DOE O 450.1 Admin Chg 1, Environmental Protection Program
Functional areas: Defense Nuclear Facility Safety and Health Requirement, Work Processes
To implement sound stewardship practices that are protective of the air, water, land, and other natural and cultural resources impacted by the Department of Energy (DOE) operations and by which DOE cost effectively meets or exceeds compliance with applicable environmental; public health; and resource protection laws, regulations, and DOE requirements. Chg 1, dated 1-24-05; Chg 2, dated 12-7-05; Admin Chg 1, dated 1-3-07.
Cancels DOE 5400.1 and DOE N 450.4.
Document text
Text extracted from the attached file. Refer to the original document for the authoritative version.
Section 1
DOE O 450.1
Administrative Change
An administrative change to this directive was approved on 1-3-07. In accordance with
the Departmental Directives System:
Administrative Changes are simple changes that do not substantively
affect the directive. Examples of such changes are nomenclature changes
to organization names or titles of officials, changes to legal citations, and
minor reductions in requirements and responsibilities.
To see the redline/strikeout of revisions for this administrative change, please click on
http://directives.doe.gov/reference/o450_1Chg2AdmChgMarkup1-8-07.pdf.
Vertical line denotes change
AVAILABLE ONLINE AT: INITIATED BY:
www.directives.doe.gov Office of Health, Safety and Security
U.S. Department of Energy ORDER
Washington, D.C.
Approved: 1-15-03
Review Date: 1-15-05
Chg 1: 1-24-05
Chg 2: 12-7-05
Admin Chg 1: 1-3-07
SUBJECT: ENVIRONMENTAL PROTECTION PROGRAM
1. OBJECTIVES. To implement sound stewardship practices that are protective of the air,
water, land, and other natural and cultural resources impacted by Department of Energy
(DOE) operations and by which DOE cost effectively meets or exceeds compliance with
applicable environmental; public health; and resource protection laws, regulations, and
DOE requirements. This objective must be accomplished by implementing
Environmental Management Systems (EMSs) at DOE sites. An EMS is a continuing
cycle of planning, implementing, evaluating, and improving processes and actions
undertaken to achieve environmental goals. These EMSs must be part of Integrated
Safety Management Systems (ISMSs) established pursuant to DOE P 450.4, Safety
Management System Policy, dated 10-15-96.
2. CANCELLATION. DOE O 5400.1, General Environmental Protection Program, dated
11-9-88 and DOE N 450.4, Assignment of Responsibilities for Executive Order 13148,
Greening the Government through Leadership in Environmental Management, dated
2-05-01. Cancellation of a Directive does not, by itself, modify or otherwise affect any
contractual obligation to comply with the Directive. Cancelled Directives that are
incorporated by reference in a contract remain in effect until the contract is modified to
delete the references to the requirements in the cancelled Directives.
3. APPLICABILITY.
a. DOE Elements.
(1) Except as noted in paragraph 3c, this Order applies to all DOE elements
that are responsible for the management and operation of the
Department’s facilities, including elements of the National Nuclear
Security Administration and power administrations. (Go to
http://www.directives.doe.gov/pdfs/reftools/org-list.pdf for the current
listing of Departmental elements. This list automatically includes all
Departmental elements created after the Order is issued.)
(2) The Administrator of NNSA will assure that NNSA employees comply
with their respective responsibilities under this Order. Nothing in this
Order will be construed to interfere with the NNSA Administrator’s
DOE O 450.1
DOE O 450.1
1-15-03
2
authority under section 3212(d) of Public Law (P.L.) 106-65 to establish
Administration specific policies, unless disapproved by the Secretary.
(3) Where ISMSs are not applicable, DOE elements must ensure the
implementation of EMSs. These DOE elements must interpret all
references to ISMSs within this Order to mean EMSs.
b. DOE Contractors.
The Contractor Requirements Document (CRD), Attachment 1, sets forth
requirements of this Order that will apply to contractors responsible for the
management and operation of the Department-owned facilities whose contracts
include the CRD.
Section 2
(1) This CRD must be included, as appropriate, in all site/facility
management contracts involving activities associated with the use,
storage, disposal and transportation of waste; emissions to air;
discharges to water; and management of cultural and other natural
resources.
(2) This Order does not apply to other than site/facility management
contracts. Any application of any requirements of this Order to other
than site/facility management contracts will be communicated
separately from this Order.
(3) The office identified in paragraph 5.d. is responsible for notifying the
contracting officer of which contracts are affected. Once notified, the
contracting officer is responsible for incorporating the CRD into each
affected contract via the laws, regulations, and DOE directives clause of
the contract.
(4) As the laws, regulations, and DOE directives clause states, regardless of
the performer of the work, a contractor with the CRD incorporated into
its contract is responsible for compliance with the requirements of the
CRD. An affected contractor is responsible for flowing down the
requirements of this CRD to subcontracts at any tier to the extent
necessary to ensure the contractor’s compliance with the requirements.
c. Exclusions.
(1) Activities conducted under the authority of the Director, Naval Nuclear
Propulsion Program, as described in Executive Order 12344 and set
forth in Public Laws 98-525 and 106-65.
DOE O 450.1 Chg 1 3
1-24-05
Vertical line denotes change.
(2) Activities conducted by the Bonneville Power Administration as
authorized by Delegation Order No. 00-033.00A.
