DOE O 3300.3, Employment
Functional areas: Employment
Cancels DOE 3300.1B, DOE 3315.1A, DOE 3340.1A and DOE 3351.1C. Canceled by DOE O 320.1.
Superseded By:
DOE O 320.1, Acquiring and Positioning Human Resources on Sep 06, 2002
Version history and related documents
Superseded by
A newer version replaces this document.
- DOE O 320.1Acquiring and Positioning Human Resources (Sep 06, 2002)
Document text
Text extracted from the attached file. Refer to the original document for the authoritative version.
Section 1
1-12-95
SUBJECT: EMPLOYMENT
1.
2.
3.
4.
5.
6.
7.
PURPOSE. To provide general policy and guidance on assignment of
Departmental personnel outside the Department, probationary periods for
managers and supervisors, part-time career employment, and reduction in force.
CANCELLATION. DOE 3300.16, ASSIGNMENT OF DEPARTMENTAL PERSONNEL OUTSIDE
THE DEPARTMENT, of 6-23-92; DOE 3315.1A, PROBATIONARY PERIOD FOR MANAGERS AND
SUPERVISORS, of 6-23-92; DOE 3340.1A, PART-TIME CAREER EMPLOYMENT PROGRAM, of
5-14-92; DOE 3351.1C, REDUCTION IN FORCE, of 6-23-92.
APPLICABILITY. This Order applies to all Department of Energy employees
unless specifically exempted under the applicable Chapters contained herein.
ASSISTANCE. Questions on this Order should be addressed to the
Department of Energy, Office of Personnel Policy, Programs, and Assistance
(202) 586-8514.
BACKGROUND. Four existing Orders, DOE 3300.1B, DOE 3315.1A, DOE 3340.1A, and
DOE 3351.1C, have been incorporated into one major ‘Employment” Order. These
Orders are now presented as chapters in the new Order. In addition to making
significant edits to the existing Orders, most information presently found in
Title 5 Code of Federal Regulations (CFR) and information of a very general
nature have been omitted. Additionally, operating guides are being developed
for the more involved chapters to assist users in understanding and
implementing specific program procedures.
OBJECTIVES. To establish a single employment directive to cover
multiple authorities, and provide guidance and information to ensure
consistency on Department policy in those areas.
REQUIREMENTS AND RESPONSIBILITIES. Requirements and responsibilities
have been modified and information pertaining to delegations of authority will
be added to the new Order on Delegations of Authority. Responsibilities are
contained in each of the Order’s individual chapters.
BY ORDER OF THE SECRETARY OF ENERGY:
ARCHER L. DURHAM
Assistant Secretary for
Human Resources and Administration
DISTRIBUTION:
O
INTIATED 8Y:
All Departmental Elements fflce of Personnel Policy,
Programs, and Assistance
DOE 3300.3
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TABLE OF CONTENTS
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DOE 3300.3
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CHAPTER I
ASSIGNMENT OF DEPARTMENTAL PERSONNEL OUTSIDE THE DEPARTMENT
1. PURPOSE. To provide general policy and guidance for the assignment of
Department of Energy employees outside the Department in furtherance of
the interest of the Department or the Federal Government and to set
forth the requirements for the periodic collection of data in order to
respond to requests for reports from a variety of sources (e.g., Section
621(a), Title VI, General Provisions of the Treasury, Postal Service and
General Government Appropriations Act, 1988, Public Law No. 100-202).
2.
3.
REFERENCES.
a. Title 5, Code of Federal Regulations, Part 334, which contains
regulations for temporary assignments under the Intergovernmental
Personnel Act.
b. Title 5, Code of Federal Regulations, Part 352, Subpart C, which
provides procedures for temporary assignments to international
organizations.
POLICY.
Section 2
a. The lending of personnel by the Department of Energy will be
covered by a written agreement between the Department and the host
organization.
b. Interagency details shall be reimbursable except when (1) they
involve matters related to lending organization’s appropriation
and will aid it in accomplishing the purpose for which
appropriations are provided; or (2) will have a negligible impact
on the lending organization’s appropriations.
