DOE O 5480.8A Chg 1, Contractor Occupational Medical Program
Functional areas: Environmental Quality & Impact
Canceled by DOE N 251.4.
Superseded By:
DOE N 251.4, Cancellation of Directives on Sep 29, 1995
Version history and related documents
Superseded by
A newer version replaces this document.
- DOE N 251.4Cancellation of Directives (Sep 29, 1995)
- DOE O 440.1Worker Protection Management for DOE Federal and Contractor Employees (Sep 30, 1995)
Document text
Text extracted from the attached file. Refer to the original document for the authoritative version.
Section 1
.
U.S. Departm~nt of Energy ORDER
Washington, CJ.C.
I DOE 5480.8A
6-26-92
‘UBJECT: CONTRACTOR OCCIJPATIONAL MEDICAL PROGRAM
1.
2.
3.
4.
5.
6.
PURPOSE . To establish the occupational medical program requirements for
the Department of Energy (DOE).
CANCELLATION. DOE 5480.8, CONTRACTOR OCCLJpATIONAL MEDICAL pROGRAM, of
5-22-81.
m. Except as excluded at paragraph 5 below, the provisions of this
Order apply to all DOE Elements.
~PPLICATION TO CONTRACTS. Except as excluded at paragraph 5 below, the
provisions of this Order are to be applied to covered contractors and
they will apply to the extent implemented under a contract or other
agreement. A covered contractor is a seller of supplies or services
awarded a procurement contract or a subcontract which contains or should
contain the clause, “Safety and Health (Government-Owned or -Leased
Facility)” (DEAR 970.5204-2) as prescribed at DEAR 923.7002, 952.233-71,
and 970.2303-2 or another clause whereby DOE elects to exercise its
authority to enforce occupational safety and health standards.
EXCLUSION. The Naval Nuclear Propulsion Program is exempt from the
provisions of this Order (see Paragraph 12e, RESPONSIBILITIES AND
AUTHORITIES) .
REFERENCES.
a.
.
b.
DOE 1300.3, POLICY ON THE PROTECTION OF HUMAN SUBJECTS, of
8-23-90, which provides for the protection of human subjects
through required evaluation of the risk, ethics, and the
rights of participants for any proposed research involving
human subjects.
DOE 1324.2A, RECOROS DISPOSITION, of 9-13-88, which assigns
responsibilities and authorities and prescribes policies, procedures,
standards. and guidelines for the orderly disposition of records.
OISTRIBUTION, INITIATED BY:
All Departmental Elements Assistant Secretary for
Environment, Safety and Health
——
2
c.
d.
e.’
f.
9“
h.
i.
j.
k.
1.
DOE 5480.8A
6-26-92
DOE 1800.lA, PRIVACY ACT, of 8-31-84, and Title 5 U.S.C.,
Section 552A, which protects the privacy of certain
information contained in Government records.
*
DOE 5483.1A, OCCUPATIONAL SAFETY AND HEALTH PROGRAM FOR DOE
CONTRACTOR EMPLOYEES AT GOVERNMENT-OWNED CONTRACTOR-OPERATED
FACILITIES, of 6-22-83, which requires DOE contractors to be
consistent with the safety and health standards of the
Occupational Safety and Health Administration (OSHA).
DOE 5480.10, CONTRACTOR INDUSTR~AL HYGIENE PROGRAM, of 6-26-85, which
establishes the industrial hygiene requirements for DOE.
DOE 5484.1, ENVIRONMENTAL PROTECTION, SAFETY, AND HEALTH PROTECTION
INFORMATION REPORTING REQUIREMENTS, of 2-24-81, which establishes
procedures for the reporting of information having environmental
protection, safety, or health protection significance.
DOE 5500.16, EMERGENCY MANAGEMENT SYSTEM, of 4-30-91, which
establishes policy and requirements for an Emergency Management System
that provides for the development, coordination, and direction of
Departmental planning, preparedness, and readiness assurance for
response to operational, energy, and continuity of Government
emergencies involving or requiring Departmental assistance.
DOE 5610.3, PROGRAM TO PREVENT ACCIDENTAL OR UNAUTHORIZED NUCLEAR
EXPLOSIVE DETONATION, of 12-18-80, which establishes the Personnel
Assurance Program for sensitive security positions.
DOE 5631.6, PERSONNEL SECURITY ASSURANCE PROGRAM, of 1-19-89, which
establishes a program to improve security reliability of DOE and DOE
contractor employees.
Section 2
DOE 6430.lA, GENERAL DESIGN CRITERIA, of 4-6-89, which provides
general design criteria for use in the acquisition of DOE facilities
and establishes responsibilities and authorities for the development
and maintenance of these criteria.
Volume 43 FR 4377, “Radiation Protection Guidance to Federal Agencies
for Diagnostic X-Rays,” of 2-1-78.
Americans with Disabilities Act of 1990.
m. Title 29 CFR 1910, General .Industry Standards, Occupational Safety and
Health Administration, and 29 CFR 1926, Construction Industry
Standards, Occupational Safety and Health Administration. .
7. ~EFINITIONS.
a.
b.
— ’ %
‘~—.——.
DOE 5480.8A 3
. 6-26-92
@l
c.
d.
e.
f.
9.
h.
i.
Contractor Medical DeD artment. The occupational medical program or
occupational medical department established by the contractor as
required by this Order.