(3) Activities conducted by the Office of the Secretary, Chief Information
Office, Office of Congressional and Intergovernmental Affairs,
Departmental Representative to the Defense Nuclear Facilities Safety
Board, Office of Economic Impact and Diversity, Energy Information
Administration, Office of General Counsel, Office of Hearings and
Appeals, Office of Inspector General, Office of Intelligence and
Counterintelligence, Office of Policy and International Affairs, Office of
Public Affairs, and Secretary of Energy Advisory Board.
4. REQUIREMENTS.
a. General Requirements. All DOE elements must ensure that site ISMSs include an
EMS that does the following.
(1) Provides for the systematic planning, integrated execution, and evaluation
of programs for—
(a) public health and environmental protection,
(b) pollution prevention (P2), and
(c) compliance with applicable environmental protection
requirements.
(2) Includes policies, procedures, and training to identify activities with
significant environmental impacts, to manage, control, and mitigate the
impacts of these activities, and to assess performance and implement
corrective actions where needed.
(3) Includes measurable environmental goals, objectives, and targets that are
reviewed annually and updated when appropriate.
b. Integration of an EMS into ISMS. As part of integrating EMSs into site ISMSs,
DOE elements must do the following.
(1) Consider the following for inclusion as applicable:
(a) conformity of DOE proposed actions with State Implementation
Plans to attain and maintain national ambient air quality
standards,
(b) implementation of a watershed approach for surface water
protection,
DOE O 450.1 Chg 2
12-7-05
Vertical line denotes change.
4
(c) implementation of a site-wide approach for groundwater
protection,
(d) protection of other natural resources including biota,
Section 3
(e) protection of site resources from wildland and operational fires,
and
(f) protection of cultural resources.
(2) Promote the long-term stewardship of a site’s natural and cultural
resources throughout its operational, closure, and post-closure life cycle.
(3) Reduce or eliminate the generation of waste, the release of pollutants to
the environment, and the use of Class I ozone-depleting substances
(ODS) through source reduction including segregation and substitution,
re-use, recycling, and sustainable development, and by procuring
environmentally preferable products and services, pursuant to the DOE
P2 and Sustainable Environmental Stewardship Goals found in
Attachment 2.
(4) Ensure the early identification of, and appropriate response to, potential
adverse environmental impacts associated with DOE operations,
including, as appropriate, preoperational characterization and
assessment, and effluent and surveillance monitoring.
5. RESPONSIBILITIES. All DOE elements, as specified in paragraph 3a of this Order,
are responsible for implementing the requirements specified in paragraph 4. Corporate
responsibilities for management of environment, safety and health assigned to DOE
elements are delineated in Section 9 of DOE M 411.1-1C, Safety Management
Functions, Responsibilities, and Authorities Manual, dated 5-22-01. Specific
responsibilities for implementing this Order are set forth below.
a. Chief Health, Safety and Security Officer, in coordination with other DOE
elements, must do the following.
(1) Develop or revise, as needed, existing DOE environmental protection
directives, policies, guidance, requirements, and procedures to—
(a) provide guidance to Program Secretarial Offices (PSOs) and field
organizations for ensuring site ISMSs provide for EMSs that
promote the protection of the environment, efficient compliance
with environmental requirements, and enhanced environmental
performance in the conduct of DOE operations (guidance must
DOE O 450.1 Chg 1 5
1-24-05
Vertical line denotes change.
include instruction for integration of EMS self-assessment
requirements into ISMS self-assessment protocols); and
(b) maximize the use of safe alternatives to, evaluate present and
future uses of, and disseminate information regarding successful
efforts to phase out ODS.
(2) Serve as the Agency Environmental Executive pursuant to Executive
Order 13101, “Greening the Government Through Waste Prevention,
Recycling and Federal Acquisition,” with responsibility for—
(a) coordination, in conjunction with the Office of Management,
Budget and Evaluation, of environmental programs relating to
waste prevention, recycling, and acquisition;
(b) preparation of annual corporate reports on the Department’s
progress in implementing Executive Order 13101 and Executive
Order 13148, “Greening the Government Through Leadership in
Environmental Management” based on input from Departmental
elements; and
(c) submission of the reports indicated in paragraph 5a(2)(b) above to
the Office of Management and Budget, the Council on
Environmental Quality, and the Environmental Protection Agency.
(3) Serve as Department of Energy primary liaison, as appropriate, with other
Federal agencies and national and international standards bodies, on
environment, safety and health standards to—
(a) review environment, safety and health requirements, standards,
guides, and codes developed by other Federal agencies and
national and international standards bodies applicable to
Department of Energy activities and
Section 4
(b) coordinate appropriate review and comment, if applicable, by
affected Departmental elements.
b. Program Secretarial Officers, the Administrator for the National Nuclear Security
Administration, Administrators for Power Administrations, and DOE
Operations/Field/Site Office Managers must assess implementation of EMSs as a
component of the implementation of DOE O 226.1, Implementation of
Department of Energy Oversight Policy, dated 9-15-05.
c. Program Secretarial Officers, the Administrator for the National Nuclear Security
Administration, and Administrators for the Power Administrations, in addition to
the requirements in paragraph 5b, must do the following.
DOE O 450.1 Chg 2
12-7-05
Vertical line denotes change.
6
(1) Ensure that by December 31, 2005, all sites under their purview have
implemented the management system requirements of this Order.
(2) Request through the annual Departmental budgetary process, the funding
and resources needed for implementing the requirements of this Order and
funding to address findings and recommendations from oversight and
self-assessment activities conducted in accordance with DOE O 226.1.
