DOE O 1430.1C, Management of Scientific and Technical Information
Functional areas: Administrative Support and Services
Cancels DOE O 1430.1B. Canceled by DOE O 1430.1D.
Superseded By:
DOE O 1430.1D, Scientific and Technical Information Management on Jun 30, 1994
Version history and related documents
Superseded by
A newer version replaces this document.
- DOE O 1430.1DScientific and Technical Information Management (Jun 30, 1994)
Document text
Text extracted from the attached file. Refer to the original document for the authoritative version.
Section 1
DOE 1430.1C
2-27-92
U.S. Department of Energy ORDER
Washington, D.C.
SUBJECT: MANAGEMENT OF SCIENTIFIC AND TECHNICAL
INFORMATION
1. PURPOSE. To define the policies, objectives, and responsibilities for management of the
Department of Energy's (DOE) scientific and technical information component of its
Information Resources Management (IRM) Program.
2. CANCELLATION. DOE 1430.1B, MANAGEMENT OF SCIENTIFIC AND
TECHNICAL INFORMATION, of 7-19-91.
3. SCOPE. The provisions of this Order apply to all Departmental Elements and to
contractors (see definition) performing work involving the creation of scientific and
technical information for the Department as provided by law and/or contract and as
implemented by the appropriate contracting officer.
4. EXCLUSION. The Energy Information Administration is excluded from the provisions of
this Order.
5. REFERENCES. See Attachment 1.
6. DEFINITIONS. See Attachment 2.
7. POLICY. Scientific and technical information used, developed, or cumulated in work
supported by DOE or during work carried out for others at DOE facilities (unless
otherwise specified in the agreement under which non-DOE work is performed) shall be
reported to the Office of Scientific and Technical Information (AD-21), Office of
Information Resources Management (AD-20), for inclusion in DOE's information systems;
and, as security, patent, contractual, and other DOE policy considerations permit, shall be
made available to the scientific, technical, academic, and industrial communities and to the
public through approved channels. Because the scientific and technical information
program is a basic and integral part of DOE's research and development program, research
and development projects are not considered complete until the scientific and technical
information (unlimited, sensitive, and classified) generated by the project is recorded,
documented, and provided to AD-21. Intelligence information will be processed in
accordance with procedures approved by the Director of Intelligence. The performing
organizations shall coordinate their activities with AD-21, through the appropriate
Technical Information Officers, or Technical Information Representatives, to maximize the
utilization of scientific and technical information resources throughout DOE, to promote
economy and effectiveness, and to avoid duplication of services.
8. OBJECTIVES.
a. To systematically report, control, manage, disseminate and preserve, scientific and
technical information developed as the result of work supported by DOE.
b. To comply with provisions of laws dealing with the reporting, dissemination,
control, and public availability of scientific and technical information.
c. To establish a scientific and technical information program to assist DOE and its
contractors in meeting their scientific and technical information needs in order to
improve DOE research and development productivity, support the DOE mission
and U.S. educational, technology transfer, competitiveness, environmental
protection objectives, and national security information needs.
d. To ensure that information products are prepared, processed, controlled,
announced, and distributed systematically, efficiently, and economically and that
provisions are made for the preservation and protection of archival Federal
records.
e. To manage scientific and technical information in such a manner as to safeguard
national security.
Section 2
f. To acquire, announce and distribute foreign scientific and technical information in
support of DOE research and development activities.
g. To participate with other Federal agencies in initiatives which foster and facilitate
the sharing and use of Federal scientific and technical information.
9. RESPONSIBILITIES.
a. Director of Administration and Human Resource Management (AD-1).
(1) Has overall management responsibility for the Department's scientific and
technical information program.
(2) Establishes policy through the Director of Information Resources
Management (AD-20), and in consultation with Heads of Departmental
Elements, for the management of the DOE scientific and technical
information program.
b. Director of Information Resources Management (AD-20), shall be responsible for
developing policy for the collection, processing, retrieval, announcement,
distribution, and exchange of scientific and technical information.
(1) Director of Scientific and Technical Information (AD-21).