Dedicated Medical ComDuter SYStern. A computer system under the control
of the occupational medical department designed to receive, collect and
store occupational medical information.
EmDloYee Assistance Pro~ram (EAP1. A program offering employees
counseling, treatment, rehabilitation, and referral services for a wide
range of medical, drug, alcohol, stress, and mental health problems, as
well as for legal, financial, or job or career development problems.
Fitness for !)). The determination that the physical and mental
health of an individual is consistent with the performance of assigned
duties in a safe and reliable manner. ,
Full-time Occupational Phvsician. A physician providing full-time
occupational medical services.
Guidance. Information to assist in achieving the program policies and
objectives.
Health and Safety GroUD. The contractor organizations which are
concerned with health and safety programs.
Job Task Analysis. A statement outlining the physical and mental
requirements and the potential exposures and hazards of a specific job.
Monitored Care The monitoring of the quality of medical care of——..
employees who have extended absences from work due to illness or
injury for the purpose of facilitating their rehabilitation,
recovery, and early return to work.
Minimum Requirements and Standards. The program content necessary to
satisfy the policies and objectives of this directive.
4
k.
1.
m.
n.
o .
P.
Occu~ational Health Examiner (OHE). Physicians or nurse
practitioners, physician assistants, or other appropriately licensed
allied health professionals who provide health care under the
direction of a licensed physician.
muDational Health Nurse. A registered nurse providing
occupational health nursing services under the direction of a
licensed physician.
9CCUDational Medical Proqram. A program to assist in the maintenance
and protection of optimal health through the skills of occupational
medicine, psychology, and nursing; and to maintain a close interface
with allied health disciplines, including industrial hygiene, health
physics, and safety.
$)ccuDational Medicine. Those specialty branches of the professions of
medicine, nursing, and psychology which deal with the health
protection and health maintenance of employees with special reference
to job hazards, job stresses, and work environment hazards.
Part-time Occupational Physician. A physician providing occupational
medical services on a less than full-time basis.
site Occu~ational Medical Director. The physician responsible for the
overall direction and operation of the site occupational medical
program.
Section 3
8. !?QU.LX. It is the policy of DOE to protect and enhance the physical
and mental health of all DOE contractor employees and to promote
public health.
9. QBJEC TIVES. The objectives of the IIOE Contractor Occupational Medical
Program are to:
a. Assist. contractor management in protecting employees from health
hazards in their work environments;
b. Assist contractor management in assuring the placement of employees in
work that can be performed in a reliable and safe manner consistent
with the requirements of the Americans with Disabilities Act of 1990;
DOE 5480.8A 5
6-26-92
10.
c . Provide support to contractor management in the medica”
substance abuse aspects of personnel reliability and f
d. Assure the early detection, treatment, and rehabilitate
who are ill, injured, or otherwise impaired;
e. Apply preventive med
optimal physical and
promotion and educat
f. Provide ~ro+essional
, mental, and
tness for duty;
on of emp” oyees
cal measures toward the maintenance of the
mental health of employees through health
on;
cwidance and consultation to contractor
management on all health-related issues;
9. Provide employees, as appropriate, with professional medical
evaluation, guidance, counseling, and referrals to specialists in
support of optimal physical and mental health;
h. Protect the privacy of employees and the confidentiality of their
medical records; and
i . Provide support to DOE and contractor management and the Division of
Epidemiology and Health Surveillance/Office of Health by the
collection and analysis, when requested, of employee health data for
the purpose of early detection and prevention of occupational and
nonoccupational illnesses and injuries, thereby reducing morbidity and
mortality.
CONTRACTOR OCCUPATIONAL MEDICAL PROGRAM RETIREMENTS.
a. Implementation of an onsite occupational medical program shall be the
responsibility of the Site Occupational Medical Director. The
occupational medical director for each contractor site shall develop a
written occupational medical plan detailing the methods and procedures
used to implement the minimum requirements of this Order which are set
out in paragraph 11.
b. A contractor can meet its obligations under this Order if it arranges
to have occupational medical services provided for its employees by:
(1) an onsite medical program;
(2) a DOE contractor providing DOE-approved occupational medical
services; or
6 DOE 5480.8A
6-26-92
(3) a private physician or medical group capable of providing
occupational medical services as set forth in this Order.
11. CONTRACTOR OCCUPATIONAL MEDICAL PROGRAM IMPLEMENTATION.
a. Ma intenance of a Healthful Work Environment. The interaction of
employees with their environment is one of the primary concerns of
the occupational physician. This requires close cooperation and
coordination with industrial hygiene, health physics, and safety
professionals. However, the term “environment” is a broader concept,
and is not limited to the physical and chemical exposures of the
individual worker. If the worker’s total environment is to be
productive and safe, psychological and cultural factors cannot be
ignored and must be understood.
(1)
(2)
(3)
Section 4
Occupational physicians and selected medical staff shall make
regular visits to worksites and facilities so as to become
familiar with employee job tasks, worksite environments, and
existing or potential health hazards. Such visits should be
coordinated with industrial hygiene, health physics, and safety
personnel and management, and should include a review of
materials, processes, and procedures used with emphasis on
physical, chemical, and biological hazards. The information
obtained from these visits may form the basis for
recommendations to management for corrective action or 9
preventive measures. The frequency of worksite visits should be
determined by the Site Occupational Medical Director, taking
into account such factors as the size of the workforce, and
number and types of operations. Other factors should include
the nature and amounts of physical, chemical, or biological
agents used; the accident and incident rate; and the
occupational illness and disability rate. Appropriate medical
staff should conduct familiarization visits at selected
worksites at least monthly.