(3) Ensure sites under their purview include site-specific goals in their ISMS
that contribute to the accomplishment of DOE P2 and Sustainable
Environmental Stewardship Goals found in Attachment 2.
(4) Ensure sites under their purview develop and implement cost-effective P2
programs that use life-cycle assessment concepts and practices in
determining program return-on-investment (ROI).
(5) Evaluate on an annual basis P2 nominations from sites under their
purview, select “best in class” nominees, and transmit the nominating
information to the Office of Health, Safety and Security for submittal to
the White House’s “Closing the Circle Awards” program.
(6) Ensure sites under their purview monitor progress toward meeting the
requirements of paragraph 4b(3) of this Order, and make such
information available annually to the Office of Health, Safety and
Security.
d. DOE Operations/Field/Site Office Managers, in addition to the requirements in
paragraph 5b and in coordination with their reporting sites and PSOs, must do
the following.
(1) Report by December 31, 2005, to the Cognizant Program Secretarial
Officer the status regarding whether the EMS requirements of DOE
O 450.1 have been integrated into ISMSs by site contractors.
(2) Ensure contractors with approved ISMS descriptions update the ISMS
descriptions, as necessary, to include the EMS requirements of this
Order.
(3) Obtain, as appropriate, local community advice relevant to aspects of
Executive Order 13101; Executive Order 13221, “Energy Efficiency
Standby Power Devices”; Executive Order 13123, “Greening the
Government Through Efficient Energy Management;” Executive Order
13148; and Executive Order 13149, “Greening the Government
Through Federal Fleet and Transportation Efficiency,” through new or
existing outreach programs.
DOE O 450.1 Chg 2 7
12-7-05
Vertical line denotes change.
(4) Incorporate, where appropriate, environmentally and economically
beneficial landscape practices into all new landscaping programs,
policies, and practices for facilities under their purview, in furtherance
of compliance with Executive Order 13148.
(5) Where appropriate, ensure implementation of centralized procurement
and distribution programs (e.g., pharmacy) for purchasing, tracking,
distributing, and managing materials with toxic or hazardous content at
facilities under their purview.
Section 5
(6) Conduct operational assessments, such as pollution prevention
opportunity assessments, of site operations to identify opportunities for
source reduction including material segregation and substitution,
recycle/reuse, or other P2 projects. Based on the results of these
assessments, implement cost-effective P2 projects, using life-cycle
assessment concepts and practices in determining ROI.
(7) Ensure site annual budgetary processes include the funding and
resources needed to implement this Order, including P2 program
implementation and monitoring.
(8) Notify the Director, Office of Strategic Materials, Office of Legacy
Management as to the type and quantity of ODS transferred to the
Department of Defense (DoD) ODS Reserve.
(9) Monitor progress toward meeting the requirements of paragraph 4b(3)
of this Order, and make such information available annually to the
Office of Health, Safety and Security.
(10) Develop and implement a program and procedures to maximize the use
of safe alternatives to ODS whereby—
(a) procurement of Class I ODS for all nonexcepted uses is
discontinued by December 31, 2010, consistent with Executive
Order 13148, and
(b) coordination is conducted within DOE and with DoD, as
appropriate, before disposal of ODS removed or reclaimed from
equipment (including disposal as part of a contract, trade, or
donation), and for situations in which the recovered ODS is a
critical requirement for DoD missions, the DOE facility
transfers the ODS to DoD.
(11) Consider P2 in the specification and acquisition of departmental
supplies to cost effectively maximize procurement of recycled content
DOE O 450.1 Chg 2
12-7-05
Vertical line denotes change.
8
and biobased content materials, and other environmentally preferable
products.
(12) Coordinate all acquisitions with the Department’s “Green Acquisition
Advocates” established pursuant to Acquisition Letter AL-2002-05,
dated 07/10/02.
(13) Comply with the requirements of the Emergency Planning and
Community Right-to-Know Act (EPCRA or Title III of Superfund
Amendments and Reauthorization Act of 1986), 42 U.S.C. 11001, and
the Pollution Prevention Act of 1990, 42 U.S.C. 13101, et seq.
(14) Conduct environmental monitoring, as appropriate, to support the site’s
ISMS, to detect, characterize, and respond to releases from DOE
activities; assess impacts; estimate dispersal patterns in the
environment; characterize the pathways of exposure to members of the
public; characterize the exposures and doses to individuals, to the
population; and to evaluate the potential impacts to the biota in the
vicinity of the DOE activity.
(15) Ensure the analytical work supporting environmental monitoring is
implemented using—
(a) a consistent system for collecting, assessing, and documenting
environmental data of known and documented quality;
(b) a validated and consistent approach for sampling and analysis of
radionuclide samples to ensure laboratory data meets program-
specific needs and requirements within the framework of a
performance-based approach for analytical laboratory work; and
(c) an integrated sampling approach to avoid duplicative data
collection.
(16) Ensure contractor ES&H self-assessment programs are established within
the framework of DOE O 226.1 and continue to be effective.
Section 6
(17) Ensure, through the annual ISM review process [established pursuant to
DEAR 970.5223-1 (e)] that contractor ES&H performance objectives,
performance measures, and commitments include appropriate
environmental elements based on the environmental risks, impacts of
activities at the site and established Departmental P2 and Sustainable
Environmental Stewardship Goals found in Attachment 2.
DOE O 450.1 Chg 2 9
12-7-05
Vertical line denotes change.