(a) Provide guidance and coordination for DOE's scientific and
technical information program:
1 Coordinate the development of DOE scientific and technical
information policy and Orders. Participate in the review and
analysis of related legislation, and issues for determining
Departmental implications.
2 Maintain a system for the centralized collection,
management, announcement, dissemination, and historical
reference to scientific and technical information resulting
from DOE's research and development efforts and from
energy research and development efforts of the
industrialized countries throughout the world.
(b) Manage and maintain the Department's Office of Scientific and
Technical Information located in Oak Ridge, Tennessee, and
participate as necessary in the evaluation and review of performing
organizations, as described in subparagraph 9h(14).
(c) Serve as the central contact on matters relating to efforts of the
Department to gather, process, and make available scientific and
technical information.
(d) Serve as the single point of negotiation and agreement for the
dissemination of DOE scientific and technical information products
by the National Technical Information Service, U.S. Department of
Commerce, Government Printing Office, or other dissemination
outlets.
(e) Provide assistance to the cognizant programmatic Assistant
Secretary, in development, coordination, and administration of
agreements with other countries and international organizations
that are specifically for the exchange of scientific and technical
information in consultation with the Assistant Secretary for
International Affairs and Energy Emergencies (IE-1) and the
Department of State, as appropriate.
(f) Provide information resource management support services,
including publishing, automated tools for information processing,
electronic information exchange via established networks, and
computer security plans and safeguards, for the effective, efficient
utilization of scientific and technical information.
(g) Manage the announcement, transfer, and/or distribution of
unlimited, sensitive, and classified scientific and technical
information in accordance with instructions and guidelines
provided by the responsible Assistant Secretary in a manner
consistent with the Department's overall scientific and technical
information policy and objectives. As part of these responsibilities,
AD-21 will maintain an inventory of classified scientific and
technical information documents housed at AD-21 and will ensure
that Transfer and Accountability stations or other addressees
requiring receipt of classified documents have security approvals
and approved classified mail channels.
Section 3
(h) In accordance with policies of this Order and appropriate Program
guidance, ensure that DOE scientific and technical information is
made available to DOE users in the most efficient and economical
manner.
(i) Prepare analyses, comparisons, and other statistics for use by
Departmental Elements concerning the information activities of
performing organizations under their areas of responsibility.
(j) Develop, provide, and maintain a wide variety of technical
information support activities, including:
1 A computerized information system that lists and describes
approved ongoing research and development projects and
permits tracking of DOE-funded research and development
under contracts and financial assistance results to ensure
that they are received by AD-21;
2 A centralized translations coordination and registry activity;
3 A micrographics management activity; and
4 A centralized computer software management activity
which collects, reviews, announces, distributes and tracks
DOE sponsored and other software programs.
(2) Director of Information Resource Management Policy, Plans, and
Oversight (AD-24), ensures that management of information resources,
including hardware, software, telecommunications, radio systems,
unclassified computer security, communications security, records, forms,
printing, and publishing, is accomplished in an effective, efficient and
economical manner throughout the Department.
c. Director of Intelligence (IN-1). Executive Order 12333, as implemented through
DOE 5670.1, establishes the responsibilities and authorities for the management of
foreign intelligence information. IN ensures that appropriate policies and
procedures are issued for the proper handling, safeguarding and accountability of
foreign intelligence information, including scientific and technical information.
d. Deputy Assistant Secretary for Naval Reactors (NE-60). Executive Order 12344,
statutorily prescribed by P.L. 98-525 (42 U.S.C. 7158, note), establishes the
responsibilities and authorities of the Director, Naval Nuclear Propulsion Program
(who is also the Deputy Assistant Secretary for Naval reactors within the
Department) overall facilities and activities which comprise the Program, a joint
Navy-DOE organization. These responsibilities include information security and
information control policies for the Program. Therefore, the provisions of this
Order do not apply to NE-60. If NE-60 determines documents to be appropriate
for further announcement or dissemination, they will supply such documents to
AD-21 with appropriate instructions.