Contractor management shall furnish the Site Occupational
Medical Director with information on potential, physical,
chemical, and biological hazards in the worksite.
Prior to the performance of a periodic health examination, the
contractor management shall provide to the OHE a summary of
potential exposures to hazardous agents or tasks and any
———-~,-.
7
7
worksite exposures in excess of OSHA/DOE permissible exposure
limits pertaining to the employee to be examined.
(4) Contracf;or management should afford the Site Occupational Medical
Director or designee the opportunity to participate in new
materials and Drocess review committees, safety committees, and
other health-related meetings.
b. gm~lovee Health Examinations.
(1) Rationille for EmDlovee Examinations. Emp”
examinations shall be given to provide in
assessment of the employee in order to:
(a)
(b)
(c)
(d)
(e)
oyee
tial
Determine whether the employee’s physical
are compatible with the safe and reliable
assigned job tasks in accordance with the
Disabilities Act of 1990;
hea-
and
and
th
continuing
mental health
performance of ‘
Americans with
Detect evidence of illness or injury and determine if there
appears to be an occupational relationship;
Contribute to employee health maintenance by providing the
opportunity for early detection, treatment, and prevention
of disease or injury;
Provide an opportunity to assess risk factors which will
cause premature morbidity or mortality (e.g., hypertension,
smoking, elevated lipids); and
Maintain documented records of the physical and mental
health experience of employees.
(2) @lprehensiv e Health Examination Content. The comprehensive
health examination shall be conducted by an OHE under the
direction of a licensed physician, using whatever ancillary
assistance is needed in accordance with current, sound, and
acceptable medical practices. The minimum content is described
for the preplacement or other required comprehensive
examinations. Additions may be needed, as determined by the Site
Medical Director, considering the purpose(s) of the examination,
health hazards of current and former employment, and personal
health-risk factors.
––—
8
(a)
(b)
(c)
DOE 5480.8A
6-26-92
Medical History. The medical history
information concerning the employee’s
shal? include
current illness or
Section 5
health status, review-of systemsj past medical history,
occupational history, review of a current job task
analysis, family history, immunization history, smoking and
other lifestyle factors, allergy history, travel history,
and history of mental or emotional disorders.
Phvsical Examination. The physical examination shall
include an evaluation of head, neck, eyes, ears, nose,
throat, mouth, heart, lungs, abdomen, genitourinary system,
vascular and lymphatic systems, skin, musculoskeletal
system, a brief neurological examination, and a measurement
of height, weight, pulse and blood pressure. A digital
rectal and prostate examination shall be offered to males
age 40 and above. Both a pelvic and breast examination
shall be offered to females. It may include mammography, a
pap smear, sigmoidoscopy, and tonometry over 34 years of
age to conform to good preventive medicine practices. When
the resources and capability will not permit the
performance of these specialized examinations, the employee
is to be advised as to their value and urged to obtain them
from a personal physician.
Laboratory Studies. The basic laboratory work shall
include:
~ Vision testing (to include near, distant, color
vision, depth perception, and horizontal peripheral
field of vision);
~ Complete blood count and blood chemistry profile;
~ Urinalysis and serology when indicated;
~ An audiogram as a baseline, then every 3-5 years unless
exposed to noise at or above 85 decibels, then annually;
~ A pulmonary function test as a baseline, then every 3-5
years unless exposed to pulmonary irritants, a’ history
of pulmonary disease, or when OHE deems it necessary;
DOE 5480.8A
“Q) 6-26-92
5 An electrocardiogram as a baseline, then annually for
over age 50, a history of heart disease, or when OHE
deems it necessary; and
~ Other laboratory tests required by OSHA/DOE shall be
obtained.
(d) @JJel ines for Use of X-rays. The recommendations and
9UidanCe contained in 43 FR 4377, of 2-1-78, should be
considered. All radiographs shall be interpreted by a
qualified radiologist or as specified by OSHA/DOE.
(e) ~view and Evaluation of Examination. The OHE shall discuss
the results of the examination with the employee. The OHE
shall provide health counseling and advice, especially as
related to risk factors that may cause premature morbidity
or mortality. Employees shall be encouraged to have private
physicians and should be referred to private physicians for
any necessary definitive .care or followup treatment, and for
any necessary additional diagnostic studies that are beyond
the scope of the occupational health examination. The
health interests of employees are best served by close
communication and cooperation between private and
occupational health physicians.
(3) Classes of Health Examinations/Evaluations.
(a) ~replacement Evaluations.
j- A medical evaluation of an individual shall be conducted
after the job offer, but prior to the performance of job
duties, and in the case of an employee, prior to a job
transfer. The health status and fitness for duty of the
individual shall be determined, thereby assuring that
assigned duties can be performed in a safe and reliable
manner and consistent with the Americans with
Disabilities Act of 1990.
~ Contractor management shall provide to the Site
Occupational Medical Director a job task analysis
pertaining to the applicant/employee to enable the
medical examiner to assess the individual as required in
llb(3) (a)l.
