DOE O 5820.1, Management of Transuranic Contaminated Material
Functional areas: Packaging and Transportation, Radioactive Waste Management
To establish guidelines for the generation, treatment, packaging, storage, transportation, and disposal of transuranic (TRU) contaminated material.
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Section 1
I us. Department of Energy ORDER
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I Waslillgtlll, D.c.
DOE 5820.1 II 9-30-82
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I SU~ECT: MANAGEMENT OF TRANSURANIC CONTAMINATED MATERIAL
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I 1. PURPOSE. To establish guidelines for the generation, treatment, packaging,
1 storage, transportation, and disposal of transuranic (TRU) contaminated
material. GuMance related to other radioactive contaminated materials is also
included.
I 2. SCOPE. The provisions of this Order apply to all elements of the Department of
Energy (DOE) and, as provided by contract, to all contractors and sub
contractors performing work for the Department which involves radioactively
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contaminated material.
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3. REFERENCES.
a. DOE 5480.1A, ENVIRONMENTAL PROTECTION, SAFETY, AND HEALTH PROTECTION
PROGRAM FOR DOE OPERATIONS, of 8-13-81, which establishes an overall
framework of program requirements for safety, and environmental and health
protection.
b. WIPP-DOE-069. "TRU Waste Acceptance Criteria for the Waste Isolation Pilot
P1ant," of 9-81, and as updated. which specifies basic requirements for
disposal of contact-handled and remote-handled transuranic waste at the
WIPP. Copies of this and other WIPP-DOE reports can be obtained from the
Albuquerque Operations Office.
c. WIPP-DOE-ll4. IITRU Waste Certification Compliance Requirements for
Newly-Generated Contact-Handl ed Waste for Shi pment to the WIPP." of
10-15-81, which details the procedures required to demonstrate compliance
with WIPP-DOE-069.
d. WIPP-DOE-120, "Quality Assurance Measures for Certification of TRU Waste
for Shipment to the WIPP," of 4-82, which details reqUirements for a
quality assurance plan and for quality related documentation required for
demonstrating compliance with WIPP-DOE-069.
e. DOE-NE-0017. II Integrated Data Base for Radioactive Waste Management," of
9-81, which annually updates the basic reference of inventories and
projections for generation of all radioactive DOE wastes.
DISTRIBUTION: INITIATED BY:
All Departmental Elements Office of Defense Waste
Federal Energy Regulatory Commission (info) and Byproducts·Management
2 DOE 5820.1
9-30-82
f. "Solid Waste Information Management System (SWIMS)," of 5-81, which
annually reports actual and projected generation of solid radioactive
wastes at various DOE sites.
4. DEFINITIONS.
a. Byproducts.
nuclear fuel
Materials which can be economically recovered from the
cycle and made available for beneficial use.
b. Contact-Handled. Material contained in such a way as to not require addi
tional shielding for handling (e.g., a surface dose rate not greater than
200 mrem/hr).
c. Disposal. Isolation of waste from the biosphere with no intent of
retrieval in a manner that does not permit easy access to the waste after
its emplacement and that does not require perpetual maintenance and
monitoring.
d. High-Level Waste. The highly radioactive materials that result from the
reprocessing of spent nuclear fuel, including, but not limited to, liquid
waste produced directly in reprocessing and any solid waste derived from
the liquid that contains fission products and transuranic waste as to
require permanent isolation.
e. Remote-Handled. Material contained in such a way as to require shielding
for handling (e.g., a surface dose rate greater than 200 mrem/hr).
f. Standard Container. Containers meeting all applicable requirements for
Type Apackaging (Attachment 1) that are readily transportable in the
TRUPACT and meet all specific site requirements for handling and disposal.
Section 2
g. Storage. Isolation of waste from the biosphere in a manner that pennits
access to the waste after emplacement, and in which surveillance and human
control are provided.
h. Transuranic (TRU) Contaminated Material. Without regard to source or
form, materials that at the end of institutional control periods are
contaminated with alpha-emitting radionuc1ides of atomic number greater
than 92 and half-lives greater than 20 years in concentrations 'greater
than 100 nCi/g.
i. TRU Waste. TRU contaminated material which has been declared
significant economic value or use.
as having no
j. TRUPACT. A transuranic package transporter designed for the efficient and
safe transport of standard containers of DOE TRU contaminated material.