4. RESPONSIBILITIES:
a. Heads of Departmental Elements shall assure that assignments of
employees in their organizations are processed in accordance with
this Chapter.
b. Servicing Personnel Offices will provide staff advice and
technical support to the organizations serviced, and respond to
requests for information concerning assignments of employees
outside the Department.
5. PROCESSING REQUESTS FOR ASSIGNMENlS.
a. Requests for approval of initial assignments outside the
Department and extensions thereof must be processed through the
appropriate servicing personnel office as prescribed by local
procedures and the Departmental Order concerning Delegations of
I-2 DOE 3300.3
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Authority. Those requiring approval outside the organization
shall generally be transmitted at least 1 month before the
proposed effective date. Requests must be sent to the Director of
Personnel and include the following information:
(1)
(2)
(3)
(4)
(5)
(6)
The name, title, series, grade, organization, and geographic
location of the employee proposed for assignment.
Identification of the organization to which assignment is
proposed and the title, series, and grade (or rate of pay)
of the position to which the employee will be assigned.
The proposed starting and ending dates of the assignment and
the type of assignment to be made (e.g., Intergovernmental
Personnel Act assignment, interagency detail, or other
specific designation).
Any fiscal obligations that will accrue to the Department of
Energy and, if none, the reason(s) why. A statement of the
Department’s willingness to fund the certain costs should
also be included, if applicable. A request for the
assignment of a Departmental employee on a nonreimbursable
basis shall substantiate that (1) the detail involves a
matter related to the appropriations of the Department of
Energy’s organization from which assignment is to be made
and will aid it in accomplishing the purpose for which
appropriations are provided; or (2) will have a negligible
impact on the employing organization’s appropriations.
Justification for the proposal, including a statement of the
benefits that will accrue to the Department of Energy
through such an assignment.
Optional Form 69, “Assignment Agreement,” if the proposed
assignment is under the Intergovernmental Personnel Act.
b. Details shall be documented on the Standard Form 52, “Request for
Personnel Action.”
6. DATA COLLECTION.
Servicing personnel offices shall provide the Office of-Personnel
Policy, Programs and Assistance a quarterly listing of employees
assigned outside the Department. The following information must also be
provided:
(1) Name, title, series, and grade of each Department of Energy
employee who was assigned outside the Department at any time
during the reporting period.
DOE 3300.3
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I-3 (and 1-4)
(2) Full names of the Department of Energy and host organizations from
and to which the employee is detailed.
(3) Beginning and ending dates of the assignment and a statement as to
whether it is reimbursable or nonreimbursable.
Section 3
(4) A brief description of the nature of the assignment (e.g.,
conducted research on technology transfer for oil and gas
research) The information shall be provided according to the
schedule shown below:
Reporting Date Reporting Period
01/15 10/01 - 12/31
04/30 01/01 - 03/31
07/31 04/01 - 06/30
10/30 07/01 - 09/30
DOE 3300.3
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CHAPTER II
II-1
1.
2.
3.
4.
5.
PROBATIONARY PERIOD FOR MANAGERS AND SUPERVISORS
PURPOSE. To provide general guidance for planning and implementing a
probationary period program for newly appointed managers and supervisors
in competitive service positions.
REFERENCE. Title 5, Code of Federal Regulations, Part 315, Career and
Career-Conditional Employment, Subpart I, “Probation on Initial
Appointment to a Supervisory or Managerial Position.”
RESPONSIBILITIES.
a. Director of Personnel will establish and implement Departmental
policies, standards and procedures; evaluate the effectiveness of
the program; and make final decisions when initial determinations
are contested.
b. Servicing Personnel Offices will provide advice and technical
operations support to organizational units serviced; develop and
review local programs; make technical determinations to designate
positions; maintain records and prepare reports.
c. Managers and Supervisors will provide formal and on the job
training; establish and communicate performance criteria to
affected employees; conduct progress reviews; complete interim
probationary period evaluation forms; and initiate action to
remove unsuccessful employees.