e. Director of Public Affairs (PA-1) establishes policies for managing and controlling
public communications publications, including documentation, attribution,
registry, inventory, and distribution.
f. Director of Procurement, Assistance and Program Management (PR-1), develops
and implements DOE policies, with respect to uniform reporting systems for both
management and scientific and technical information, including DOE 1332.1A,
DOE 1332.2, and DOE 5700.7B.
g. Director of Security Affairs (SA-1), ensures that appropriate Orders and guidance
are issued to allow for the identification and control of classified scientific and
technical information or Unclassified Controlled Nuclear Information (controlled
under section 148 of the Atomic Energy Act of 1954, as amended), and other
information bearing on national security and foreign policy.
h. Heads of Departmental Elements.
Section 4
(1) In consultation with AD-1, participate in the development, implementation,
and evaluation of policies for the management of DOE scientific and
technical information.
(2) Are responsible for the management of programmatic data (experimental,
theoretical, etc.). In this regard, the Heads of Departmental Elements shall
establish, operate, and administer information and data management
functions required for the conduct of their missions, ensuring that such
functions comply with DOE's scientific and technical information policies
such that data are available to the proper audience and that the disposition
of such data is coordinated with AD-21, where appropriate.
(3) Ensure appropriate disposition of all project-related scientific and technical
information from major projects that are closed-out. Such activities should
be addressed during phase-out procedures and coordinated with AD-21.
(4) Ensure compatibility and integration with the central activity administered
by AD-21 by coordinating with AD-21 prior to establishing new scientific
and technical information functions.
(5) Ensure that at least one copy of a scientific and technical information
product, made available outside the performing organization's facility, is
sent to AD-21 after review and approval by the cognizant Program Office
in accordance with implementation procedures of DOE 1430.2A.
(6) Ensure that AD-21 receives the information necessary to properly
announce upcoming DOE-sponsored scientific/technical conferences.
Ensure that copies of all DOE sponsored conference proceedings are sent
to AD-21.
(7) Ensure that contracting officers are provided with DOE F 1332.1,
"Reporting Requirements Checklist," and Form EIA-459A, "Federal
Assistance Reporting Checklist" (provided in DOE 1430.2A), indicating
the scientific and technical information to be delivered, and reporting
instructions for all research and development contracts, financial assistance
instruments (including grants, cooperative agreements, and loan
guarantees), and interagency agreements.
(8) Ensure that DOE or management and operating contractor organizations
which conduct non-DOE research provide AD-21 with copies of
information products generated, unless otherwise specified in the contract.
(9) Designate an individual(s) to be responsible for bringing to the attention of
the contracting officer each procurement falling within the scope of this
Order: Unless another individual is designated, the requirement is that the
following shall be brought to the attention of the cognizant contracting
officer:
(a) Each procurement requiring the application of this Order.
(b) Requirements for flowdown of provisions of this Order to any
subcontract or subaward.
(c) Identification of the paragraphs or other portions of this Order
with which the awardee, or, if different, a subawardee, is to
comply.
(10) Ensure that all scientific and technical publications submitted to AD-21 are
properly transmitted with DOE Forms 1332.15, "DOE and Major
Contractor Recommendations for Announcement and Distribution of
Documents," or 1332.16, "University Contractor, Grantee, and
Cooperative Agreement Recommendations for Announcement and
Distribution of Documents," (provided in DOE 1430.2A). Submissions
must receive classification and sensitivity reviews, as appropriate, and
comply with the laws and regulations concerning patents, copyrights,
trademarks, disclosure notices, nondisclosure of proprietary data, and other
clearance/reviews required by the authorizing program.
Section 5
(11) Continually review their needs for scientific and technical information and
make their needs known to AD-21, or the appropriate designee, for the
initiation of new products or services or major revisions to scientific and
technical information functions.
(12) Coordinate with AD-21 on dissemination made outside the standard
distribution system in order to reduce duplication and overlap and to permit
dissemination, accountability, and impact assessment.