3 DOE 5820.1
9-30-82
k. Waste Container. The disposable containment vessel for waste materials,
including anY lntegral liner or shielding materials that are intended for
disposal. In the case of contaminated, damaged, leaking, or breached
containers, anY overpack shall be considered the waste container, and the
original container shall be considered part of the waste.
1. Waste Package. The TRU waste and container that are intended for
disposal.
m. Waste Isolation Pilot Plant (WIPP). A defense program facility near
Carlsbad, New Mexico, for conducting researth and development to
demonstrate the safe disposal of radioactive wastes resulting from the
defense activities and programs of the United States exempted from
regulation by the Nuclear Regulatory Commission.
5. OBJECTIVES.
a. To provide guidance to DOE organizations to conduct waste management opere
ations in a safe, economic, and efficient manner to assure that the
present and future radiation exposure of individuals, population groups,
and the environment will be as low as reasonably achievable;
b. To implement improved practices for management of TRU contaminated mate
rials, consistent with health and safety and long term DOE objectives; and
c. To clarify the controls, responsibilities, and authorities in the gener
ation, treatment, packaging, storage, transportation, and disposal of TRU
contaminated material.
6. BACKGROUND.
a. Comprehensive guidance for. various aspects of nuclear waste management is
under consideration. This Order addresses the transition phases from
generation and storage of TRU contaminated materials to the disposal
phase. Guidance related to other radioactive contaminated materials is
also included.
b. This Order changes some traditional practices. For example, waste may be
stored or disposed of according to the kinds and quantities or radio
activity, rather than origin. This concept provides more site flexibility
in waste management practices and allows decisions to be made based on
hazards assessment and economics rather than the activity that produces
the waste.
c. The II Integrated Data Base for Radioactive Waste Management" and the "Solid
Waste Information Management System" are being coordinated and integrated
to provide a single and reliable data base for DOE waste management
activities.
4 DOE 5820.1
9... 30... 82
7. RESPONSIBILITIES AND AUTHORITIES.
a. The Assistant secreta~ for Defense Pro~rams (DP-1) has the primary
authority for establi~ing policy for t e management of all DOE TRU con
taminated material.
Section 3
b. The Director of Defense Waste and B~products Management (DP-12) has lead
responsibility for interpreting POllCY and the requirements set forth in
this Order. For operations and facilities, such as for the handling,
treatment, packaging, and/or transportation of waste for storage and/or
disposal, the fiscal responsibility resides with the appropriate
Headquarters program organization. For policy issues that significantly
affect other programs, DP-12 will consult with Nuclear Safety, Nuclear
Energy, and/or other offices as appropriate.
c. The Heads of Field Organizations have been delegated authority and
responsibility for implementation and comp1 iance tlith this Order,
including authority for appropriate redelegation. Approval authority for
storage or disposal belongs to the Head of the Field Organization
responsible for the specific storage or disposal site. For example,
approval authority for certification programs, standard containers,
transportation, and all other aspects related to TRU emplacement at the
Waste Isolation Pilot Plant (WIPP) has been delegated to the Manager,
Albuquerque Operations Office. Field organizations in consultation "lith
Headquarters (DP-12), may establi sh new or a1 ternate TRU \'/aste management
practices at specific sites, based on appropriate documented analyses
Hhich i ncl ude safety, dose assessment, exposure pathway ana1ysi s, heal th
protection, and economic feasibility, that are in compliance \-/ith
DOE 5480.1A, ENVIRONMENTAL PROTECTION, SAFETY, AND HEALTH PROTECTION
PROGRAH FOR DOE OPERATIONS, and the general requirements of this Order.
8. REQUIREMENTS.
a. General.
(1) Technical Control s.