POLICY. Employees newly appointed to either a managerial or supervisory
position are required to serve a probationary period of one (1) year in
the type of position to which appointed. An employee appointed to a
position which is both supervisory and managerial will serve a single
probationary period of 1 year. Satisfactory completion of a
probationary period in a managerial position will satisfy the
requirement for a probationary period in a supervisory position, but
satisfactory completion of a probationary period in a supervisory
position will not satisfy the requirement for a probationary period in a
managerial position. Specific local programs are to be developed by
servicing personnel offices nationwide for establishing probationary
periods for newly appointed managers and supervisors, and if desired,
criteria may include provisions for time limited positions.
CREDITABLE SERVICE.
a. Absence in a nonpay status while on the rolls (other than because
of a compensable injury or military duty) is creditable up to a
total of 22 workdays. Arty nonpay time in excess of the total of
22 workdays extends the probationary period by an equal amount.
II-2
b.
c.
d.
e.
f.
9.
DOE 3300.3
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Absence (whether on or off the rolls) due to compensable injury or
military duty from which the employee is entitled to restoration
rights or priority consideration under Title 5, Code of Federal
Regulations, Part 353, is creditable in full.
When an employee is separated or demoted due to cause or to
unsatisfactory completion of the probationary period for newly
appointed managers and supervisors, or placed in a nonsupervisory
or nonmanagerial position due deficiencies in supervisory or
managerial performance, prior service is not creditable toward
completion of a probationary period required under a subsequent
appointment.
Section 4
Satisfactory temporary service within the Department as a
supervisor or manager will be credited toward completion of the
supervisory or managerial probationary period, provided that the
service lasted for more than 120 days and the employee was
officially assigned to the position, i.e., a temporary
appointment, promotion, or reassignment. Service under details is
not creditable under this provision.
Service in a supervisory or managerial position by temporary
promotion for periods of 120 days or less will be credited toward
completion of the supervisory or managerial probationary period
only when the action is made permanent by another personnel action
without a break.
Service in a supervisory or managerial position by detail, for any
length of time, will be credited toward completion of the
supervisory or managerial probationary period only when the detail
is made permanent by another personnel action without a break.
If an employee is retroactively placed in a supervisory or
managerial position as a result of a complaint settlement or
grievance, no credit toward probation shall be allowed for the
retroactive period.
6. FAILURE TO SATISFACTORILY COMPLETE THE PROBATIONARY PERIOD.
a. An action to return an
nonmanagerial position
taken only for reasons
manager or supervisor.
b. The decision to return
employee to a nonsupervisory or
under the provisions of this chapter can be
related to the employee’s performance as a
an employee to a nonmanagerial or
nonsupervisory position under the provisions of this chapter must
be made by the employee’s immediate supervisor (the evaluating
official) and concurred in by at least the next higher official in
the organization (the reviewing official). Higher levels of
review may be provided for in local plans, but must be applied
DOE 3300.3
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II-3
consistently for all employees within each organizational
jurisdiction.
c. If an employee was receiving grade or pay retention before being
promoted to a supervisory or managerial position, a failure to
satisfactorily complete this probationary period may result in
grade or pay retention being reinstated. The 2-year period for
grade retention is not extended by the amount of time spent in the
higher graded supervisory or managerial position, even though
grade retention was terminated when the employee was promoted. The
two-year clock continues to run during this period. When the
employee is placed in a nonsupervisory or nonmanagerial position,
the employee is entitled to any remaining period of grade or pay
retention as prescribed by Title 5, Code of Federal Regulations,
Part 536.
7. LOCAL PROGRAMS. Servicing personnel offices, including the Inspector
General, must develop probationary period programs which should:
a. Provide for the development of performance requirements and
standards. All performance requirements and standards must be
recorded on a probationary period evaluation form (DOE F 3315.1).
A determination may be made, for example, that a newly appointed
manager or supervisor should perform at some level greater than
“acceptable” in order to satisfactorily complete the probationary
period. In these cases, care should be taken to develop and
record the two sets of requirements separately.
b. Ensure that vacancy announcements state that continuation in the
position may be subject to satisfactory completion of a
probationary period.
c. Ensure that newly appointed managers and supervisors receive
managerial supervisory orientation and training as appropriate.