Section 6
The scope of the initial preplacement evaluation shall
be a comprehensive examination as outlined in paragraph
llb(2). The Site Occupational Medical Director shall
determine additional examination content, considering
such factors as special physical or mental requirements
of the job, potential hazardous exposures, or medical
surveillance requirements mandated by the Occupational
Safety and Health Act, 29 CFR 1910 or 29 CFR 1926.
Those contractor operations requiring large numbers of
preplacement evaluations may defer the comprehensive
evaluation of individuals not assigned to hazardous work
or potentially hazardous exposures after a review of the
individual’s medical history. The evaluation shall be
performed within 6 months of the hire date.
The occupational medical department shall be informed of
all job transfers. The Occupational Medical Director or ,
designee should determine whether a medical evaluation
is necessary.
(b) Medical Surveil lance Examinations and Health Monitoring.
Standards and requirements for special health examinations o
and health monitoring of employees who work in jobs
involving specific physical, chemical, or biological
hazards shal 1 be in accordance with applicable OSHA/DOE
standards. When employees are exposed to potential hazards
not covered by regulations, appropriate special
examinations may be required as determined by the Site
Medical Director and approved by the DOE Medical Director,
Office of Health.
(c) Qualification Examinations.
~ Examinations shall be conducted to qualify employees for
specific job assignments for which specific medical
qualification standards exist (e.g., drivers, pilots,
protective force personnel, and respirator wearers).
z Special medical evaluations shall be performed in
response to contractor management’s request to determine
employee fitness for duty.
(d) Yoluntary Periodic Examinations. Voluntary periodic
examinations shall be offered; however, it should be
recognized that specific work hazards or statutory
requirements as outlined in llb(3), llb, and 1lc may dictate
more frequent health examinations to maintain an effective
occupational medical program. A fundamental purpose of
these examinations is to provide employees with the periodic
assessment of their health. Accordingly, relevant
components of the comprehensive examination, paragraph
llb(2), may be included, as well as other preventive health
measures such as health-risk appraisals or wellness
counseling as authorized by the Site Medical Director.
~ I@loyees aae 50 and over shall be offered a biennial
;health examination. Content shall be based upon
guidelines established by the Site Medical Director,
considering work assignment and individual risk factors.
~ Emt)lovees aqe 40-49 shall be offered a health examination
every 3 years.
3 Emlovee s under aqe 40 shall be offered a health
examination every 5 years.
(e) ~turn-to-Work Health Evaluations.
~ 9CCUDational Injury or Illnes$. All employees with
occupationally-related injuries or illnesses shall be
evaluated before returning to work. The scope and
content of this evaluation shall be determined by the
OHE, based upon the nature and extent of the injury or
disease, and shall be sufficient to ensure that the
employee may return to work without undue health risk to
self or others. Written clearance from the occupational
medical department shall be required before such an
employee may return to work.
Section 7
~ tJonoccuD ational Injury or Illness. Contractor
management, in the following situations, shall ensure
that employees will not be allowed to return to work
until they receive a health evaluation and written
clearance from the occupational medical department.
Situations warranting evaluation and clearance include
12
(f)
DOE 5480.8A
6-26-92
*
nonoccupational-related illnesses or injuries causing
absence from work for 5 consecutive workdays or more,
procedures or treatments that would affect negatively
the employee’s ability to perform in a safe and reliable
manner, and hospitalization. The employee shall provide
relevant medical information from their private
physician to assist in this determination. The final
decision for health-related work recommendations shall
reside with the Site Medical Director if a disagreement
exists regarding return-to-work suitability.
Termination Health Evaluations. A health status review
shall be made available for all terminating employees.
Based upon the information obtained, a health examination
(the content to be determined by the Site Occupational
Medical Director) shall be conducted, whenever possible, on
employees with known occupational illnesses or injuries,
documented or presumed exposures required by OSHA
regulations, or when more than 1 year has elapsed since the
last examination. This should include a review of the
medical record, associated exposure information, and a
signed response by the employee to each of the following
questions: m
~ Have there been recent occupational illnesses or
injuries not previously reported?
~ Have you ever been informed of an exposure to radiation
or toxic materials above permissible limits?
~ Do you have any complaints or concerns related to prior
illnesses, injuries, or exposures?
~ Do you have any current medical complaints?
c. jliaqnosis and Treatment of In.iurY or Disease.
(1) Occupational Injury or Disease.
(a) The management of occupational injury or disease shall be
in accordance with the laws and regulations of the State in
which the facility is located.
(b)
(c)
(d)
Diagnosis and treatment of occupational injury
shall be prompt with emphasis placed on rehabi”
return to work at the earliest time compatible
safety and employee health.
Contractor management has the responsibility t~
or disease
itation and
with job
establish
——~
‘—~
DOE 5480.8A 13
6-26-92
@
I
procedures to ensure that all employees with occupational
injuries or illnesses receive written clearance from the
occupational medical department before being permitted to
return to work.
The responsible firstline management and health and safety
grcups (health physics, industrial hygiene, or safety) shall
be given notification of unhealthy work situations detected
by the occupational medical staff.
(2) Nonoccupational In.iurv and Illness. Employees shal 1 be
encouraged to utilize the services of a private physician or
medical facility, where these are available, for care of
nonoccupational injuries or illnesses or. However, the medical
department shall assist employees who become ill at work. Care
should be available for what may be judged a short-term,
self-limited condition. Such a policy will contribute to
containment of medical costs and encourage an atmosphere of trust
for employees. The objective is to return the worker to a state
of health in the shortest possible time consistent with modern
medical therapy. Long-term treatment of nonoccupational injury
and illness is not considered to be a routine responsibility of
an occupational medical program. NOTE: In emergencies,
employees shall be given the necessary care required until
referred to a private physician or facility.