(13) Ensure that mechanisms are in place for the appropriate review of scientific
and technical information from a control standpoint. This includes
provisions for adequate training of staff, and appropriate scientific and
technical information control and dissemination instructions in all direct
procurements. Such instruction shall clearly require:
(a) That all applicable scientific and technical information controls and
limitations, as determined by the project officer, be clearly
indicated in the procurement document and on the information
products themselves. These include, but are not limited to,
Unclassified Controlled Nuclear information and other information
regulated by the Atomic Energy Act of 1954, as amended. See
DOE 1430.2A for additional instructions.
(b) That distribution of foreign scientific and technical information
products outside DOE be consistent with the terms under which
the information was received.
(14) In relation to scientific and technical information products prepared by
performing organizations under their program management, ensure:
(a) That foreign scientific and technical information products received
by DOE or contractor organizations are deposited with AD-21,
and that subsequent publication and distribution of this information
is coordinated with AD-21.
(b) That translations of foreign scientific and technical information
products are coordinated with AD-21 to avoid duplication of effort
and that resulting translations are provided to AD-21.
(c) That formal and informal agreements entered into, which will result
in the exchange of DOE-generated or funded scientific and
technical information with foreign governments or institutions, are
coordinated with AD-21 to ensure reciprocity and consistency and
that they complement other existing information exchange
agreements.
(15) Periodically review, when deemed appropriate by the Program Manager in
consultation with AD-21 and where provided for contractually, the
scientific and technical information functions of performing organizations
under their administrative jurisdiction, ensuring to the attention of AD-21
especially commendable scientific and technical information program
efforts or problems requiring assistance in resolution.
(16) Consistent with the guidance offered in the Joint Committee on Printing's
"Government Printing and Binding Regulations," approve requests, in
collaboration with the funding program managers or their designees, for the
printing, reproduction and distribution of scientific and technical
information products exceeding that described by the standard distribution
system. Any distribution beyond standard distribution and internal
distribution in the generating organization is subject to post audit by the
approving organization or by the Director of Information Resources
Management, or appropriate designee, to ensure dissemination is in
accordance with U.S. Government and Departmental policy.
(17) Ensure that scientific, technical, and technology-related software is
Section 6
managed in accordance with policies and procedures set forth in DOE
1360.4A.
(18) Ensure that information management plans, including those of performing
organizations, recognize the unique nature of scientific and technical
information and include special treatment of scientific and technical
information where appropriate including ensuring that scientific and
technical information records, regardless of media, are preserved or
disposed of in accordance with DOE 1324.2A. Sections of plans
specifically related to scientific and technical information should be
coordinated with AD-21.
i. Contracting Officers.
(1) Ensure that the Department's contracts, Cooperative Research and
Development Agreements (CRADAs), and financial assistance instruments
(including grants, other cooperative agreements, and loan guarantees)
contain language in accordance with applicable laws and regulations
protecting the Government's right to reproduce, translate, publish, use, and
dispose of copyrightable material first produced, used, or cumulated under
DOE funding; contain adequate reporting requirements; and require
delivery of scientific and technical information products consistent with the
guidelines provided in DOE 1332.1A, UNIFORM REPORTING
SYSTEM, DOE 1332.2, UNIFORM REPORTING SYSTEM FOR
FEDERAL ASSISTANCE (GRANTS AND COOPERATIVE
AGREEMENTS), DOE 5700.7B, WORK AUTHORIZATION SYSTEM,
DEAR Acquisition Letter 87-5/Financial Assistance Letter 87-2, of 9-4-87,
DEAR Acquisition Letter 88-1 of 5-25-88, Memorandum of 3-2-90
Richard E. Constant, Assistant General Counsel for Patents, and Stephen
D. Mournighan, Director, Office of Policy, subject: Implementation of
Modification to DOE Policy on the Copyrighting of Software by
Management and Operating Contractors, Acquisition Letter 91-7, of
12-4-91, FAR 27, and DEAR 927, in addition to the provisions of this
Order.