Section 5
d. Establish a recordkeeping system to ensure that:
(1) Evaluating officials are notified of the elapsed time of the
probationary period. Notification must occur, at a minimum,
at the end of 9 months. The form must be submitted to the
servicing personnel office no later than at the end of 10
months, along with a request that any appropriate action be
taken.
(2) Adequate documentation is completed on any action taken.
e. Include provisions to keep newly appointed managers and
supervisors fully informed of their performance.
f. Include provisions to complete the probationary evaluation form
for the record whenever:
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(1) The evaluating official changes positions, for any reason,
with the result that completion of the probationary period
under a single evaluating official is prevented; or
(2) The probationary employee is permanently reassigned to a new
evaluating official before completing the end of the
probationary period.
9. Provide for the review of the actions of evaluating officials
whenever removal of a probationary employee is recommended to
ensure that a full and fair consideration has been extended to the
employee.
h. Provide for an adequate review of a decision to return an employee
to a nonmanagerial or nonsupervisory position-under the provisions
of this chapter, and provide full information to such employees as
to the reason for such a decision. If the newly appointed manager
or supervisor reports to more than one evaluating official during
the course of the probationary period, the evaluating official
with the final responsibility for recommending retention or
nonretention in the position must consider previous evaluations
covering the same probationary period.
i. Provide for a periodic self-evaluation of the program to ensure
that it is as effective as possible and is useful to management
and to employees. Local programs may be subject to onsite
personnel management evaluations conducted by Office of Personnel
Management or Department of Energy personnel management evaluation
teams.
b
j. Provide for advice and guidance to any employee who requests
and/or requires it, and ensure that any employee who is to be
removed is made aware of all appropriate appeal procedures.
DOE 3300.3
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III-1
CHAPTER III
PART-TIME CAREER EMPLOYMENT PROGRAM
1. PURPOSE. To provide general guidance to establish a Part-Time Career
Employment Program within the Department of Energy.
2. REFERENCES.
a. Title 5, Code of Federal Regulations, Part 340 which contains
regulations for other than full-time career employment.
b. Title 5, Code of Federal Regulations, Part 550, Subpart A which
contains regulations for premium pay.
c. Public Law 95-437, the Federal Employees Part-Time Career
Employment Act of 1978, as amended by the Civil Service Reform Act
(Title 5, United States Code, Chapter 34).
3. POLICY. It is the policy of the Department to optimize part-time career
employment opportunities in positions up to GS-15 subject to
Departmental resources and mission requirements. Part-time career
employment can be an effective management tool to increase productivity
and job satisfaction, lower turnover rates and absenteeism, and provide
flexibility in meeting work requirements, and for filling positions
characterized by labor shortages.
4. RESPONSIBILITIES.
a. Director of Personnel. Designates a Departmental program
coordinator who will serve as the focal point, coordinate the
program, and carry out relevant administrative and technical
responsibilities.
Section 6
b. Servicing Personnel Offices. Designate a local program
coordinator who will serve as a central point of contact for
employees and keep abreast of regulations, maintain liaison and
consult with interested Departmental and non-Departmental
officials, formulate local procedures and prepare reports due to
Headquarters by April 20 and October 20, and assure that program
activities are integrated with diversity program activities.
5. TOURS OF DUTY AND DOCUMENTATION.
a. Work Schedules of Less Than 16 Hours Per Week. Generally,
part-time employees will be assigned tours of duty of at least 16
hours per week. However, in unusual circumstances, Heads of
Departmental Elements may authorize shorter work schedules,
documenting the basis and the reason that it would be in the best
interest of the Department.
III-2
b.
c.
d.
DOE 3300.3
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Work Schedules of More Than 32 Hours Per Week. Part-time career
employees may not regularly work in excess of 32 hours per week.
However, the work schedule may be increased if necessary to meet
heavy workload demands, training requirements, or travel demands.