Section 8
(3) Monitored Care. Monitored care of ill or injured employees by
occupational medical physicians is highly desirable to maximize
recovery and safe return to work and to minimize lost time and
associated costs. Contractor management has the responsibility
to advise the occupational medical department when an employee
has been absent because of an illness or injury for more than 5
consecutive workdays, or has experienced excessive absenteeism
Worker’s compensation cases should be monitored when appropriate
through frequent return visits and physici an-to-physici an
communication with private physicians where applicable. The goal
is to assist the employees in their recovery and to facilitate
their return to duty at the earliest practicable time.
—
14 DOE 5480.8A
6-26-92
Reasonable accommodations or restrictions may be a part of this
rehabilitation process and need to be closely coordinated with
the human resources department and line management.
(4) Health Care Cost Management. Contractor management of
occupational and nonoccupational health care requires knowledge
of costs to provide recommendations for cost-effective health
care.
(a) When requested, contractor management should provide to the
Site Occupational Medical Director information regarding
lost,time data, worker’s compensation case costs, medical
and surgical costs by common diagnosis, and inpatient
versus outpatient costs.
(b) The Site Occupational Medical Director should be a resource
to contractor benefits personnel in managing health care
costs and providing advice on the quality and availability
of community health care resources.
d. fmDlo~ee Counseling and Health Promotion.
(1) EAP and Wellness Procwam.
[a) The Site Occupational Medical Director shall review and m. ,
approve the medical aspects which include physical and
mental health, stress and emotional/behavioral problems of
all contractor-sponsored or supported EAP, as well as
alcohol and other substance abuse rehabilitation programs.
Program evaluation accountability shall include treatment
processes, records, referrals, treatment outcomes, followup
(aftercare programs), and staffing.
(b) The Site Occupational Medical Director shall review,
approve and coordinate all contractor-sponsored or
supported wellness programs as essential components of a
preventive medicine program. Health counseling should be
available to all employees. Program evaluation and
accountability shall address the training/education
opportunities provided, lesson plans, class evaluation
records, and referral/counseling sessions.
DOE 5480.8A
6-26-92
(2) Immunization Proqram.
(a) Tetanus/Diphtheria immunization shall be available for all
employees, consistent with Centers for Disease Control (CDC)
guidelines.
(b) Employees involved in foreign travel shal 1 be advised to
obtain the immunizations recommended by CDC and the Public
Heal&h Service of the U.S. Department of Health and Human
Services.
(c) In the interest of saving lost time off the job, elective
care, such as serial desensitizations for allergy, may be
given at the discretion of the Site Occupational Medical
Director with the written advice and consent of the
employee’s private physician.
(d) Using CDC guidelines, influenza vaccine shall be offered to
all employees.
(e) Hepatitis B vaccine shall be offered according to CDC
guidelines.
(f) The Site Occupational Medical Director shall ensure that
immunization programs for bloodborne pathogens and
biohazardous waste conform to OSHA regulations and CDC
guidelines for those employees at risk to these forms of
exposure.
Section 9
(3) Fitness for Continued Duty Assignment. The occupational medical
department has the responsibility to make fitness-for-duty
determirtations on employees for all conditions that may influence
perform~nce or work suitability.
- (a) A substance abuse (drug and alcohol) identification and
rehabilitation program is an integral part of a
comprehensive fitness-for-duty program. Any testing
provided shall be in accordance with acceptable practices
and applicable regulations. The goal is to promote a safe
and healthy work environment and to rehabilitate employees
irvolved with substance abuse.
(b) Employees shall be evaluated for the presence of medical
conditions that may be reasonably expected to impair
16 %w!fi’””
employee’s safe, reliable, and trustworthy performance of
assigned tasks and, thereby, affect the acceptability of an
employee for a specific job assignment.
(c) Occupational medical personnel shall consider the job
duties of any employee seeking medical care to determine if
the health condition is job related. In addition, an
evaluation should be made of the employee’s fitness-to-
perform job duties safely and reliably.
e. Requirements for Medical Records.
(1) Records Maintenance. The maintenance of complete medical
records developed by the medical department for each employee
from the time of the first examination or treatment is a basic
requirement. A personal health record shall be maintained for
each employee identifying name, date of birth, and social
security number. The contractor may use additional
identification systems as des
(2) confidential itv.
(a) The confidential ity of a“
includinq the results of
(3)
red. -
1 employee medical records,
health examinations, shall be
observed-by all members of the occupational medical staff. o
Such records shall remain in the exclusive custody and
control of the occupational medical department. Disclosure
of information from an employee’s health records shall not
be made without written consent, except as permitted by law
or Federal regulation.
(b) Computerized or microfilmed medical records and information
shall remain under the custody and control of the Site
Occupational Medical Director with disclosure as defined in
paragraph he(2)(a) above.
Access to Em~loYee Medical Records. Access to employee medical
records shall be in accordance with: (a) The Privacy Act as
codified in 10 CFR 1008.17(b)(l); and (b) “Access to Exposure
and Medical Records” as codified in 29 CFR 1910.20 (OSHA
Standard).