(2) Ensure that contracts and financial assistance instruments (including grants,
CRADAs, cooperative agreements, and loan guarantees), under which
scientific and technical information is produced, are not closed-out before
AD-21 receives all information products specified in the applicable
document. This may be accomplished by obtaining clearance through the
Procurement Assistance Data System prior to completing close-out
procedures. The contracting officer may waive this requirement in those
cases in which the contracting officer determines that it is not in the best
interest of the Government to pursue the issue further. This decision must
be documented and placed in the contract/awards file with a copy to
AD-21.
(3) Ensure that contractors or financial assistance recipients provide AD-21
with timely data concerning ongoing research projects.
(4) Ensure copies of all scientific and technical reports required under DOE
contractual instruments are provided to AD-21 and that the Department's
Technical Information Monitoring System is used by contracting officers to
ensure that contracts and financial assistance awards are not closed out
until the research and development publications generated thereunder are
deposited with AD-21.
(5) Based on advice received from the procurement request originator or other
designated individual, apply applicable provisions of this Order to awards
falling within its scope. For awards, other than management and operating
contracts, this shall be incorporation or reference, using explicit language in
a contractual action, usually bilateral.
Section 7
BY ORDER OF THE SECRETARY OF ENERGY:
JOHN J. NETTLES, JR.
Director of Administration
and Human Resource Management
REFERENCES
1. DOE 1324.2A, RECORDS DISPOSITION, of 9-13-88, which assigns responsibilities and
authorities and prescribes policies, procedures, standards, and guidelines for the orderly
disposition of records of the DOE and its management and operating contractors.
2. DOE 1324.5, RECORDS MANAGEMENT PROGRAM, of 1-6-87, which sets forth the
scope, objectives, and general authority for the DOE records management program and
prescribes general responsibilities for management and operation of the program.
3. DOE 1330.1C, COMPUTER SOFTWARE MANAGEMENT, of 1-12-90, which
establishes policies and responsibilities for computer software management.
4. DOE 1332.1A, UNIFORM REPORTING SYSTEM, of 10-15-85, which establishes a
uniform reporting system for contracts and loan guarantees, and provides implementing
instructions, procedures and formats.
5. DOE 1332.2, UNIFORM REPORTING SYSTEM FOR FEDERAL ASSISTANCE
(GRANTS AND COOPERATIVE AGREEMENTS), of 10-31-83, which establishes the
DOE uniform reporting system for Federal assistance and provides implementing
instructions, procedures, and formats to be used for all grants and cooperative agreements
awarded by the Department.
6. DOE 1340.1A, MANAGEMENT OF PUBLIC COMMUNICATIONS PUBLICATIONS
AND SCIENTIFIC, TECHNICAL, AND ENGINEERING PUBLICATIONS, of
8-25-82, which prescribes policies, standards, and procedures for the effective
management of DOE publications
7. DOE 1350.1, AUDIO VISUAL AND EXHIBITS MANAGEMENT, of 10-28-81, which
provides policy, responsibilities, and procedures for the management and control within
the DOE of all audiovisual productions and exhibits developed and/or used for public
dissemination of information, whether produced in-house, under contracts, or any other
form of financial assistance.
8. DOE 1360.4B, SCIENTIFIC AND TECHNICAL COMPUTER SOFTWARE, of
12-31-91, which prescribes Department of Energy (DOE) policies and procedures
pertaining to the management and control of scientific and technical computer software
which has been developed with DOE funds.
9. DOE 1430.2A, SCIENTIFIC AND TECHNICAL INFORMATION PROGRAM, of
12-14-87, which establishes the implementation procedures for the Department's scientific
and technical information program.
10. DOE 4300.2A, NON-DEPARTMENT OF ENERGY FUNDED WORK, of 12-19-86,
which establishes DOE policy, responsibilities, and general administrative procedures for
reviewing and approving requests for research and development and related technical
services from non-DOE sponsors.
11. DOE 5610.2, CONTROL OF WEAPON DATA, of 8-1-80, which establishes the
procedures for controlling weapon data.