(18) Determine which contracts are affected by the requirements of this Order
and ensure that the CRD is incorporated into only those contracts for
which it is appropriate.
e. Office of Independent Oversight must evaluate the effectiveness of DOE
Headquarters and field organization implementation of the requirements of this
Order.
f. Office of Human Capital Management, in coordination with other DOE
elements, must develop or revise existing DOE directives, policies, and
documents to accomplish the following.
(1) Include, as appropriate, training on environmental requirements and
EMSs in the standard senior-level management training for program
managers, contracting personnel, procurement and acquisition personnel,
facility managers, and other personnel.
(2) Include, as appropriate, the successful implementation of EMSs in the
position descriptions and performance evaluations for Senior Executive
Service and career Headquarters managers and operations/field/site
office managers.
g. Office of Management, in coordination with other DOE elements, must develop
or revise existing DOE directives, policies, and documents to accomplish the
following.
(1) Ensure DOE’s personal property management policies and procedures
preclude the Department’s disposal of ODS without prior coordination
with DoD.
(2) Ensure procurement policies and procedures encourage the Department’s
acquisition of recycled-content and biobased-content materials, and other
environmentally preferable products and services.
(3) Ensure incorporation of planning and management requirements for
historic property and environmental management pursuant to Section 3
(b)(vi) of Executive Order 13327, “Federal Real Property Asset
Management.”
h. Office of the Chief Financial Officer, in coordination with other DOE elements,
must develop or revise existing DOE directives, policies, and documents to
accomplish the following:
(1) Reference DOE P2 and Sustainable Environmental Stewardship Goals in
the Department’s strategic and annual performance plans required by the
Government Performance and Results Act of 1993.
DOE O 450.1 Chg 2
12-7-05
Vertical line denotes change.
10
(2) Ensure that requests for funding to implement the requirements of this
Order, made by PSOs are considered in the formulation of DOE’s annual
budget request.
i. Director, Office of Legacy Management, must, in addition to their PSO
responsibilities in paragraphs 5b and 5c, coordinate with other DOE elements and
DoD to dispose of critical Class I ODS.
6. NECESSITY FINDINGS STATEMENT. In compliance with Sec. 3174 of
Pub. L. 104-201 (42 USC 7274 note), DOE hereby finds that this Order is necessary for
the protection of human health and the environment or safety, fulfillment of current legal
requirements, and conduct of critical administrative functions.
7. CONTACT. For assistance, contact the Office of Nuclear Safety and Environment at
202-586-7870.
BY ORDER OF THE SECRETARY OF ENERGY:
CLAY SELL
Deputy Secretary
Section 7
DOE O 450.1 Attachment 1
1-15-03 Page 1
CONTRACTOR REQUIREMENTS DOCUMENT
DOE O 450.1, Environmental Protection Program
Regardless of the performer of the work, contractors with this Contractor Requirements
Document (CRD) incorporated into their contracts are responsible for (1) compliance with the
requirements of the CRD and (2) flowing down the requirements of the CRD to subcontracts at
any tier to the extent necessary to ensure the contractors’ compliance with the requirements.
This CRD requires contractors to integrate numerous environmentally related requirements
already placed on it by existing statutes, regulations, and policies through the use of an
Environmental Management System (EMS) incorporated into an Integrated Safety Management
System (ISMS). EMS requirements must be addressed in the contractor’s ISMS which must be
submitted for DOE review and approval under DEAR 970.5223-1, Integration of environment,
safety, and health into work planning and execution.
Contractors must:
1. General Requirements. Ensure their integrated safety management systems (ISMSs)
include environmental management systems (EMSs) that do the following.
(a) Provide for the systematic planning, integrated execution, and evaluation of
programs for—
(1) public health and environmental protection,
(2) pollution prevention (P2), and
(3) compliance with applicable environmental protection requirements.
(b) Include policies, procedures, and training to identify activities with significant
environmental impacts, to manage, control, and mitigate the impacts of these
activities, and to assess performance and implement corrective actions where
needed.
(c) Include measurable environmental goals, objectives, and targets that are reviewed
annually and updated when appropriate.
2. Integration of an EMS into ISMS. As part of integrating EMSs into their ISMSs, do the
following.
(a) Consider the following for inclusion as applicable:
(1) conformity of DOE proposed actions with State Implementation Plans to
attain and maintain national ambient air quality standards,
(2) implementation of a watershed approach for surface water protection,
Attachment 1 DOE O 450.1 Chg 2
Page 2 12-7-05
Vertical line denotes change.
(3) implementation of a site-wide approach for groundwater protection,
(4) protection of other natural resources including biota,
(5) protection of site resources from wildland and operational fires, and
(6) protection of cultural resources.
(b) promote the long-term stewardship of a site’s natural and cultural resources
throughout its operational, closure, and post-closure life cycle;
(c) reduce or eliminate the generation of waste, the release of pollutants to the
environment, and the use of Class I ozone-depleting substances (ODS) through
source reduction including segregation and substitution, re-use, recycling, and
sustainable development, and by procuring environmentally preferable products
and services, pursuant to the DOE P2 and Sustainable Environmental Stewardship
Goals found in Attachment 2; and
(d) ensure the early identification of, and appropriate response to, potential adverse
environmental impacts associated with DOE operations, including as appropriate,
preoperational characterization and assessment; and effluent and surveillance
monitoring.