——
DOE 5480.8A 17
.a} 6-26-92
(4)
(5)
(6)
-.
Identification of Medical Records. It shall be the
responsibility of contractor management to provide the Site
Occupational !ledical Director with information to enable the
coding or flagging of records to reflect current job titles,
specific job certifications or limitations, assigned work areas,
and work hazards.
Work Restriction Reqistr~. The ?4edical Director will advise
contractor management of appropriate work restrictions.
Contractor management should maintain a central work restriction
registry.
Retention of Medical Records. All employee health records shall
be retained in accordance with DOE 1324.2A. However, inactive
records may be retired to low-cost storage in an onsite records
holding area or a Federal Records Center. To protect the
confidentiality of the records, the shipping cartons shall be
sealed and the transfer documents shall note that access to the
records is limited to personnel of the Contractor Medical
Department. If resources are available, the files may be
microfilmed and the paper records destroyed.
Section 10
‘f. Emerqencv and Disaster Prer)aredness.
(1) Jnteqrated Emerqency and Disaster Preparedness Planning. The
Site Occupational Medical Director is responsible for the
development of the medical portion of the site emergency and
disaster plan. This input shall be closely integrated with, and
made a part of, the overall site emergency and disaster
preparedness plan in accordance with DOE 5500.lB. It will
require coordination and cooperation with management, emergency
preparedness coordinators, safety, health physics, the industrial
hygiene, fire and rescue units, security organizations, and
offsite medical facilities.
(2) Integration with Community Emer~encv and Disaster Plans. The
occupational medical portion of the site emergency and disaster
plan shall ~lso be integrated with surrounding community
emergency and disaster plans to the extent consistent with the
development of a mutual aid and assistance capability.
— — .
—. .-— —..——
18 DOE 5480.8A
6-26-92
(3) Preplannin~ Requirements.
(a) The medical portion of the site emergency and disaster
response capability shall be adequate to meet the type
and severity of accidents and trauma dictated by the
character and history of plant operations and
conditions.
(b) Preplanning and prearrangements are key factors vital
to the effectiveness of the medical portion of the
site emergency and disaster plan and shall provide the
following:
~ Onsite capabilities for medical aid and triage, and
personnel decontamination by trained, qualified
personnel which shall include onsite capability for
cardiopulmonary resuscitation, cardiac
defibrillation and advanced cardiac life support;
~ Services of health physicists and industrial
hygienists to evaluate any associated radiological
or chemical hazards affecting the environment, the
casualties, or the general public, and to assist
rescue and medical personnel; *
~ Arrangements for hospital care shall include the
capability to evaluate and treat injuries resulting
from exposure to radiation and/or toxic materials,
including internal and external contamination, as
appropriate;
~ Services of medical specialists and consultants;
~ Services of rescue squads, ambulances (ambulance
personnel shall meet the U.S. Department of
Transportation guides or State requirements), and
helicopters, as needed, with capability for
handling radioactively contaminated casualties;
~ Medical aid coverage during evacuation operations
from facilities and the site; and
— .——
DOE 5480.8A
6-26-92
19
‘*1
z Communication links between medical aid and triage teams,
fire and rescue units, hospitals and hospital teams,
local and State police, and DOE Emergency Operating
Center.
9“ Organizational and Staffinq Guidelines for Contractor Occu~ational
Medical ProQr~.
(1) Site Occupational Medical Director.
(a} Shal 1 be a physician who is a graduate of an accredited
school of medicine or osteopathy and who meets the
licensing requirements applicable to the locations in which
the physician works. Board certification in occupational
medicine is preferred.
(b) Shall report directly to the Contractor Site Manager,
appropriate Laboratory Director, or another management
level with sufficient authority to ensure program
effectiveness.
(c) Shall participate in health and environmental issues at the
policy-making levels.
(d) Shall be responsible for the development,
implementation, and administration of the
medical program.
interpretation,
occupational
Section 11
(e) Should have opportunities for continuing medical education,
attendance at national occupational medical meetings
(including DOE-sponsored meetings and health seminars), and
access to medical journals. The physician should also be
afforded the opportunity for membership in professional
organizations.
(2) (lccu~ational Medical Physicians.
(a) Shall be graduates of accredited schools of medicine or
osteopathy and meet the licensing requirements applicable
to locations in which they work. Training and experience
in occupational medicine are preferred.
(b) Shall be directly responsible to the Site Occupational
Medical Director or designee.
20 DOE 5480.8A
6-26-92
(c) Should have opportunities for continuing medical
education, attendance at national occupational medical
meetings (including DOE-sponsored meetings and health
seminars), and access to medical journals. They should
also be afforded the opportunity for membership in
professional organizations as approved by the Site
Occupational Medical Director.
(3) 9ccuDational Health Nurses.
(a) Shall be graduates of accredited schools of nursing,
registered, and legally qualified to practice nursing
where employed. Training and experience in occupational
health nursing are desirable.
(b) Shall be directly responsible to the Site Occupational
Medical Director or designee.
(c) Should be afforded opportunities for continuing nursing
education, including attendance at professional meetings,
and access to nursing journals as approved by the Site
Medical Director. They should also be afforded the
opportunity for membership in professional organizations
as approved by the Site Occupational Medical Director. a
(4) Clinical Psvcholoqists.