12. DOE 5630.8A, SAFEGUARDING OF NAVAL NUCLEAR PROPULSION
INFORMATION, of 7-31-90, which promulgates the official definition of naval nuclear
propulsion information (NNPI), outlines disclosure policies and general safeguarding
requirements for such information, and establishes requirements for disposal of material
which contains NNPI.
13. DOE 5635.1A, CONTROL OF CLASSIFIED DOCUMENTS AND INFORMATION, of
2-12-88, which provides guidance on safeguarding and controlling classified documents
and information, and implements the requirements of Executive Order 12065 and the
Atomic Energy Act of 1954, as amended.
14. DOE 5635.4, PROTECTION OF UNCLASSIFIED CONTROLLED NUCLEAR
Section 8
INFORMATION, of 2-3-88, which establishes DOE policy and procedures for the
protection of Unclassified Controlled Nuclear Information (UCNI).
15. DOE 5650.2B, IDENTIFICATION OF CLASSIFIED INFORMATION, of 12-31-91,
which specifies responsibilities, authorities, policy, and procedures for the management of
the Department of Energy (DOE) program to identify classified information, documents,
or material.
16. DOE 5650.3, IDENTIFICATION OF UNCLASSIFIED CONTROLLED NUCLEAR
INFORMATION, of 2-29-88, which establishes policies and procedures for identifying
UCNI and for reviewing and marking documents and material containing UCNI.
17. DOE 5700.7B, WORK AUTHORIZATION SYSTEM, of 9-24-86, which establishes a
work authorization and control process for work performed by designated management
and operating contractors.
18. Atomic Energy Act of 1954, as amended, 42 U.S.C. 2011-2296 (Atomic Energy Act),
which establishes procedures for controlling atomic energy information.
19. Executive Order 12344, "Naval Nuclear Propulsion Program," codified in Public Law
98-525, of 10-16-84 (42 U.S.C. 7158), establishes policies for managing and ensuring
proper control of all scientific and technical information products containing naval nuclear
propulsion information.
20. Executive Order 12356, "National Security Information," of 4-2-82, 3 CFR 166 (1983),
which provides requirements for classifying information.
21. Joint Committee on Printing, S.Pub.101-9 (No. 26) February 1990, "Government Printing
and Binding Regulations," defines the regulations for the public printing and binding and
the distribution of Government publications.
22. Scientific and technical information distribution lists, DOE/OSTI-4500, "Program
Distribution for Unclassified Scientific and Technical Reports," and M-3679, "Standard
Distribution for Classified Scientific and Technical Reports," maintained by the Office of
Scientific and Technical Information (AD-21), which establishes standard distribution lists
for DOE scientific and technical reports.
23. Title 42 U.S.C., Chapter 84, "Department of Energy," sections 7112(5), (18), and
7151(A), which establishes the broad Department scientific and technical information
program.
24. Title 48 CFR, Part 9, "Department of Energy Acquisition Regulation" (DEAR), which
implements and supplements the "Federal Acquisition Regulation" (FAR) in relation to
Departmental procedures.
DEFINITIONS
1. Contractor. A seller of supplies or services under a binding legal relationship including
management and operating (M&O) contracts, non-M&O cost-reimbursement contracts,
cooperative agreements, grants, and non-M&O fixed-price contracts that are not small
purchases.
2. Cooperative Research and Development Agreements (CRADAs). First authorized in the
"Federal Technology Act of 1986," CRADAs may be defined as:
" . . . any agreement between one or more Federal laboratories and one or more
non-Federal parties under which the Government, through its laboratories, provides
personnel, services, facilities, equipment, or other resources with or without
reimbursement (but not funds to non-Federal parties) and the non-Federal parties provide
funds, personnel, services, facilities, equipment, or other resources toward the conduct of
specified research or development efforts which are consistent with the missions of the
laboratory . . . ."
Some exceptions are noted. CRADA authority was extended to Government-owned
contractor-operated laboratories by the National Competitiveness and Technology
Transfer Act of 1989.
Section 9
3. Foreign Scientific and Technical Information. Information received from foreign sources
by the Department or its contractors through exchange agreements between governments,
institutions, scientists, or engineers; through foreign visits and work assignments; and from
foreign trip reports filed by DOE and its contractors.