3. Update approved ISMS descriptions as necessary to include EMS requirements of this
CRD. Report to DOE operations/field/site office managers within 12 months after
insertion of this CRD into the contract on the status of implementation of appropriate
management system elements of this CRD.
Section 8
4. Assist the Department in meeting its requirements and in its efforts to obtain, as
appropriate, local community advice relevant to aspects of Executive Order 13101,
“Greening the Government Through Waste Prevention, Recycling and Federal
Acquisition;” Executive Order 13221, “Energy Efficiency Standby Power Devices;”
Executive Order 13123, “Greening the Government Through Efficient Energy
Management;” Executive Order 13148, “Greening the Government Through Leadership
in Environmental Management;” and Executive Order 13149, “Greening the Government
Through Federal Fleet and Transportation Efficiency.”
5. Assist the Department in meeting its requirements under Executive Order 13148 by
ensuring, where appropriate, implementation of centralized procurement and distribution
programs (e.g., pharmacy) for purchasing, tracking, distributing, and managing materials
with toxic or hazardous content at facilities under their purview.
6. Incorporate, where appropriate, environmentally and economically beneficial landscape
practices into all new landscaping programs, policies, and practices for facilities. [See
requirements placed on Federal agencies in Executive Order 13148, “Greening the
Government Through Leadership in Environmental Management.”]
DOE O 450.1 Chg 2 Attachment 1
12-7-05 Page 3
7. Monitor progress toward meeting the requirements of paragraph 2c above and make such
information available annually to the DOE operations/field/site office.
8. Consider P2 in the specification and acquisition of supplies to cost effectively maximize
procurement of recycled-content and biobased-content materials, and other
environmentally preferable products and services. As appropriate, all acquisitions must
be coordinated with the DOE operations/field/site office “Green Acquisition Advocate.”
[See Acquisition Letter AL-2002-05, dated 07/10/02]
9. Conduct operational assessments, such as pollution prevention opportunity assessments,
of site operations to identify opportunities for source reduction including material
segregation and substitution, recycle/reuse, or other P2 projects. Based on the results of
these assessments, implement cost-effective P2 projects, using life-cycle assessment
concepts and practices in determining return-on-investment.
10. Conduct environmental monitoring, as appropriate, to support the site’s ISMSs, to detect
and characterize releases from DOE activities; assess impacts; estimate the dispersal
patterns in the environment; characterize the pathways of exposure to members of the
public; and characterize the exposures and doses to individuals, and to the population;
and to evaluate the potential impacts to the biota in the vicinity of the DOE activity.
11. Ensure the analytical work supporting environmental monitoring is implemented using—
(a) a consistent system for collecting, assessing, and documenting environmental data
of known and documented quality;
(b) a validated and consistent approach for sampling and analysis of radionuclide
samples to ensure laboratory data meets program-specific needs and requirements
within the framework of a performance-based approach for analytical laboratory
work; and
(c) an integrated sampling approach to avoid duplicative data collection.
12. Develop and implement a program and procedures to maximize the use of safe
alternatives to ODS whereby—
(a) the procurement of Class I ODS for all nonexcepted uses is discontinued by
December 31, 2010 [See Executive Order 13148], and
Section 9
(b) disposal of ODS removed or reclaimed from equipment (including disposal as
part of a contract, trade, or donation) is coordinated within DOE and with DoD,
and for situations in which the recovered ODS is a critical requirement for DoD
missions, the facility transfers the ODS to DoD.
13. Assist the Department with its requirement under Executive Order 13148 by meeting
reporting and planning requirements under the Emergency Planning and Community
Attachment 1 DOE O 450.1 Chg 1
Page 4 1-24-05
Vertical line denotes change.
14. Right-to-Know Act (EPCRA or Title III of Superfund Amendments and Reauthorization
Act of 1986), 42 U.S.C. 11001, and the Pollution Prevention Act of 1990, 42 U.S.C.
13101.
15. Assist the Department with its requirement under Executive Order 13327, “Federal Real
Property Asset Management”, Section 3(b)(vi), by ensuring incorporation of planning
and management requirements for historic property and environmental management.
DOE O 450.1 Chg 2 Attachment 2
12-7-05 Page 1
Vertical line denotes change.
POLLUTION PREVENTION AND SUSTAINABLE ENVIRONMENTAL
STEWARDSHIP GOALS
1. PURPOSE.
a. To establish Department of Energy (DOE) goals that advance the pollution
prevention and environmental management system provisions of DOE O 450.1,
Environmental Protection Program, and Executive Orders 13148, Greening the
Government Through Leadership in Environmental Management, and 13101,
Greening the Government Through Waste Prevention, Recycling, and Federal
Acquisition.
b. To supersede the pollution prevention leadership goals expiring in 2005.
c. To integrate pollution prevention and sustainable environmental stewardship into
DOE operations as a cost-effective business practice that will:
(1) reduce environmental hazards,
(2) protect environmental resources,
(3) avoid pollution control costs, and
(4) improve operational capability and mission sustainability.
2. GOALS, OBJECTIVES AND STRATEGIES.
The Department herein establishes five performance-based P2 and Sustainable
Environmental Stewardship goals that are to be achieved by DOE sites through the
integration of P2 into environmental management systems pursuant to DOE 450.1 and its
Contractor Requirements Document (CRD). The accompanying strategies for achieving
the P2 and Sustainable Environmental Stewardship goals are to be considered for
inclusion in sites’ environmental management systems, as applicable or otherwise
appropriate. DOE sites are also to consider mission performance and life-cycle costs
when selecting specific strategies for achieving the P2 and Sustainable Environmental
Stewardship goals.