(a) ~laterials to be managed as TRU contaminated materials are
226Ra isotopic sources and those other materials that, without
regard to source or form, are contaminated with transuranic
elements with half-lives greater than 20 years, and are above
either of the following control values:
1 TRU alpha contamination greater than 100 nei/g; or
2 Smearab1e TRU alpha contamination greater than
4,000 dpm/cm2 averaged over the accessible surface.
5 DOE 5820.1
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(b) The ingrowth of TRU daughter products shall be considered in
determining whether materials are above or below the control
values. For emitters with alpha half-lives less than 20 years
and for beta emitters, the concentration of the first
alpha-emitting daughter at the time of maximum activity must
correspond by calculation to the control values of alpha
activity. For example, 241pu is 0 beta emitter which dec~s
with a 14.37 year half-life into 241Am, an alpha emitter with
alpha half-life of 438 years. The peak buildup of 241Am (or
subsequent alpha emitters) is 2.6 %of the initial 241pu
activity in the waste. By dividing the 100 nCi/g maximum alpha
activity by 0.026, a control value of 3850 oCi/g (beta) is
obtained for waste contaminated only trlth 241pu.
(2) Administrative Controls.
(a) Material suspected of containing a quantity of TRU or byproducts
sufficient to make economic recovery feasible shall neither be
declared as TRU waste nor disposed of without an appropriate
evaluation, which would include an analysis of the cost of waste
management. Material with economic recovery value shall be
segregated and sorted to permit priority storage and/or
processing. Where adequate facilities for the storage of TRU
contaminated material above the discard levels are not
available, it m~ be stored for the interim with TRU waste
subject to appropriate segregation and documentation.
Section 4
(b) TRU waste shall be stored in a manner that is not likely to
a1 ter the certification (see ab( 1) for dhposal, and that
provides reasonable assurance for retrieval of contamination
free containers after a 20-year storage period. Disposal of TRU
waste shall not be delayed once the disposal method has been
established. Acceptance criteria for storage shall neither be
more stringent than, nor conflict with, the criteria for
acceptance at the appropriate disposal site, unless related
specifically to on-site health and safety during the storage and
retrieval period.
(c) The control values for disposal of TRU waste apply to any single
waste package or bulk material impractical for packaging. The
control values m~ be corrected to account for radioactive dec~
while in storage or while monitored for periods of institutional
control (i.e.,~ 100 yr.).
6 DOE 5820.1
9-30-82
Cd} Regardless of source, radioactive waste with concentrations less
than the control values for TRU waste shall be considered as
low-level waste and disposed of accordingly.
(el TRU waste and TRU contaminated material that have been
classified for security reasons shall be. processed to remove or
destroy the characteristic(s) requiring classification.
Administrative or operational procedures, such as blending and
immobilization, are acceptable to permit the placement of the
materials in an unclassified storage or disposal facility.
b. SPECIFIC REQUIREMENTS.
Cl) Each site that generates TRU waste shall prepare and implement a
certification program to demonstrate that the waste meets acceptance
criteria for disposal. Certification programs shall be documented by
the generator and approved by the appropriate authority. The
certification programs shall be operational within one year of the
effective date of this Order.
(2) Technical and administrative controls shall be directed towards
reducing or completely eliminating the generation of TRU waste that
can not be certified under this Order. In unusual circumstances
small amounts of TRU waste may be impractical to certify, and
disposal of this material shall be approved (see 7c) on a
case-by-case basis by a tightly controlled review and approval
process.
(3) Technical and administrative controls shall be directed towards
reducing the gross volume of TRU waste generated and the amount of
radioactivity in such waste. Reduction shall be based on the
implementation of practical methods; such as, process optimization,
materials substitution, and new technology development. Compaction,
inCineration, and decontamination processes shall be implemented
wherever co~t effective and practicable.
(4) Material suspected of being TRU waste shall be assayed and sorted as
soon as practicable in the generating process to avoid commingling
TRU waste with other waste streams.
(5) TRU waste for off-site disposal shall be placed in approved standard
containers that meet off-site disposal acceptance criteria. The
initial family of standard containers for efficient transportation of
contact-handled waste in the TRUPACT and approved for emplacement at
WIPP are specified in Attachment 2.