4. Information Resources Management. The management of information and related
resources. Involves the collection, creation, use, maintenance, dissemination, and
disposition of Government information.
5. Office of Scientific and Technical Information. The Office of Scientific and Technical
Information (AD-21), in consultation and coordination with Heads of Departmental
Elements, serves the Department by providing guidance and direction for the management
of DOE's scientific and technical information resources. AD-21 also provides a
centralized base of support to Departmental Elements and their contractors to assist in the
planning, development, and implementation of scientific and technical information
activities.
6. Official Distribution. The total distribution of a specific scientific and technical
information document to recipients approved by the responsible Program ManagerOfficial
distribution includes, but is not restricted to, standard distribution as defined below and
distribution to supplemental mailing lists It encompasses the total quantity printed in
relation to the distribution plan.
7. Performing Organizations. DOE-operated laboratories, DOE contractors and financial
assistance recipients, and their contractors and subcontractors, as well as Federal, private,
nonprofit, and international organizations, which have agreements with DOE that produce
scientific and technical information or obtain scientific and technical information products
or services with DOE funds.
8. Program Managers. Heads of Departmental Elements or other individuals authorized by
these officials to exercise the authorities described in this Order.
9. Programmatic Data. This includes experimental data, theoretical data, analytical studies,
and other preliminary scientific and technical results that are used only for further work
and refinement and not useful except to the research workers involved in the project.
10. Scientific/Technical Conference. A meeting or symposium for presentation, consultation,
discussion or exchange of ideas, data, or other information of a scientific or technical
nature. This includes meetings funded, in part or fully, using Departmental funds, and
meetings within the scope of DOE research or development interests.
11. Scientific and Technical Information. Knowledge or information (unlimited, sensitive, and
classified) that results from scientific or technical studies supported by DOE or during
work carried out for others at DOE-supported facilities. This information reports on
research, development, demonstration, environmental analysis or monitoring, and waste
management and is in technical reports, journal articles, reprints, theses or dissertations,
scientific/technical conference proceedings, regulatory documents, translations,
engineering drawings, computer software, and some machine readable databases. This
information is used by program managers, scientists, researchers, and engineers.
Environmental remediation and engineering studies, economic or other social science
research, and energy use projections may be among other types of information products
considered as scientific and technical information.
Section 10
12. Scientific and Technical Information Functions. The processes involved in recording and
transferring scientific and technical information from its generator or source to the
ultimate user or beneficiary. These include a broad spectrum of activities, including
generation, publication, distribution, storage for access, and use of scientific and technical
information products and services.
13. Scientific and Technical Information Program. A Department-wide service for the
development, management, and use of scientific and technical information in support of
Departmental objectives. The program includes the Department's collections of scientific
and technical information that reside throughout the Department as well as the scientific
and technical information functions conducted in support of DOE and its performing
research and development organizations. This includes information supporting energy
research and development economic growth, national security, and environmental
protection.
14. Standard Distribution System. A system by which DOE disseminates the results of its
research and development program to its program managers, contractors, and others.
This dissemination is controlled by the Department's standard distribution lists that are
maintained and regularly updated by AD-21 in consultation with the program managers or
their designated representatives. The standard distribution system is an AD-21-managed,
computer-based system designed for the distribution of unclassified (DOE/OSTI-4500),
and classified (M-3679), scientific and technical information products, production of
mailing labels, and the identification of the number of copies needed to fulfill distribution
requirements.
15. Technical Information Officers (TIO) and Technical Information Representatives (TIR).
Serve as the central point of coordination between the appointing organization and other
Departmental Elements and AD-21 on matters pertaining to the DOE scientific and
technical information program. The functions of the TIO's/TIR's are described in DOE
1430.2A.
16. Unclassified Controlled Nuclear InformationCertain unclassified Government information
prohibited from unauthorized dissemination under section 148 of the Atomic Energy Act
of 1954, as amended and further defined in DOE 5650.3.