3. PERFORMANCE MEASURES.
Measure progress towards meeting the requirements of paragraph 4b(3) of this Order and
section 2(c) of the CRD, and make such information available annually to the Agency
Environmental Executive pursuant to sections 5c(6) and 5d(9) of this Order and section 7
of its CRD.
Attachment 2 DOE O 450.1 Chg 2
Page 2 12-7-05
Vertical line denotes change.
GOAL PROTECT THE ENVIRONMENT AND ENHANCE MISSION
ACCOMPLISHMENT THROUGH WASTE PREVENTION
OBJECTIVE Reduce environmental hazards, protect environmental resources, minimize
life-cycle cost and liability of DOE programs, and maximize operational
capability by eliminating or minimizing the generation of wastes that would
otherwise require storage, treatment, disposal, and long-term monitoring
and surveillance (i.e., future environmental legacies).
STRATEGIES
Section 10
• Establish operational assessments (OAs), such as pollution prevention
opportunity assessments, of waste generating activities, as objectives
and measurable targets in site environmental management systems
(EMSs).
• Based on OAs, establish objectives and measurable targets in site EMSs
for the prevention, reduction, reuse and recycling of waste streams
generated at sites.
• Identify resources needed to implement this pollution prevention goal
and site-specific objectives and targets in site annual budgetary
processes.
• Participate in voluntary environmental partnership programs (e.g.,
National Waste Minimization Program, Waste Wise, National
Environmental Performance Track, etc.) where there is a programmatic
benefit from doing so (community outreach, technology transfer,
regulatory incentives, etc.).
DOE O 450.1 Chg 2 Attachment 2
12-7-05 Page 3
Vertical line denotes change.
GOAL PROTECT THE ENVIRONMENT AND ENHANCE MISSION
ACCOMPLISHMENT THROUGH REDUCTION OF
ENVIRONMENTAL RELEASES
OBJECTIVE Reduce environmental hazards, protect environmental resources, minimize
life-cycle cost and liability of DOE programs, and maximize operational
capability by eliminating or minimizing the use of toxic chemicals and
associated releases of pollutants to the environment that would otherwise
require control, treatment, monitoring, and reporting.
STRATEGIES
• Establish operational assessments (OAs), such as pollution prevention
opportunity assessments, of activities using toxic chemicals, as
objectives and measurable targets in site environmental management
systems (EMSs).
• Based on OAs, establish objectives and measurable targets in site EMSs
for minimizing the use of toxic chemicals, and reducing associated
releases of pollutants to the environment (air, water, soil, biota).
• Identify resources needed to implement this pollution prevention goal
and site-specific objectives and targets in site annual budgetary
processes.
• Participate in voluntary environmental partnership programs (e.g.,
Adopt Your Watershed, Climate Leaders, Green Engineering, National
Environmental Performance Track, etc.) where there is a programmatic
benefit from doing so (community outreach, technology transfer,
regulatory incentives, etc.).
Attachment 2 DOE O 450.1 Chg 2
Page 4 12-7-05
Vertical line denotes change.
GOAL PROTECT THE ENVIRONMENT AND ENHANCE MISSION
ACCOMPLISHMENT THROUGH ENVIRONMENTALLY
PREFERABLE PURCHASING
OBJECTIVE Reduce environmental hazards, conserve environmental resources,
minimize life-cycle cost and liability of DOE programs, and maximize
operational capability through the procurement of recycled-content,
biobased-content and other environmentally preferable products thereby
minimizing the economic and environmental impacts of managing toxic by-
products and hazardous wastes generated in the conduct of site activities.
STRATEGIES
• Establish environmentally preferable purchasing objectives and
measurable targets in site environmental management systems (EMSs).
• Green Purchasing
– Specify environmentally preferable products* in the acquisition of
site supplies and services.
– Procure the following environmentally preferable products, when
available, affordable and effective:
• Environmental Protection Agency-designated recycled-content
products
• Department of Agriculture-designated biobased-content products
• EPA Significant New Alternatives Policy (SNAP) Program
acceptable substitutes for ozone-depleting substances
Section 11
• cleaning products certified by GreenSeal, a U.S. standard setting
and environmental labeling organization (www.greenseal.org)
and/or EPA-designated green cleaning products
(www.epa.gov/opptintr/epp/cleaners/select)
* Products that have a lesser or reduced effect on human health and the
environment when compared with competing products that serve the same
purpose, including materials that result in no waste, less waste or less toxic waste
across the entire life-cycle.
• Federal Electronics Challenge
– Specify a preference for environmentally preferable electronics
qualified through the Electronic Procurement Environmental
Assessment Tool (EPEAT) or its successor, in the solicitation and
acquisition of desktop computers, notebooks, and monitors.
– Utilize the EPEAT network to identify specific models of desktop
DOE O 450.1 Chg 2 Attachment 2
12-7-05 Page 5
Vertical line denotes change.
GOAL PROTECT THE ENVIRONMENT AND ENHANCE MISSION
ACCOMPLISHMENT THROUGH ENVIRONMENTALLY
PREFERABLE PURCHASING
computers, notebooks and monitors certified by manufacturers and
vendors as environmentally preferable and listed according to three
tiers of ascending environmental performance and order of
preference—bronze, silver, and gold (www.epeat.net).