Such increases are not permitted for more than two consecutive pay
periods, in keeping with congressional intent to limit regular
part-time work schedules to 32 hours per week. Employees who were
already permanent part-time as of April 7, 1979, are exempted from
the 32 hours per week tour of duty limitation so long as their
part-time employment continues without a break in service of more
than 3 calendar days.
Short-Term Change to Full-Time. A short-term change of a part-
time employee to full-time is permitted under extenuating
circumstances. In any such case, the employee should be required
to sign a memorandum of understanding indicating full knowledge
that the full-time schedule is temporary, the reasons for the
change, and the not-to-exceed date of the temporary full-time work
schedule.
Mixed Tour Employment. A mixed tour (scheduling of a career
employee to work part-time during a portion of each year and full
time and/or intermittent for the remainder of the year) may be
appropriate when the workload of a position varies throughout the
year. If implemented, it should be established as a condition of
employment. An employee under a mixed tour is exempt from the 16
to 32 hours per week tour of duty and the health insurance
prorating provisions of the Act when he or she works no more than
6 pay periods per year on a part-time schedule.
6. PROGRAM IMPLEMENTATION. In conjunction with operating program
officials, servicing personnel offices will provide assistance regarding
the following actions and requests:
a. Review of Vacant Positions. Provide for the review of permanent
positions which, after such positions become vacant, may be filled
on a part-time career employment basis. The following factors
should be considered in establishing part-time career employment—
opportunities:
(1) Agency mission;
(2) Workload fluctuations;
(3) Size of workforce, occupational
employment trends;
(4) Potential for improving service
(5) Diversity;
mix, turnover rate, and
to the public;
DOE 3300.3
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III-3 (and III-4)
(6) Geographic dispersion;
(7) Current employee interest in part-time career employment;
and
(8) Personnel ceiling and fiscal constraints.
Section 7
b. Request for Changes to Part-Time Schedules. Employees may receive
consideration to switch from full-time to part-time employment
schedules within their competitive areas. Procedures may be
established which provide for a broader area of consideration. An
employee’s request must be in writing and must indicate that the
request for conversion to part-time employment is voluntary and
provide a desired effective date. The factors listed in 6a above
should be considered in determining the feasibility of
establishing such positions or approving requests for conversions.
c. Public Announcements of Part-Time Employment Opportunities. Local
procedures must be established for notifying the public of
available part-time career vacancies. Notification may involve
utilizing established regulations, policies, practices and
procedures regarding announcing vacancies as set forth by the
Department and the Office of Personnel Management as well as
contacting State employment service offices, schools, public
service organizations, and other sources of recruitment.
d. Job Sharing. Job sharing provides management with flexibility in
using two or more part-time employees to fill positions that need
full-time coverage. Although job sharers share the duties of a
full-time position, they are considered to be individual part-time
employees for purposes of appointment, tour of duty, pay,
classification, leave, holidays, benefits, position change,
service credit, record keeping, reporting, reduction in force,
adverse actions, grievances, and personnel ceiling. Therefore,
local programs should identify all individuals who are sharing
jobs, provide the reasons for such (e.g., to care for an ill
family member, to return to school, to care for child, etc.), and
include this additional information on biannual Part-Time Career
Employment Report.
DOE 3300.3
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IV-1
CHAPTER IV
REDUCTION IN FORCE
1. PURPOSE. To provide general guidance for planning and conducting a
reduction in force involving Department of Energy employees in the
competitive and excepted service.
2. REFERENCES. Parts 330 and 351 of Title 5, Code of Federal Regulations.
3. POLICY.
a. Before formal reduction-in-force procedures are initiated, a
concerted effort should be made to place employees who will be
adversely affected through transfer, reassignment, or other
appropriate action. Placement efforts, once undertaken, should be
as consistently applied as practicable.
b. If a reduction in force becomes necessary, adversely affected
employees shall be informed at the earliest possible time and
advised of the regulations under which reduction in force actions
are taken and of their rights and benefits. Placement assistance,
for positions within and outside the Department of Energy, shall
be made available to all employees to be separated.
c. Heads of Departmental Elements shall assess the impact of a
reduction in force on bargaining unit employees and shall
negotiate or consult with exclusive representatives as appropriate
under labor relations law or negotiated agreements.