(a)
( b )
(c)
Shall be graduates of accredited schools of clinical
psychology and hold a valid license as required in the
State where they work. A Doctor of Philosophy or a Doctor
of Psychology degree with training and experience in
clinical occupational assessment and treatment is highly
desirable.
Shall be directly responsible to the Site Occupational
Medical Director or designee.
Should be afforded opportunities, as determined by the
Site Medical Director, for continuing psychological
education related to services provided on the site,
including use of psychological evaluation. Psychologists
employed fulltime shall be afforded opportunities for
membership and participation in professional associations.
DOE 5480.8A
6-26-92
21
.
(5) Counselors (i. e.. Substance Abuse, Mental Health).
(a,) Shall have the training appropriate to their specialty and
be certified or licensed as required by the State in which
the facility operates.
(b) Shall be responsible to the Site Occupational Medical
Director or designee.
(c) Counselors employed fulltime should be afforded
opportunities for continuing education, membership, and
piirticipation in professional associations as approved by
the Site Occupational Medical Director.
(6) Physician Assistants.
(a) Shall be: 1 graduates of physician assistant programs
accredited by the American Medical Association Committee on
Allied Health Education and Accreditation; ~ certified by
the National Commission on Certification of Physician
M;istants; 3 and licensed/certified as required by
. Specific training in an occupational medical
specialty or experience in an occupational setting “
clesirable.
(b) !jhall be responsible to, and work under, the Superv
the Site Occupational Medical Director or designee.
Section 12
(c) Should be afforded opportunities for continuing medical
education, including attendance at professional meetings
and access to medical journals, as well as organizational
memberships as determined by the Site Occupational Medical
Director.
(7) Nurse Practitioners.
(a) Shall be graduates of an approved nurse practitioner
training program with licensing/certification as required
by State law. Specific training and experience in
occupational health nursing are desirable.
(b) Shall be responsible to the Site Occupational Medical
Director or designee.
I
State
s
sion of
22
(C) Should
educat ”
DOE 5480.8A
6-26-92
be afforded opportunities for continuing medical
on, including attendance at professional meetings
and access to journals, as well as organizational -
memberships as determined by the Site Occupational Medical
Director. -
(8) Other Occupational Health Personnel.
(a) Shall have the appropriate training and be certified or
licensed as required by the State in which the facility
operates.
(b) Shall be responsible to the Site Occupational Medical
Director or designee.
(9) Professional Staffinq.
(a) General . The proper ratio of physicians and nurses to the
employee population is related to many factors, including
the following:
Size of employee population;
Geographical distribution and location of employees;
Shifts worked;
Rate of employee turnover;
Age and sex distribution of the employee population;
Extent of occupational hazards and associated medical
surveillance requirements;
Types and complexities of job tasks and operations
performed;
Total number of all health examinations required;
Degree of isolation of worksites from community and
other medical services; and
. . . .
———
DOE 5480.8A 23
●
, 6-26-92
@)
JQ Degree of employee utilization of occupational health
services.
(b) Minimum Physician Staffing. For sites with employee
populations greater than 2,500, the Medical Director shall
not be included in meeting the physician staffing
requirement.
1 At least 1 part-time physician for em~loyee Rowlations
bptween Soo”and 1,000; - . - . .
z One full-time physician for employee populations
1,000 and under 1,500;
~ One full-time and 1 half-time physicians for emp”
populations over 1,500 but under 2,000;
~ Two full-time and 1 half-time physicians for emp”
populations over 2,000 but under 2,500; and
over
oyee
oyee
~ An additional physician for each additional increase of
1,000 to 1,500 employees.
(c) ~imum Nurse Staffinq.
1 One part-time
~ One full-time
up to 300;
s Two full-time
up to 1,000;
nurse for up to 100 employees;
nurse for employee populations over 100 and
nurses for employee populations over 300 and
~ Three full-time nurses for the first 1,000 employees;
~ One additional full-time nurse for each additional 1,000
employees up to 5,000; and
Q One additional full-time nurse for each additional
2,000 employees over 5,000.
(d) Minimum Requirements for Worksites not Covered by a Physician
gr Nurse. At worksites with employee populations not
warranting a full-time nurse or physician (i.e., less
24 DOE 5480.8A
6-26-92
than 100 employees), management shall ensure at least one
employee on duty is trained and currently qualified in first
aid and cardiopulmonary resuscitation.
(e) Ancillarv Staffinq. The number and qualifications of
physician assistants, nurse practitioners, and other
ancillary medical personnel shall be determined by the Site
Occupational Medical Director as required to support the
occupational medical program. Utilization of these
personnel may partially offset the prescribed staffing
levels of physicians and nurses.
Section 13
(f) Psychological Staffing. The Site Occupational Medical
Director shall establish consulting relationships with
psychiatrists or psychologists as required by the demands of
the program. At sites with 2,000 or more employees, 1
full-time equivalent clinical psychologist and/or
psychiatrist is suggested. The option of contracting for
the services of a part-time clinical psychologist or
psychiatrist for facilities with fewer than 2,000 employees
or to supplement existing services is acceptable.
h. 9CC uDational Medical Facilities and Eauioment.
(1) Occur.) ational Medical Facilities. General design criteria for
occupational medical facilities are contained in DOE 6430.IA.
Specifically, these facilities:
(a) Shall be located in areas readily accessible to employees
and to transportation. Accessibility of the occupational
medical department is a key factor in employee utilization
of medical- services and is very important to the overa”
effectiveness of the program.