• Operate a vehicle fleet that is the most environmentally preferable
possible while meeting performance, cost-effectiveness and regulatory
demands.
– Utilize API-rated re-refined oil, retread truck tires, antifreeze/engine
coolant recyclers, water recycling/reclamation vehicle wash
facilities, and biobased lubricants, fuels and degreasers/cleaners.
– Utilize alternative fuel (clean air) vehicles.
• Identify resources needed to implement this pollution prevention goal
and site-specific objectives and targets in site annual budgetary
processes.
• Participate in voluntary environmental partnership programs (e.g., FEC
“Partner”) where there is a programmatic benefit from doing so
(community outreach, technology transfer, regulatory incentives, etc.).
Attachment 2 DOE O 450.1 Chg 2
Page 6 12-7-05
Vertical line denotes change.
GOAL PROTECT THE ENVIRONMENT AND ENHANCE MISSION
ACCOMPLISHMENT THROUGH INCORPORATION OF
SUSTAINABLE ENVIRONMENTAL STEWARDSHIP IN PROGRAM
PLANNING AND OPERATIONAL DESIGN
OBJECTIVE Reduce environmental hazards, conserve environmental and energy
resources, minimize life-cycle cost and liability of DOE programs, and
maximize operational capability by incorporating sustainable environmental
stewardship in the commissioning of site operations and facilities.
STRATEGIES
• Establish sustainable environmental stewardship objectives and
measurable targets in site environmental management systems
(EMSs).
• Green Building
– Apply sustainable building design criteria when planning and
constructing new facilities or modifying existing facilities to
optimize life-cycle costs, reduce pollution, minimize energy
consumption, conserve water, and enhance indoor air quality,
worker safety and productivity.
– Utilize resources available through the following Federal and
DOE Energy Management Programs (FEMP/DEMP) to assist
in the development of green buildings that are life-cycle cost-
effective, and meet mission and functional performance needs:
o FEMP New Building Design Project Assistance
o FEMP New Construction Project Assistance
o DEMP Retrofit Project Assistance
o DEMP Energy Management Model Program Assistance
Section 12
– Utilize the National Institute of Standards and Technology’s
Building for Environmental and Economic Sustainability (tool
for selecting cost effective, environmentally preferable building
construction products)
(www.bfrl.nist.gov/oae/software/bees.html).
– Include sustainable design and development criteria in built-to-lease
solicitations.
– Include a preference for buildings meeting sustainability provisions
of the U.S. Green Building Council’s Leadership in Energy and
Environmental Design (LEED™) Green Building Rating System,
the Green Buildings Initiative’s Green Globes assessment and rating
DOE O 450.1 Chg 2 Attachment 2
12-7-05 Page 7
Vertical line denotes change.
GOAL PROTECT THE ENVIRONMENT AND ENHANCE MISSION
ACCOMPLISHMENT THROUGH INCORPORATION OF
SUSTAINABLE ENVIRONMENTAL STEWARDSHIP IN PROGRAM
PLANNING AND OPERATIONAL DESIGN
tool, the Whole Building Design Guide, or the American Society for
Testing and Materials’ Standard Guide for the General Principles of
Sustainability Relative to Buildings (ASTM E2432) in solicitations
and selection criteria for acquiring leased buildings.
– Retire inefficient building equipment on an accelerated basis where
replacement results in lower life-cycle costs (reduced energy and
water consumption, and waste generation).
• Green Chemistry
– Participate in the EPA/DOE sponsored Laboratories for the 21st
Century (Labs21) voluntary program dedicated to improving the
environmental performance and stewardship of U.S. laboratories
through the design of chemical products and analytical processes
that reduce or eliminate the use and/or generation of hazardous
substances.
– Establish operational assessments (OAs), such as pollution
prevention opportunity assessments, of laboratory activities, as
objectives and measurable targets in site environmental management
systems (EMSs).
– Based on OAs, establish objectives and measurable targets in site
EMSs for:
o development and utilization of more environmentally benign
solvents and solvent-less systems that reduce or eliminate the
use of hazardous solvents;
o design of analytical products and processes that reduce or
eliminate the use and/or generation of hazardous
substances;
o application of Labs21 Environmental Performance Criteria in the
operation of laboratory facilities.
• Green Landscaping
– Implement cost-effective, sustainable landscape design and
management practices to reduce adverse impact to the natural
environment and native ecological systems.
– Utilize EPA GreenScapes environmentally beneficial landscaping
Attachment 2 DOE O 450.1 Chg 2
Page 8 12-7-05
Vertical line denotes change.
GOAL PROTECT THE ENVIRONMENT AND ENHANCE MISSION
ACCOMPLISHMENT THROUGH INCORPORATION OF
SUSTAINABLE ENVIRONMENTAL STEWARDSHIP IN PROGRAM
PLANNING AND OPERATIONAL DESIGN
methods to reduce waste and energy usage, conserve water, and
reduce greenhouse gas emissions. (www.epa.gov/greenscapes).
• Identify resources needed to implement this sustainable environmental
stewardship goal and site-specific objectives and targets in site annual
budgetary processes.
DOE O 450.1 Chg 2 Attachment 2
12-7-05 Page 9
GOAL PROTECT THE ENVIRONMENT AND ENHANCE MISSION
ACCOMPLISHMENT THROUGH POST-CONSUMER MATERIAL
RECYCLING
OBJECTIVE
STRATEGIES
Protect environmental resources, minimize life-cycle cost of DOE
programs, and maximize operational capability by diverting materials
suitable for reuse and recycling from landfills thereby minimizing the
economic and environmental impacts of waste disposal and long-term
monitoring and surveillance.
