of the Public. OECD-NEA.
1989.
Nuclear Power: Accidental Releases - Principles of Public Health Action. World Health
Organization. 1981.
NFPA 471. Responding to Hazardous Materials Incidents. 1997.
NFPA 472. Professional Competence of Responders to Hazardous Materials Incidents.
1997.
NFPA 1021. Standard for Fire Officer Professional Qualifications.
NFPA 1991. Standard on Vapor-protective Suits for Hazardous Chemical Emergencies.
NFPA 1992. Standard on Liquid Splash-protective Suits for Hazardous Chemical
Emergencies.
NFPA 1993. Standard on Liquid Splash-protective Suits for Non-emergency,
Nonflammable Hazardous Chemical Situations.
The AIHA 1996 Emergency Response Planning Guidelines and Workplace Environmental
Exposure Level Guides Handbook. American Industrial Hygiene Association. 1996.
Comparison of EPA's Proposed Protective Action Guides with EPA and International
Guidance. PNL-7371. Pacific Northwest Laboratory. June 1990.
Optimization of Emergency Preparedness Planning. Pacific Northwest Laboratory. June
1990.
Planning Concepts and Decision Criteria for Sheltering and Evacuation in a Nuclear Power
Plant Emergency. AIF/NESP-031EF. Atomic Industrial Forum, National Environmental
Studies Project. 1985.
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