(b) Shall be sufficiently spacious, well lighted, and vent
with appropriate climate control.
(c) Shall include waiting, consultation, examining and
emergency treatment areas, toilet, and shower or tub
facilities adequate to ensure privacy and comfort.
1
lated
(d) Shall have necessary medical and laboratory equipment with
adequate decontamination facilities.
—
——~
DOE 5480.8A 25
!
a
6-26-92
)
.
(e) Shall include a rest or recovery room, dressing rooms, and
facilities for the laboratory and radiological examinations
performed in the department.
(f) Shall include ambulance services and equipment that meet
applicable State or Federal regulations. It is not necessary
to assign responsibility for ambulance and rescue personnel,
operations, and equipment to the Site Occupational Medical
Director.
(g) Shall have access to medical information through a 1 ibrary
ancl/or computerized information systems.
(h) Oi:;pensing, storing and disposing of pharmaceuticals shall be
in accordance with appropriate Federal, State and local law.
(2) Eaui Dmel?t.
(a) The Site Occupational Medical Director shall ensure that the
medical department equipment is adequate in terms of
present-day accepted standards of medical practice and that
it is maintained in good working order and is properly
calibrated.
(b) The selection of specific kinds and brands of medical office
and laboratory equipment shall be determined by the Site
Occupational Medical Oirector. Preference should be given to
devices that can provide direct input to computerized
data systems. The following minimum items should be
included:
~ Standard distant and near visual acuity eye charts or
optical testers;
~ Standard color vision plates (Ishihara, Dvorine, or
American Optical);
J Audiometer with a testing booth which meets OSHA
standards;
~ Electrocardiograph equipment;
~ Pulmonary function equipment;
.
DOE 5480.8A
6-26-92
Cardiac defibrillation and related monitoring equipment
adequate for portable use;
Suction equipment;
Pulmonary resuscitation equipment;
Adequate equipment for monitoring, handling, and
decontamination of radioactively contaminated or
chemically contaminated casualties;
Physiotherapy equipment as needed; and
Emergency power supply.
i. Quality Assurance. Each Site Medical Director shall develop a
written quality plan. Personnel, equipment, procedures, and
documentation will be considered, using applicable standards and
accepted practice.
12. ~SPCINSIBIL ITIES AND AUTHORITIES.
Section 14
a. Assistant Secretary for Environment, Safetv and Health (EH-1) shall:
(1) Advise the Secretary on occupational health;
(2) Develop and promulgate relevant Departmental policies; and
(3) Ensure conformance with applicable laws and regulations.
b. QeP utv Assistant Secretarv for Health (EH-401 shall:
(1) Develop and recommend policies and standards;
(2) Maintain a health surveillance system; and
(3) Ensure implementation of all aspects of Departmental
occupational health programs.
c. Director, Office of Occu~ational Medicine (EH-431 shall:
(1) Develop policies and standards related to occupational medicine;
—
DOE 5480.8A
.
e
6-26-92
1
. . (2)
(3)
(4)
(5)
(6)
27
Provide assessment and oversight of contractor occupational
medical programs to ensure implementation of standards and
policies;
Ensure the development of effective preventative medical and
health maintenance programs;
Establish and manage applied research in areas relevant to this
Order;
Provide for and assist in training activities associated with
this Order; and
Provide advice and guidance on all aspects of the occupational-—— — .
medical program for all elements of DOE and contractors.
d. ~rowam Secretarial Officers shall receive and review occupational
medical appraisal reports for facilities under their program
responsibility with the exception of an exemption for the Director of
the Naval Nuclear Propulsion Program.
e. Director of the Naval Nuclear Propulsion Procwam through Executive
Order 12344, statutorily prescribed by Public Law 98-525 (42 U.S. C.
7158, Note), establishes the responsibilities and authorities of the
Director of the Naval Nuclear Propulsion Program (who is also the
Deputy Assistant Secretary for Naval Reactors within the Department]
for all facilities and activities that comprise the Program, a joint
Navy-DOE organization. These executive and legislative actions
establish that the Director is responsible for all matters pertaining
to naval nuclear propulsion, including direction and oversight of
environment, safety, and health matters for all program facilities and
activities. Accordingly, the provisions of this Order do not apply to
the Naval Nuclear Propulsion Program.
f. Heads of Wt)artrnental Elements (the senior ranking DOE official at a
DOE office location) shall include in a procurement request package,
for each procurement requiring the application of this Order, the
following:
(1) Identification of the Order;
(2) Identification of the specific requirements with which a
contractor or other awardee is to comply, or, if this is not
practicable, identification of the specific paragraphs or other
28 DOE 5480.84
6-26-92
portions of this Order with which a contractor or other awardee is to
comply;
(3) Requirements for the flowdown of provisions of this Order to any
subcontract or subaward;
For application to awarded management and operating contracts, Heads
of Departmental Elements may set forth this information in a written
communication to the contracting officer rather than in a procurement
request package.
9“ Manaqers of DOE Field Offices and Enera v Technoloqv Centers shall:
(1) Review policies and standards of this Order and ensure
contractor implementation;
(2) Receive and review occupational medical appraisals of sites
under the jurisdiction of the field office or center; and
(3) Implement recommendations.
BY ORDER OF THE SECRETARY OF ENERGY:
o=t
Q DOLORES L. ROZZI
A:r Director of Administration
and Human Resource Management
.