DOE 5820.1 7 (and 8)
9-30-82
(6) TRU waste that has been stored prior to implementation of this Order
shall be certified for disposal to the maximum extent practicable by
nondestructive tests, examination of historical records, and/or
statistically significant sampling. Stored TRU waste not certifiable
for disposal by non-destructive methods shall be processed as
required to meet applicable disposal acceptance criteria. TRU waste
disposed of prior to implementation of this Order shall be monitored
and remedial actions performed where appropriate.
Section 5
William S. Heffelf1nger
Assistant Secretary
Management and Administration
DOE 5820.1 Attachment 1
9-30-82 Page 1
APPLICABLE REQUIREMENTS FOR TYPE IAI PACKAGING 11
1. Design and Construction. Type 'AI packaging must be so designed and constructed
that, if it were subject to the environmental and test conditions set forth in
this paragraph:
a. There would be no release of radioactive material from the package;
b. The effectiveness of the packaging would not be substantially reduced; and
c. There would be no mixture of gases or vapors in the package which could,
through any credible increase of pressure or an explosion, significantly
reduce the effectiveness of the package.
2. Environmental Conditions.
a. Heat. Direct sunlight at an ambient temperature of 1300 F. in still air.
b. Cold. An ambient temperature of -400 F. in still air and shade.
c. Reduced Pressure. Ambient atmospheric pressure of 0.5 atmosphere
(absolute) (7.3 psi absolute).
d. Vibration. Vibration normally incident to transportation.
3. Test Conditions. The packaging shall be subject to all of the following tests
unless specifically exempted therefrom, and also to the consecutive application
of at least two of the following tests from which it is not specifically
exempted:
a. Water Spray. A water spray heavy enough to keep the,entire exposed surface
of the package except the bottom continuously wet during a period of 30
minutes. Packages for which the outer layer consists entirely of metal,
wood, ceramic, or plastiC, or combinations thereof, are exempt from the water
spray test.
b. Free Drop. Between 1-1/2 to 2-1/2 hours after the conclusion of the water
spray test, a free drop through a distance of 4 feet onto a flat essentially
unyielding horizontal surface, striking the surface in a position for which
maximum damage is expected.
11 Excerpt from 49 CFR 173 (b)
Attachment 1 DOE 5820.1
Page 2 9-30-82
c. Corner Drop. A free drop onto .each corner of the package in succession, or
in the case of a cylindrical package onto each quarter of each rim, from a
height of 1 foot onto a flat essentially unyielding horizontal surface.
This test applies only to packages Which are constructed primarily of wood
or fiberboard, and do not exceed 110 pounds gross weight, and to all
fissile Class II packagings.
d. Penetration.· Impact of the hemispherical end of a vertical steel cylinder
1-1/4 inches in diameter and weighing 13 pounds, dropped from a height of
40 inches onto the exposed surface of the package which is expected to be
most vulnerable to puncture. The long axis of the cylinder shall be
perpendicul ar to th~ package surface •
e. Compression. For packages not more than 10,000 pounds in weight, a
compressive load equal to either five times the weight of the package or 2
pounds per square inch multiplied by the maximum horizontal cross section
of the package,whichever is greater. The load shall be applied during a
period of 24 hours, uniformly against the top and bottom of the package in
the position in which the package would normally be transported.
DOE 5820.1 Attachment 2
Page 1 (and 2)9-30-82
APPROVED CONTAINERS FOR TRANSPORTATION AND EMPLACEMENT
AT THE WASTE ISOLATION PILOT PLANT
The Albuquerque Operations Office mantains updated specifications for approved
containers for transportation in the TRUPACT and/or for emplacement at the WIPP.
The initial family of approved containers includes the standard 55 gal. (208 liter)
metal drum (DOT Spec. 17C), and rectangular metal boxes of the following outside
dimensions:
1. 74.5" L X 50.5" W X 38.5" H;
68 112. L X 54" W X 38.5" H;
88 113. L X 54 11 W X 54" H; and
4. 112" L X 68" W X 77" H.
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