Section 13
• Establish post-consumer material recycling objectives and measurable
targets in site environmental management systems (EMSs).
• Recycle office paper, cardboard, aluminum, plastics, and glass.
• Recycle spent oil, hydraulic fluid, lubricants, and solvents.
• Recycle construction and demolition debris.
– Reuse demolition rubble (concrete, brick, and other masonry) on-
site by crushing the material to stone for grading, laying utilities,
and building roads, driveways and parking areas. Pulverize and
reuse gravel asphalt and sub-base.
– Utilize the General Services Administration Construction Waste
Management Database to identify recyclers of 15 commonly-
recycled construction and demolition debris such as concrete,
asphalt, masonry, metal, plastic, and wood (cwm.wbdg.org).
• Recycle empty, non-refillable, high-density polyethylene (HDPE)
plastic pesticide product containers.
– Utilize the Ag Container Recycling Council (ACRC), a non-
profit organization that collects and recycles professional end-
users’ containers of EPA registered pesticide products to include
agricultural, turf, forestry, vegetative management, specialty pest
control, adjuvants, crop oils, and surfactants (www.acrecycle.org).
• Collect spent toner cartridges and batteries for remanufacturing.
• Federal Electronics Challenge - Recycle computers, monitors and
peripheral information technology electronics.
– Extend the useful lifespan of computers through software upgrades;
enable power management capabilities, and
– Utilize the recycling services available through the following
sources as an environmentally compliant means for disposition of
end-of-life electronics:
Attachment 2 DOE O 450.1 Chg 2
Page 10 12-7-05
Vertical line denotes change.
GOAL PROTECT THE ENVIRONMENT AND ENHANCE MISSION
ACCOMPLISHMENT THROUGH POST-CONSUMER MATERIAL
RECYCLING
o Environmental Protection Agency Recycling Electronics and
Asset Disposition (READ) Services Government Wide
Acquisition Contract (www.epa.gov/oam/read/index.htm), or
o Department of Justice UNICOR Electronic Recycling Program
(www.unicor.gov/recycling), or
o General Services Administration Federal Supply Service
Multiple Award Schedule 899, Reclamation, Recycling, and
Disposal Services, or
o Recyclers that are members, in good standing, of one or more of
the following professional associations:
· International Association of Electronic Recyclers
· Institute of Scrap Recycling Industries
· National Recycling Coalition
· Electronic Industries Alliance
• Recycle surplus commodities and by-products.
– Utilize material exchange programs such as Recycler’s World
Network (www.recycle.net) and the DOE Materials Exchange
Network (wastenot.er.doe.gov) to transfer unwanted materials to
alternate users.
• Identify resources needed to implement this pollution prevention goal
and site-specific objectives and targets in site annual budgetary
processes.
AVAILABLE ONLINE AT: INITIATED BY:
http://www.directives.doe.gov Office of Environment, Safety and Health
U.S. Department of Energy PAGE CHANGE
Washington, D.C.
Approved: 1-15-03
Chg 1: 1-24-05
SUBJECT: ENVIRONMENTAL PROTECTION PROGRAM
1. PURPOSE. To transmit revised pages to DOE O 450.1, Environmental Protection
Program, dated 1-15-03.
2. EXPLANATION OF CHANGES. To add requirements from Executive Order 13327
“Federal Real Property Asset Management,” and incorporates responsibilities for the
Office of Legacy Management.
3. LOCATION OF CHANGES.
Section 14
Pages Paragraphs
1 3a(1)
3 3c(3)
4 5
6 5d(8)
7 5d(13)
9 5f(7)
9 5g
Att 1, Page 1
Att 2, Page 4 14
After filing the attached pages, this transmittal may be discarded.
BY ORDER OF THE SECRETARY OF ENERGY:
KYLE E. McSLARROW
Deputy Secretary
DOE O 450.1 Chg 1
AVAILABLE ONLINE AT: INITIATED BY:
http://www.directives.doe.gov Office of Environment, Safety and Health
U.S. Department of Energy PAGE CHANGE
Washington, D.C.
Approved: 1-15-03
Chg 2: 12-7-05
SUBJECT: ENVIRONMENTAL PROTECTION PROGRAM
1. PURPOSE. To transmit revised pages to DOE O 450.1, Environmental Protection
Program, dated 1-15-03.
2. EXPLANATION OF CHANGES. To add new pollution prevention and sustainable
environmental stewardship (P2) goals as attachment 3. Also, administrative changes
have been made throughout the Order to correspond with the new P2 goals.
Additionally, the responsibilities of the former Office of Management, Budget and
Evaluation have been separated into the three newly established organizations derived
there from.
3. LOCATION OF CHANGES.
Pages Paragraphs
4 4b(3)
5 5b, 5c(2, 3)
6 5c(6), 5d(6)
7 5d(9, 11, 12)
8 5d(16, 17), 5e, 5f
9 5g, 5g(2), 5h, and 5h(1)
Att 1, Page 1
Att 2, Page 2 2c
Att 2, Page 3 7, 8, 9
Att 3
After filing the attached pages, this transmittal may be discarded.
BY ORDER OF THE SECRETARY OF ENERGY:
CLAY SELL
Deputy Secretary
DOE O 450.1 Chg 2