4. RESPONSIBILITIES.
a. Director of Personnel.
Establishes Departmental policies, standards and procedures;
reviews plans to conduct a reduction in force; approves
designations of competitive areas; and concurs on requests to the
Office of Personnel Management for approval to issue specific
notices for periods less than 60 days and for changes to existing
or establishment of new competitive areas for a reduction in force
which will occur less than 90 days prior to the effective date.
Section 8
b. Heads of Departmental Elements.
(1) Determine when a reduction in force will be necessary, which
functions and organizations will be affected and initiate
appropriate action.
(2) Notify the Director of Personnel in writing before
initiating any reduction in force action of: (1) reduction
in force plan; (2) delineation of or changes to competitive
IV-2 DOE 3300.3
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areas; and (3) the need to issue specific notices for
periods of less than 60 days.
(3) Determine when a functional transfer is needed to facilitate
the furtherance of the Department’s mission and initiate
action to obtain appropriate approvals.
c. Servicing Personnel Offices. Provide advice and technical
operations support to organizational units serviced in order that
all reduction in force and transfer of function planning and
personnel actions are carried out consistent with the provisions
of this Chapter and with applicable regulations.
d. Managers and Supervisors.
(1) Determine which positions are to be abolished.
(2) Provide information to affected employees.
5. PRIOR NOTIFICATION OF REDUCTION lN FORCE PLANS.
a. Organizations which plan to conduct a reduction in force shall
notify the Director of Personnel in writing as far in advance of
the anticipated effective date as possible, but no less than 3
weeks prior to the date when reduction in force notices are to be
given to employees. The following information must be included in
the notice:
(1)
(2)
(3)
(4)
(5)
(6)
The specific reason for the reduction in force (e.g., a
reduction in workload, program curtailment, etc.).
The approximate number of employees to be directly adversely
affected by the reduction in force and the actions to be
taken (e.g., number to be separated, downgraded, and
reassigned).
The estimated number of days of advance notice that
employees will be given and whether employees will be in a
nonpay status during any of this time period.
The proposed relocation or outplacement efforts which are
planned for the affected employees.
Assistance required, if any, from other organizations and
from the Director of Personnel.
A request for approval of the competitive area to be used if
this represents a change from the established area or if no
such area was established previously.
DOE 3300.3 IV-3
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(7) The estimated cost in terms of severance pay and lump sum
annual leave entitlements, and any estimated salary savings
through the remainder of the fiscal year. If the reduction
in force results in whole or in part from a determination to
obtain services by contract, also include the estimated
additional contractor costs.
b. In the event of a transfer of function, the following additional
information is required.
(1) The identification of the unit or function being
transferred.
(2) The identification of the gaining and losing organizations.
(3) The reasons for the transfer.
(4) The proposed effective date of the transfer, the number of
employees affected, and the estimated number of employees
who will accompany the function.
c. Reduction in force plans will not be made public and reduction in
force notices will not be issued to employees until the Director
of Personnel responds to the notification. Such response will
occur normally within 10 workdays of receipt of all required
information.
d. In the event that circumstances beyond the control of the
organization conducting the reduction in force preclude providing
the required written notification within the time limit required,
such notification may be provided orally at the discretion of the
Director of Personnel.
Section 9
6. COMPETITIVE AREAS.
a. Requests to the Director of Personnel for changes in approved
competitive areas should be submitted at least 120 days in advance
of any proposed reduction in force. If a competitive area is to
be in effect less than 90 days prior to the effective date of the
reduction in force, the request must be submitted to the Office of
Personnel Management through the Director of Personnel.
Generally, competitive areas are as follows:
(1) Each Headquarters first-tier organization shall be a
separate competitive area. Such areas shall include all
employees of the organization within the Washington, D.C.,
commuting area.
(2) Each field element with delegated personnel authority and
which is operationally and functionally independent of other
Departmental activities in the commuting area shall be in a
IV-4 DOE 3300.3
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7.
8.
9.
separate competitive area. If such an office has activities
in more than one commuting area, each commuting area shall
be a separate competitive area.
(3) Each field element without delegated personnel
which is not independent of other Departmental
the commuting area shall be considered a field
the appropriate Headquarters office, and shall
competitive area.
authority or
activities in
activity of
be a separate
b. A list of the competitive areas for each organizational component
must be made available by the servicing personnel office to all
employees within that component, and will be published annually.
A full description of all competitive areas, the dates they were
established, and the dates of any changes will be maintained in
the Office of Personnel and will be available for review by
employees and their representatives, as appropriate, to the extent
that the records relate to each employee’s situation.
COMPETITIVE LEVELS. Prior to initiating a reduction in force, servicing
personnel offices shall establish competitive levels for each position
within the affected competitive area in accordance with applicable
regulations.
RETENTION REGISTERS. Retention registers will be established by the
servicing personnel office before any employee is released by reduction
in force. Retention registers must be established in accordance with
applicable regulations.
ASSIGNMENT RIGHTS.
a. Assignments must be made in accordance with applicable
regulations.
b. In the event that an employee’s right of assignment can be
satisfied only by assignment to a sensitive position, the
assignment cannot be delayed or denied because the employee does
not have an appropriate security clearance. However, until such
time as the appropriate clearance is obtained, the employee may be
assigned to perform only the nonsensitive duties of the position,
may be detailed to a nonsensitive position or set of duties, may
be granted leave (only upon the employee’s request), or, if
appropriate, may be suspended under Executive Order 10450.
c. An employee in the excepted service does not have assignment
rights when the employee is released from his or her competitive
level.
10. BREAKING TIES FOR RELEASE FROM A COMPETITIVE LEVEL. When employees in
the same retention subgroup have identical service computation dates and
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are tied for release from a competitive level, the employee with the
least amount of service with the Department shall be released first.
Section 10
11. NOTICES. Each competing employee selected for release from a
competitive level is entitled to a specific written notice at least 60
full days before the effective date of release. Notice periods of less
than 60 days must be authorized by the Office of Personnel Management,
via a written request from the Head of the Departmental Element through
the Director of Personnel.
12. TRANSFER OF FUNCTION,
a. A transfer of function exists if any Departmental activity is
transferred from one competitive area to another or if the
competitive area is moved to another commuting area. Transfers of
function must be implemented in accordance with applicable
regulatory requirements.
b. Lump-sum and severance payments must be paid from the gaining
organization’s appropriations unless the losing organization
chooses to fund such cost.
c. Employees separated in this manner do not have assignment or
retreat rights in the losing organization and are placed on the
reemployment priority list of the gaining organization. If the
losing organization is both willing and able to retain in grade
those employees identified with the function, these procedures do
not apply.
13. INTERNAL PLACEMENT ASSISTANCE.
a. Employees have no right of assignment to another competitive area,
except in a transfer of function. If, however, another
competitive area exists within the local commuting area, affected
employee(s) may be referred for consideration. In this instance,
the affected employee’s application and appropriate information
shall be forwarded by the servicing personnel office to the
personnel office serving the other competitive area for
consideration for any existing vacancies for which that office may
be recruiting.
b. Every effort should be made to place the affected employee in an
appropriate position prior to separation. The receiving personnel
office must notify the personnel office serving the separating
employee of the availability of any such position within 3
workdays after receipt of the request for placement assistance.
14. APPEAL RIGHTS.
a. An employee who has been furloughed for more than 30 days,
separated, or demoted by a reduction in force action may appeal to
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the Merit Systems Protection Board in accordance with Merit
Systems Protection Board procedures.
b. An employee in a bargaining unit covered by a negotiated grievance
procedure that includes reduction in force must use the negotiated
grievance procedure and may not appeal reduction in force actions
to the Merit Systems Protection Board.
c. An employee, as identified in 14b above, who raises an allegation
of discrimination in conjunction with a reduction in force, may
pursue the matter either through the negotiated grievance
procedure or by appealing the reduction in force action to the
Merit Systems Protection Board.